Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33733E732
Over the rolling 12-month window, securities of FIRST TR EXCHANGE-TRADED FD WC failed to deliver in the NSCC's Continuous Net Settlement system on 210 settlement days, totaling 13,481,308 fail shares and peaking at 2,224,999 shares on 2025-10-31. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 13,894 | $19.19 |
| 2026-09-29 | 3,037 | $19.21 |
| 2026-09-25 | 7 | $19.24 |
| 2026-09-24 | 8 | $19.26 |
| 2026-09-23 | 6,945 | $19.58 |
| 2026-09-22 | 5,062 | $19.58 |
| 2026-09-21 | 4,791 | $19.31 |
| 2026-09-18 | 90 | $19.44 |
| 2026-09-17 | 3,931 | $19.16 |
| 2026-09-15 | 4,766 | $19.38 |
| 2026-09-14 | 5,434 | $19.65 |
| 2026-09-11 | 9,614 | $19.49 |
| 2026-09-10 | 11,750 | $19.75 |
| 2026-09-09 | 12,318 | $19.98 |
| 2026-09-08 | 934 | $19.94 |
| 2026-09-02 | 166,624 | $19.49 |
| 2026-08-31 | 11,924 | $19.78 |
| 2026-08-26 | 3,854,315 | $19.96 |
| 2026-08-25 | 3,580 | $19.65 |
| 2026-08-24 | 111 | $19.81 |
| 2026-08-17 | 2,709 | $20.11 |
| 2026-08-14 | 99,975 | $20.05 |
| 2026-08-07 | 208 | $19.54 |
| 2026-08-06 | 135,246 | $19.75 |
| 2026-08-04 | 12,733 | $19.32 |
| 2026-07-30 | 2,505 | $18.51 |
| 2026-07-29 | 66 | $18.75 |
| 2026-07-24 | 1,002,841 | $19.03 |
| 2026-07-23 | 916,929 | $19.20 |
| 2026-07-22 | 3,560 | $19.28 |
| 2026-07-21 | 23,088 | $18.77 |
| 2026-07-20 | 26,497 | $18.84 |
| 2026-07-17 | 32 | $19.02 |
| 2026-07-16 | 18,841 | $19.39 |
| 2026-07-09 | 3,588 | $19.42 |
| 2026-06-30 | 6,339 | $19.35 |
| 2026-06-29 | 1,235 | $19.21 |
| 2026-06-26 | 16 | $19.44 |
| 2026-06-25 | 1,482 | $19.22 |
| 2026-06-24 | 934 | $19.34 |
| 2026-06-23 | 273 | $19.91 |
| 2026-06-18 | 13,042 | $19.59 |
| 2026-06-15 | 59 | $19.38 |
| 2026-06-10 | 8,084 | $18.87 |
| 2026-05-21 | 66 | $18.71 |
| 2026-05-19 | 23,985 | $18.54 |
| 2026-05-18 | 118 | $18.41 |
| 2026-05-15 | 46,311 | $18.81 |
| 2026-05-14 | 10,465 | $18.83 |
| 2026-05-13 | 11,504 | $18.56 |
| 2026-05-12 | 17,683 | $18.85 |
| 2026-05-08 | 58,179 | $18.85 |
| 2026-05-07 | 13,491 | $19.28 |
| 2026-05-06 | 13,722 | $18.69 |
| 2026-05-05 | 57,166 | $18.52 |
| 2026-05-04 | 4,783 | $18.45 |
| 2026-05-01 | 4,409 | $18.39 |
| 2026-04-30 | 4,161 | $17.96 |
| 2026-04-29 | 11,069 | $18.06 |
| 2026-04-27 | 176,244 | $18.32 |
| 2026-04-24 | 779 | $18.20 |
| 2026-04-23 | 5,535 | $18.42 |
| 2026-04-22 | 849,144 | $18.20 |
| 2026-04-21 | 5,936 | $18.61 |
| 2026-04-14 | 1,444 | $18.23 |
| 2026-04-13 | 2,237 | $17.97 |
| 2026-04-10 | 14,846 | $17.87 |
| 2026-04-09 | 4,300 | $17.85 |
| 2026-04-08 | 795 | $17.00 |
| 2026-04-07 | 646 | $17.06 |
| 2026-03-31 | 206,738 | $16.12 |
| 2026-03-26 | 76,134 | $17.00 |
| 2026-03-25 | 19,684 | $16.74 |
| 2026-03-24 | 7,588 | $16.83 |
| 2026-03-23 | 2,557 | $16.40 |
| 2026-03-20 | 10,037 | $16.95 |
| 2026-03-19 | 30,807 | $17.01 |
| 2026-03-18 | 10,695 | $17.23 |
| 2026-03-17 | 100 | $17.21 |
| 2026-03-16 | 17,062 | $16.79 |
| 2026-03-13 | 12,349 | $17.01 |
| 2026-03-12 | 49,767 | $17.41 |
| 2026-03-11 | 509,033 | $17.51 |
| 2026-03-10 | 10,705 | $17.38 |
| 2026-03-06 | 21,380 | $17.36 |
| 2026-03-05 | 128,146 | $17.76 |
| 2026-02-27 | 4,573 | $18.27 |
| 2026-02-25 | 4,333 | $18.18 |
| 2026-02-23 | 18,843 | $18.34 |
| 2026-02-19 | 7,533 | $18.22 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33733E732 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.