Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33733E104
Over the rolling 12-month window, securities of FIRST TRUST CAPITAL STRENGTH E failed to deliver in the NSCC's Continuous Net Settlement system on 52 settlement days, totaling 14,180 fail shares and peaking at 2,845 shares on 2025-11-24. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-28 | 2 | $95.20 |
| 2026-09-23 | 4,373 | $96.12 |
| 2026-09-22 | 265 | $96.44 |
| 2026-09-21 | 9,181 | $96.52 |
| 2026-09-18 | 234 | $96.82 |
| 2026-09-14 | 7 | $97.11 |
| 2026-09-10 | 97 | $97.02 |
| 2026-09-02 | 11,913 | $99.93 |
| 2026-08-31 | 2 | $101.30 |
| 2026-08-24 | 1,134 | $101.52 |
| 2026-08-21 | 5,908 | $100.80 |
| 2026-08-17 | 38 | $101.01 |
| 2026-08-14 | 10,538 | $101.00 |
| 2026-08-10 | 17 | $100.17 |
| 2026-07-29 | 3,301 | $100.21 |
| 2026-07-22 | 10,136 | $95.87 |
| 2026-07-20 | 2 | $96.94 |
| 2026-07-17 | 27 | $97.96 |
| 2026-07-07 | 1 | $96.91 |
| 2026-07-01 | 9 | $93.92 |
| 2026-06-30 | 65,897 | $93.90 |
| 2026-06-29 | 232 | $93.99 |
| 2026-06-26 | 6 | $93.28 |
| 2026-06-25 | 89 | $93.89 |
| 2026-06-23 | 54 | $92.73 |
| 2026-06-22 | 53,935 | $92.96 |
| 2026-06-18 | 24 | $93.31 |
| 2026-06-15 | 73 | $94.53 |
| 2026-06-08 | 2 | $93.72 |
| 2026-06-03 | 2,559 | $92.25 |
| 2026-05-15 | 1 | $92.65 |
| 2026-05-13 | 1,692 | $92.40 |
| 2026-04-30 | 1 | $93.12 |
| 2026-04-27 | 2 | $92.96 |
| 2026-04-17 | 229 | $93.97 |
| 2026-04-16 | 2 | $94.13 |
| 2026-04-15 | 123 | $94.03 |
| 2026-04-14 | 296 | $93.91 |
| 2026-04-08 | 1 | $92.58 |
| 2026-04-06 | 639 | $93.06 |
| 2026-04-01 | 1 | $92.76 |
| 2026-03-31 | 3 | $91.87 |
| 2026-03-24 | 96 | $92.70 |
| 2026-03-12 | 6 | $95.27 |
| 2026-03-05 | 3 | $98.66 |
| 2026-03-03 | 304 | $99.43 |
| 2026-02-03 | 2 | $97.59 |
| 2025-12-16 | 15 | $93.38 |
| 2025-12-10 | 1 | $91.52 |
| 2025-12-03 | 105 | $91.99 |
| 2025-12-02 | 1 | $92.08 |
| 2025-11-24 | 2,845 | $91.36 |
| 2025-11-14 | 1 | $92.21 |
| 2025-11-05 | 4 | $91.00 |
| 2025-10-23 | 56 | $93.34 |
| 2025-10-14 | 74 | $92.55 |
| 2025-10-10 | 73 | $93.08 |
| 2025-10-06 | 493 | $93.66 |
| 2025-09-30 | 1 | $93.23 |
| 2025-09-29 | 11 | $92.86 |
| 2025-09-23 | 13 | $92.44 |
| 2025-09-19 | 4 | $92.56 |
| 2025-09-12 | 94 | $93.74 |
| 2025-09-08 | 33 | $93.17 |
| 2025-08-28 | 4 | $93.00 |
| 2025-08-21 | 1 | $93.55 |
| 2025-08-14 | 50 | $93.21 |
| 2025-08-05 | 58 | $91.73 |
| 2025-08-04 | 1 | $90.54 |
| 2025-07-31 | 22 | $91.12 |
| 2025-07-30 | 316 | $91.56 |
| 2025-07-15 | 565 | $91.05 |
| 2025-07-10 | 1,395 | $91.60 |
| 2025-07-09 | 2,424 | $91.54 |
| 2025-06-30 | 388 | $90.31 |
| 2025-06-26 | 34 | $89.74 |
| 2025-06-18 | 104 | $89.30 |
| 2025-06-17 | 1,113 | $90.17 |
| 2025-06-16 | 49 | $89.99 |
| 2025-06-13 | 1 | $91.10 |
| 2025-06-12 | 55 | $90.69 |
| 2025-06-06 | 375 | $90.61 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33733E104 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.