Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 301227203
Over the rolling 12-month window, securities of EXCHANGE BK SANTA ROSA CAL failed to deliver in the NSCC's Continuous Net Settlement system on 6 settlement days, totaling 111 fail shares and peaking at 50 shares on 2025-12-29. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-07-31 | 87 | $165.00 |
| 2026-06-10 | 39 | $169.00 |
| 2026-06-09 | 39 | $161.00 |
| 2026-06-08 | 39 | $168.99 |
| 2026-06-05 | 100 | $170.00 |
| 2026-06-04 | 100 | $170.00 |
| 2026-02-12 | 10 | $140.00 |
| 2026-02-09 | 1 | $147.56 |
| 2026-02-06 | 1 | $148.00 |
| 2026-01-15 | 29 | $143.24 |
| 2025-12-29 | 50 | $130.00 |
| 2025-12-08 | 20 | $125.00 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 301227203 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.