Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 31761T886
Over the rolling 12-month window, securities of FINANCIAL INVESTORS TR ALPS /C failed to deliver in the NSCC's Continuous Net Settlement system on 133 settlement days, totaling 1,028,723 fail shares and peaking at 418,153 shares on 2025-06-11. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-01 | 135 | $38.58 |
| 2026-09-30 | 135 | $38.70 |
| 2026-09-29 | 1,720 | $38.88 |
| 2026-09-28 | 1,201 | $39.47 |
| 2026-09-25 | 1,464 | $39.56 |
| 2026-09-22 | 1,047 | $40.14 |
| 2026-09-21 | 239 | $40.38 |
| 2026-09-15 | 4 | $40.75 |
| 2026-09-11 | 369 | $41.59 |
| 2026-09-10 | 1,425 | $42.50 |
| 2026-09-09 | 325 | $42.42 |
| 2026-09-04 | 399 | $42.24 |
| 2026-09-03 | 665 | $41.98 |
| 2026-09-02 | 441 | $41.73 |
| 2026-09-01 | 2 | $41.74 |
| 2026-08-31 | 207 | $41.63 |
| 2026-08-28 | 10,070 | $42.10 |
| 2026-08-27 | 4,223 | $41.83 |
| 2026-08-26 | 2,287 | $41.98 |
| 2026-08-25 | 655 | $41.99 |
| 2026-08-24 | 7,290 | $42.30 |
| 2026-08-21 | 1,581 | $41.59 |
| 2026-08-19 | 1,485 | $40.40 |
| 2026-08-13 | 1,311 | $40.51 |
| 2026-08-12 | 1,474 | $40.35 |
| 2026-08-11 | 475 | $40.46 |
| 2026-08-05 | 483 | $38.82 |
| 2026-08-04 | 167 | $38.14 |
| 2026-07-31 | 557 | $38.38 |
| 2026-07-30 | 448 | $37.54 |
| 2026-07-28 | 1,342 | $37.84 |
| 2026-07-27 | 182 | $38.25 |
| 2026-07-24 | 238 | $38.38 |
| 2026-07-21 | 1,585 | $37.52 |
| 2026-07-20 | 5,469 | $37.59 |
| 2026-07-15 | 5,932 | $38.06 |
| 2026-07-14 | 6,536 | $37.41 |
| 2026-07-13 | 3,552 | $37.50 |
| 2026-07-10 | 3,003 | $37.20 |
| 2026-07-09 | 3,556 | $37.17 |
| 2026-07-08 | 3,264 | $37.10 |
| 2026-07-07 | 1,911 | $37.42 |
| 2026-07-06 | 5,507 | $37.14 |
| 2026-07-02 | 7,312 | $36.73 |
| 2026-07-01 | 6,217 | $37.29 |
| 2026-06-29 | 130 | $37.12 |
| 2026-06-26 | 57 | $37.24 |
| 2026-06-24 | 11 | $37.78 |
| 2026-06-23 | 315 | $38.55 |
| 2026-06-22 | 946 | $38.35 |
| 2026-06-18 | 948 | $38.90 |
| 2026-06-16 | 88 | $39.87 |
| 2026-06-12 | 204 | $39.65 |
| 2026-06-11 | 281 | $38.85 |
| 2026-06-09 | 41 | $39.95 |
| 2026-06-08 | 147 | $39.63 |
| 2026-06-05 | 634 | $41.65 |
| 2026-06-04 | 640 | $41.68 |
| 2026-06-03 | 974 | $42.04 |
| 2026-06-02 | 735 | $41.31 |
| 2026-06-01 | 1,261 | $41.15 |
| 2026-05-29 | 1,411 | $41.28 |
| 2026-05-28 | 2,051 | $40.98 |
| 2026-05-27 | 1,697 | $41.44 |
| 2026-05-26 | 1,079 | $41.22 |
| 2026-05-22 | 668 | $41.37 |
| 2026-05-20 | 4 | $41.01 |
| 2026-05-19 | 107 | $41.53 |
| 2026-05-18 | 347 | $41.38 |
| 2026-05-15 | 188 | $41.96 |
| 2026-05-14 | 166 | $42.16 |
| 2026-05-13 | 100 | $42.07 |
| 2026-05-11 | 21 | $41.25 |
| 2026-05-08 | 575 | $40.78 |
| 2026-05-07 | 661 | $41.35 |
| 2026-05-06 | 445 | $41.55 |
| 2026-05-05 | 424 | $40.88 |
| 2026-04-30 | 59 | $40.69 |
| 2026-04-29 | 59 | $40.58 |
| 2026-04-28 | 59 | $40.60 |
| 2026-04-27 | 59 | $40.64 |
| 2026-04-22 | 193 | $39.85 |
| 2026-04-21 | 193 | $40.00 |
| 2026-04-20 | 106 | $39.95 |
| 2026-04-17 | 106 | $40.50 |
| 2026-04-06 | 72,900 | $40.05 |
| 2026-04-02 | 72,797 | $39.86 |
| 2026-04-01 | 288 | $40.10 |
| 2026-03-31 | 1,406 | $39.36 |
| 2026-03-30 | 1,093 | $39.44 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 31761T886 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.