Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33733E740
Over the rolling 12-month window, securities of FIRST TR EXCHANGE-TRADED FD WC failed to deliver in the NSCC's Continuous Net Settlement system on 210 settlement days, totaling 1,084,427 fail shares and peaking at 381,089 shares on 2026-04-08. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-13 | 1,805 | $19.19 |
| 2026-10-09 | 1,071 | $19.18 |
| 2026-10-08 | 492 | $19.48 |
| 2026-10-05 | 2,550 | $19.22 |
| 2026-10-02 | 7,818 | $19.03 |
| 2026-10-01 | 1,977 | $19.07 |
| 2026-09-28 | 225 | $19.37 |
| 2026-09-25 | 127 | $19.16 |
| 2026-09-24 | 63 | $19.21 |
| 2026-09-21 | 947 | $19.01 |
| 2026-09-18 | 252 | $18.98 |
| 2026-09-17 | 154 | $18.67 |
| 2026-09-09 | 1,252 | $19.58 |
| 2026-09-08 | 3,461 | $19.37 |
| 2026-09-04 | 3,872 | $19.15 |
| 2026-09-03 | 1,451 | $19.06 |
| 2026-09-02 | 1,254 | $18.92 |
| 2026-09-01 | 1,239 | $18.94 |
| 2026-08-31 | 138 | $19.11 |
| 2026-08-24 | 805 | $19.29 |
| 2026-08-21 | 455 | $19.00 |
| 2026-08-20 | 263 | $18.88 |
| 2026-08-17 | 136 | $18.98 |
| 2026-08-14 | 183 | $19.01 |
| 2026-08-13 | 563 | $18.95 |
| 2026-08-11 | 571 | $18.69 |
| 2026-08-10 | 1,077 | $18.77 |
| 2026-08-07 | 2,028 | $18.71 |
| 2026-08-06 | 2,148 | $18.99 |
| 2026-08-05 | 2,360 | $18.88 |
| 2026-08-04 | 1,095 | $18.51 |
| 2026-08-03 | 880 | $18.43 |
| 2026-07-31 | 3,260 | $18.26 |
| 2026-07-30 | 3,241 | $17.70 |
| 2026-07-29 | 2,388 | $17.93 |
| 2026-07-23 | 261 | $18.87 |
| 2026-07-17 | 14 | $18.71 |
| 2026-07-16 | 14 | $19.12 |
| 2026-07-15 | 14 | $19.11 |
| 2026-07-14 | 517 | $18.83 |
| 2026-07-13 | 592 | $19.55 |
| 2026-07-10 | 879 | $19.38 |
| 2026-07-06 | 304 | $19.00 |
| 2026-07-02 | 2,031 | $19.31 |
| 2026-07-01 | 1,523 | $19.62 |
| 2026-06-30 | 390 | $19.35 |
| 2026-06-26 | 675 | $19.42 |
| 2026-06-25 | 1,716 | $19.31 |
| 2026-06-24 | 1,617 | $19.34 |
| 2026-06-18 | 131 | $19.52 |
| 2026-06-17 | 1,293 | $19.49 |
| 2026-06-16 | 1,832 | $19.66 |
| 2026-06-15 | 1,977 | $19.32 |
| 2026-06-12 | 22 | $19.15 |
| 2026-06-11 | 22 | $18.20 |
| 2026-06-10 | 289 | $18.51 |
| 2026-06-09 | 682 | $18.52 |
| 2026-06-08 | 1,474 | $18.41 |
| 2026-06-05 | 714 | $19.67 |
| 2026-06-04 | 506 | $19.79 |
| 2026-06-03 | 332 | $20.27 |
| 2026-06-02 | 1,818 | $20.13 |
| 2026-06-01 | 2,059 | $19.83 |
| 2026-05-29 | 2,508 | $19.88 |
| 2026-05-28 | 1,589 | $19.82 |
| 2026-05-22 | 988 | $19.27 |
| 2026-05-21 | 899 | $19.13 |
| 2026-05-20 | 800 | $18.73 |
| 2026-05-18 | 243 | $18.95 |
| 2026-05-15 | 291 | $19.56 |
| 2026-05-14 | 942 | $19.51 |
| 2026-05-13 | 376 | $19.13 |
| 2026-05-12 | 4,158 | $19.64 |
| 2026-05-11 | 3,259 | $19.55 |
| 2026-05-08 | 10 | $19.35 |
| 2026-05-06 | 1,418 | $19.27 |
| 2026-05-05 | 519 | $18.93 |
| 2026-05-04 | 498 | $18.86 |
| 2026-05-01 | 775 | $18.83 |
| 2026-04-30 | 15,441 | $18.44 |
| 2026-04-29 | 2,874 | $18.44 |
| 2026-04-28 | 329 | $18.66 |
| 2026-04-27 | 1,163 | $18.58 |
| 2026-04-24 | 815 | $18.25 |
| 2026-04-23 | 933 | $18.56 |
| 2026-04-22 | 358 | $18.29 |
| 2026-04-21 | 533 | $18.58 |
| 2026-04-20 | 1,948 | $18.59 |
| 2026-04-17 | 100 | $18.39 |
| 2026-04-16 | 198 | $18.33 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33733E740 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.