Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33733E807
Over the rolling 12-month window, securities of FIRST TR EXCHANGE-TRADED FD failed to deliver in the NSCC's Continuous Net Settlement system on 109 settlement days, totaling 2,838,666 fail shares and peaking at 405,764 shares on 2026-03-27. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-16 | 1,630 | $32.53 |
| 2026-09-15 | 7,419 | $31.70 |
| 2026-09-11 | 650 | $31.95 |
| 2026-09-03 | 995 | $31.95 |
| 2026-08-27 | 1,000 | $30.60 |
| 2026-08-19 | 1,777 | $30.74 |
| 2026-08-17 | 42 | $29.94 |
| 2026-08-11 | 6,500 | $29.81 |
| 2026-07-27 | 20,750 | $29.13 |
| 2026-07-24 | 8,033 | $29.29 |
| 2026-07-23 | 11 | $29.29 |
| 2026-07-17 | 185 | $27.51 |
| 2026-07-10 | 1,409 | $26.95 |
| 2026-07-02 | 5,580 | $26.15 |
| 2026-06-30 | 3,275 | $26.58 |
| 2026-06-24 | 8,803 | $27.39 |
| 2026-06-23 | 43,176 | $27.32 |
| 2026-06-18 | 44 | $27.28 |
| 2026-06-16 | 677,546 | $27.66 |
| 2026-06-08 | 1,167 | $28.72 |
| 2026-05-28 | 2 | $28.61 |
| 2026-05-21 | 16,227 | $30.74 |
| 2026-05-20 | 38,751 | $31.49 |
| 2026-05-19 | 299 | $31.12 |
| 2026-05-13 | 14,690 | $29.79 |
| 2026-05-07 | 8,429 | $29.65 |
| 2026-04-15 | 80,969 | $28.97 |
| 2026-04-13 | 307 | $29.97 |
| 2026-04-10 | 248 | $29.93 |
| 2026-04-09 | 2,600 | $30.30 |
| 2026-04-06 | 2,353 | $31.16 |
| 2026-04-02 | 536 | $30.63 |
| 2026-03-30 | 26,267 | $32.74 |
| 2026-03-27 | 405,764 | $32.36 |
| 2026-03-26 | 39,592 | $31.95 |
| 2026-03-25 | 85,948 | $31.62 |
| 2026-03-24 | 167,480 | $30.90 |
| 2026-03-23 | 51,111 | $31.09 |
| 2026-03-20 | 11,564 | $30.95 |
| 2026-03-19 | 28,101 | $30.32 |
| 2026-03-18 | 22,003 | $30.08 |
| 2026-03-16 | 4,639 | $29.71 |
| 2026-03-13 | 94,327 | $29.38 |
| 2026-03-11 | 25,412 | $28.36 |
| 2026-03-10 | 408 | $29.09 |
| 2026-03-09 | 2,996 | $29.08 |
| 2026-03-06 | 13,042 | $28.92 |
| 2026-03-05 | 21,451 | $28.54 |
| 2026-03-04 | 82,794 | $28.57 |
| 2026-03-03 | 27,814 | $28.65 |
| 2026-03-02 | 6,000 | $27.93 |
| 2026-02-24 | 6,314 | $27.18 |
| 2026-02-23 | 12,024 | $27.61 |
| 2026-02-12 | 6,439 | $26.68 |
| 2026-02-10 | 3,873 | $26.22 |
| 2026-02-02 | 12,967 | $25.61 |
| 2026-01-29 | 554 | $25.13 |
| 2026-01-23 | 13,608 | $24.35 |
| 2026-01-22 | 2,958 | $24.40 |
| 2026-01-20 | 1,289 | $23.62 |
| 2026-01-16 | 1,334 | $23.62 |
| 2026-01-13 | 697 | $23.20 |
| 2026-01-08 | 166 | $22.65 |
| 2026-01-05 | 2,886 | $23.83 |
| 2025-12-31 | 1 | $23.61 |
| 2025-12-26 | 700 | $23.27 |
| 2025-12-24 | 4,797 | $23.41 |
| 2025-12-23 | 4,897 | $23.22 |
| 2025-12-11 | 4,007 | $24.87 |
| 2025-12-10 | 48,082 | $24.73 |
| 2025-12-09 | 116,016 | $24.76 |
| 2025-12-08 | 39,123 | $25.22 |
| 2025-12-04 | 16,407 | $25.06 |
| 2025-12-03 | 3,160 | $24.29 |
| 2025-12-01 | 6,948 | $24.60 |
| 2025-11-28 | 2,364 | $24.09 |
| 2025-11-26 | 12,184 | $23.70 |
| 2025-11-25 | 3,751 | $23.88 |
| 2025-11-24 | 5,937 | $23.66 |
| 2025-11-20 | 7 | $23.92 |
| 2025-11-12 | 51,686 | $24.08 |
| 2025-11-10 | 10,902 | $23.17 |
| 2025-11-07 | 20,166 | $22.63 |
| 2025-11-06 | 32 | $22.33 |
| 2025-11-05 | 159,078 | $22.45 |
| 2025-11-04 | 86,906 | $22.63 |
| 2025-11-03 | 34,509 | $22.41 |
| 2025-10-20 | 112 | $21.95 |
| 2025-10-15 | 5,151 | $22.31 |
| 2025-10-14 | 3,514 | $22.64 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33733E807 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.