Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33733E799
Over the rolling 12-month window, securities of FIRST TR EXCE-TRD FD S&P 500 D failed to deliver in the NSCC's Continuous Net Settlement system on 80 settlement days, totaling 6,643 fail shares and peaking at 597 shares on 2026-03-05. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-18 | 45 | $30.43 |
| 2026-09-17 | 354 | $30.13 |
| 2026-09-16 | 627 | $30.63 |
| 2026-09-15 | 950 | $30.69 |
| 2026-09-14 | 4,090 | $30.43 |
| 2026-09-10 | 50 | $29.76 |
| 2026-09-09 | 49 | $30.03 |
| 2026-09-08 | 19 | $30.69 |
| 2026-09-03 | 539 | $30.62 |
| 2026-09-02 | 521 | $30.24 |
| 2026-09-01 | 519 | $30.41 |
| 2026-08-31 | 164 | $30.59 |
| 2026-08-26 | 2 | $30.38 |
| 2026-08-25 | 1 | $30.43 |
| 2026-08-20 | 108 | $30.31 |
| 2026-08-19 | 107 | $30.02 |
| 2026-08-18 | 100 | $29.87 |
| 2026-08-14 | 57 | $30.49 |
| 2026-08-13 | 57 | $29.88 |
| 2026-08-12 | 56 | $29.97 |
| 2026-07-22 | 84 | $27.95 |
| 2026-07-21 | 17 | $27.96 |
| 2026-07-20 | 185 | $28.07 |
| 2026-07-17 | 329 | $28.08 |
| 2026-07-16 | 449 | $27.75 |
| 2026-07-15 | 375 | $27.70 |
| 2026-07-14 | 15 | $27.95 |
| 2026-07-13 | 95 | $27.78 |
| 2026-07-10 | 190 | $27.67 |
| 2026-07-09 | 103 | $27.41 |
| 2026-07-08 | 101 | $27.82 |
| 2026-07-07 | 102 | $27.68 |
| 2026-07-01 | 6 | $26.99 |
| 2026-06-30 | 3 | $27.17 |
| 2026-06-29 | 1 | $27.19 |
| 2026-06-25 | 20 | $26.99 |
| 2026-06-24 | 20 | $26.83 |
| 2026-06-23 | 18 | $26.89 |
| 2026-06-22 | 1 | $26.89 |
| 2026-06-18 | 6 | $26.91 |
| 2026-06-17 | 2 | $27.60 |
| 2026-06-16 | 2 | $27.78 |
| 2026-06-12 | 42 | $27.65 |
| 2026-06-11 | 43 | $27.53 |
| 2026-06-10 | 43 | $27.96 |
| 2026-06-08 | 53 | $28.08 |
| 2026-06-05 | 5 | $28.59 |
| 2026-06-04 | 2 | $28.42 |
| 2026-06-03 | 1 | $28.71 |
| 2026-06-02 | 1 | $29.05 |
| 2026-06-01 | 1 | $28.58 |
| 2026-05-28 | 97 | $27.97 |
| 2026-05-27 | 103 | $27.96 |
| 2026-05-26 | 103 | $27.98 |
| 2026-05-21 | 14 | $27.15 |
| 2026-05-20 | 15 | $26.81 |
| 2026-05-19 | 13 | $27.05 |
| 2026-05-14 | 21 | $26.55 |
| 2026-05-13 | 58 | $26.73 |
| 2026-05-12 | 17 | $26.94 |
| 2026-05-11 | 17 | $27.14 |
| 2026-05-07 | 17 | $26.99 |
| 2026-05-06 | 17 | $27.09 |
| 2026-05-05 | 17 | $26.84 |
| 2026-05-04 | 12 | $27.00 |
| 2026-04-20 | 40 | $26.79 |
| 2026-04-17 | 40 | $26.39 |
| 2026-04-16 | 45 | $26.16 |
| 2026-04-02 | 9 | $25.41 |
| 2026-04-01 | 30 | $25.38 |
| 2026-03-31 | 8 | $24.92 |
| 2026-03-26 | 15 | $25.51 |
| 2026-03-25 | 33 | $25.38 |
| 2026-03-24 | 1 | $25.39 |
| 2026-03-17 | 15 | $25.38 |
| 2026-03-16 | 15 | $25.24 |
| 2026-03-13 | 15 | $25.31 |
| 2026-03-11 | 8 | $25.80 |
| 2026-03-10 | 14 | $26.12 |
| 2026-03-09 | 110 | $26.18 |
| 2026-03-06 | 135 | $26.45 |
| 2026-03-05 | 597 | $26.49 |
| 2026-03-04 | 554 | $26.42 |
| 2026-03-03 | 553 | $26.64 |
| 2026-02-27 | 5 | $26.90 |
| 2026-02-20 | 291 | $26.75 |
| 2026-02-19 | 1 | $27.08 |
| 2026-02-18 | 9 | $26.80 |
| 2026-02-11 | 1 | $27.47 |
| 2026-02-09 | 1 | $27.35 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33733E799 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.