Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33718M105
Over the rolling 12-month window, securities of FIRST TRUST DOW JONES SELECT M failed to deliver in the NSCC's Continuous Net Settlement system on 150 settlement days, totaling 94,172 fail shares and peaking at 8,901 shares on 2026-04-30. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-25 | 7 | $88.57 |
| 2026-09-24 | 2,122 | $88.60 |
| 2026-09-23 | 3,628 | $90.26 |
| 2026-09-22 | 2,164 | $90.28 |
| 2026-09-21 | 1,423 | $90.38 |
| 2026-09-18 | 2,031 | $90.78 |
| 2026-09-17 | 2 | $90.90 |
| 2026-09-16 | 667 | $91.80 |
| 2026-08-31 | 1,485 | $92.43 |
| 2026-08-28 | 69 | $92.19 |
| 2026-08-20 | 2 | $93.49 |
| 2026-08-13 | 15 | $94.85 |
| 2026-08-10 | 201 | $94.93 |
| 2026-08-07 | 253 | $94.40 |
| 2026-08-06 | 52 | $94.71 |
| 2026-08-05 | 52 | $94.90 |
| 2026-08-04 | 52 | $93.23 |
| 2026-07-28 | 7 | $91.65 |
| 2026-07-23 | 48 | $90.89 |
| 2026-07-22 | 397 | $91.54 |
| 2026-07-21 | 7,129 | $90.75 |
| 2026-07-17 | 418 | $92.57 |
| 2026-07-15 | 172 | $91.09 |
| 2026-07-14 | 233 | $91.31 |
| 2026-07-13 | 61 | $91.46 |
| 2026-07-10 | 61 | $91.11 |
| 2026-07-09 | 71 | $90.34 |
| 2026-07-02 | 2 | $93.77 |
| 2026-07-01 | 1,666 | $93.11 |
| 2026-06-30 | 6 | $92.80 |
| 2026-06-25 | 1,001 | $91.10 |
| 2026-06-18 | 30 | $88.34 |
| 2026-06-15 | 942 | $90.18 |
| 2026-06-05 | 106 | $87.30 |
| 2026-06-04 | 105 | $85.33 |
| 2026-06-03 | 4 | $87.19 |
| 2026-06-02 | 4 | $86.62 |
| 2026-05-29 | 28 | $87.86 |
| 2026-05-28 | 28 | $87.84 |
| 2026-05-27 | 152 | $87.60 |
| 2026-05-26 | 159 | $86.39 |
| 2026-05-22 | 127 | $86.11 |
| 2026-05-21 | 124 | $85.60 |
| 2026-05-11 | 13 | $88.17 |
| 2026-05-08 | 30 | $88.04 |
| 2026-05-07 | 17 | $88.80 |
| 2026-05-06 | 22 | $88.75 |
| 2026-05-05 | 35 | $87.87 |
| 2026-05-04 | 342 | $89.18 |
| 2026-05-01 | 412 | $88.18 |
| 2026-04-30 | 8,901 | $87.19 |
| 2026-04-29 | 4,770 | $88.95 |
| 2026-04-28 | 4,949 | $88.28 |
| 2026-04-27 | 3,522 | $87.88 |
| 2026-04-23 | 49 | $87.62 |
| 2026-04-22 | 525 | $87.53 |
| 2026-04-21 | 880 | $88.67 |
| 2026-04-20 | 944 | $88.85 |
| 2026-04-14 | 30 | $87.01 |
| 2026-04-13 | 1 | $86.46 |
| 2026-04-10 | 426 | $86.98 |
| 2026-04-09 | 377 | $85.79 |
| 2026-04-08 | 49 | $83.80 |
| 2026-04-07 | 50 | $83.51 |
| 2026-04-06 | 269 | $83.28 |
| 2026-04-02 | 492 | $82.69 |
| 2026-04-01 | 480 | $82.09 |
| 2026-03-27 | 159 | $82.03 |
| 2026-03-25 | 760 | $82.09 |
| 2026-03-20 | 88 | $80.71 |
| 2026-03-19 | 1,095 | $79.85 |
| 2026-03-18 | 150 | $81.30 |
| 2026-03-17 | 91 | $81.50 |
| 2026-03-09 | 191 | $82.36 |
| 2026-03-06 | 234 | $83.94 |
| 2026-03-05 | 18 | $85.65 |
| 2026-02-25 | 56 | $84.91 |
| 2026-02-24 | 721 | $84.54 |
| 2026-02-23 | 106 | $86.45 |
| 2026-02-20 | 73 | $86.22 |
| 2026-02-19 | 642 | $85.94 |
| 2026-02-18 | 1,113 | $86.10 |
| 2026-02-17 | 791 | $86.14 |
| 2026-02-13 | 253 | $85.48 |
| 2026-02-12 | 943 | $86.44 |
| 2026-02-11 | 4,695 | $87.12 |
| 2026-02-10 | 474 | $87.33 |
| 2026-02-06 | 49 | $84.82 |
| 2026-02-05 | 146 | $86.33 |
| 2026-02-04 | 102 | $86.40 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33718M105 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.