Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33733E633
Over the rolling 12-month window, securities of FIRST TR EXCHANGE-TRADED FD WC failed to deliver in the NSCC's Continuous Net Settlement system on 15 settlement days, totaling 11,594 fail shares and peaking at 3,722 shares on 2026-04-28. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 76 | $21.02 |
| 2026-09-29 | 426 | $21.05 |
| 2026-09-04 | 3 | $21.68 |
| 2026-09-03 | 2 | $21.43 |
| 2026-09-02 | 1 | $21.32 |
| 2026-08-28 | 57 | $21.71 |
| 2026-08-27 | 57 | $21.84 |
| 2026-08-26 | 57 | $21.86 |
| 2026-08-20 | 1,460 | $21.66 |
| 2026-08-19 | 542 | $21.86 |
| 2026-08-18 | 542 | $22.22 |
| 2026-08-14 | 478 | $22.03 |
| 2026-08-12 | 30 | $21.67 |
| 2026-08-07 | 344 | $21.60 |
| 2026-08-06 | 906 | $21.94 |
| 2026-08-05 | 1,550 | $21.99 |
| 2026-08-04 | 15,456 | $21.55 |
| 2026-08-03 | 8,813 | $21.35 |
| 2026-07-31 | 8,714 | $21.28 |
| 2026-07-30 | 8,304 | $21.03 |
| 2026-07-29 | 14,629 | $20.99 |
| 2026-07-28 | 14,628 | $21.09 |
| 2026-07-27 | 14,960 | $20.99 |
| 2026-07-24 | 1,119 | $20.94 |
| 2026-07-23 | 1,144 | $21.24 |
| 2026-07-22 | 1,257 | $21.34 |
| 2026-07-21 | 2,957 | $20.87 |
| 2026-07-20 | 871 | $20.84 |
| 2026-07-17 | 3,153 | $20.93 |
| 2026-07-16 | 4,488 | $21.18 |
| 2026-07-15 | 4,552 | $21.12 |
| 2026-07-14 | 5,805 | $21.18 |
| 2026-07-13 | 1,005 | $21.55 |
| 2026-07-10 | 101 | $21.61 |
| 2026-07-07 | 124 | $21.81 |
| 2026-07-06 | 3 | $21.49 |
| 2026-07-02 | 235 | $21.43 |
| 2026-07-01 | 1,203 | $21.76 |
| 2026-06-30 | 2,081 | $21.55 |
| 2026-06-29 | 655 | $21.24 |
| 2026-06-26 | 1,266 | $21.50 |
| 2026-06-25 | 1,779 | $21.22 |
| 2026-06-18 | 100 | $21.82 |
| 2026-06-17 | 100 | $21.70 |
| 2026-06-16 | 100 | $21.74 |
| 2026-06-12 | 705 | $21.03 |
| 2026-06-11 | 705 | $20.42 |
| 2026-06-10 | 705 | $20.77 |
| 2026-06-05 | 310 | $21.38 |
| 2026-06-04 | 312 | $21.16 |
| 2026-06-03 | 313 | $21.40 |
| 2026-06-01 | 100 | $21.23 |
| 2026-05-29 | 410 | $21.22 |
| 2026-05-28 | 100 | $21.06 |
| 2026-05-18 | 5 | $20.48 |
| 2026-05-15 | 5 | $20.73 |
| 2026-05-14 | 5 | $20.71 |
| 2026-05-12 | 458 | $20.48 |
| 2026-05-11 | 477 | $20.43 |
| 2026-05-08 | 764 | $20.47 |
| 2026-05-07 | 306 | $20.89 |
| 2026-05-06 | 600 | $20.41 |
| 2026-05-05 | 600 | $20.32 |
| 2026-05-04 | 1,300 | $20.12 |
| 2026-04-30 | 1,421 | $19.51 |
| 2026-04-29 | 1,421 | $19.47 |
| 2026-04-28 | 3,722 | $19.66 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33733E633 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.