Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33733E823
Over the rolling 12-month window, securities of FIRST TR EXCHANGE-TRADED FD GR failed to deliver in the NSCC's Continuous Net Settlement system on 223 settlement days, totaling 2,105,052 fail shares and peaking at 75,910 shares on 2025-06-16. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-09 | 85 | $38.43 |
| 2026-10-05 | 112 | $38.13 |
| 2026-10-02 | 3,801 | $38.19 |
| 2026-10-01 | 2,817 | $37.92 |
| 2026-09-30 | 5,921 | $38.07 |
| 2026-09-25 | 1,245 | $38.15 |
| 2026-09-24 | 5,407 | $38.25 |
| 2026-09-23 | 7,710 | $38.50 |
| 2026-09-22 | 6,561 | $38.44 |
| 2026-09-21 | 4,945 | $37.90 |
| 2026-09-18 | 11,955 | $37.90 |
| 2026-09-17 | 3,426 | $37.65 |
| 2026-09-14 | 1,430 | $38.07 |
| 2026-09-10 | 2,961 | $37.93 |
| 2026-09-09 | 1,744 | $38.15 |
| 2026-09-08 | 14,701 | $38.67 |
| 2026-09-03 | 1,325 | $38.53 |
| 2026-09-01 | 3,122 | $39.24 |
| 2026-08-25 | 1 | $39.43 |
| 2026-08-19 | 231 | $39.36 |
| 2026-08-18 | 229 | $39.71 |
| 2026-08-14 | 251 | $39.99 |
| 2026-08-11 | 3,332 | $39.98 |
| 2026-08-05 | 292 | $39.55 |
| 2026-08-04 | 1,190 | $38.81 |
| 2026-08-03 | 4,408 | $38.29 |
| 2026-07-31 | 1,368 | $38.17 |
| 2026-07-30 | 1,369 | $37.80 |
| 2026-07-29 | 771 | $37.90 |
| 2026-07-28 | 2,597 | $37.76 |
| 2026-07-27 | 9,669 | $37.29 |
| 2026-07-24 | 8,853 | $37.28 |
| 2026-07-20 | 38 | $37.49 |
| 2026-07-17 | 2,417 | $37.98 |
| 2026-07-16 | 103 | $37.79 |
| 2026-07-15 | 1,383 | $37.85 |
| 2026-07-14 | 775 | $37.83 |
| 2026-07-13 | 1,041 | $38.03 |
| 2026-07-10 | 5,082 | $38.04 |
| 2026-07-09 | 5,382 | $37.66 |
| 2026-07-08 | 1,815 | $38.05 |
| 2026-07-07 | 1,635 | $38.18 |
| 2026-07-06 | 1,439 | $37.79 |
| 2026-07-02 | 19,024 | $37.54 |
| 2026-06-30 | 12,088 | $36.83 |
| 2026-06-22 | 2,000 | $36.99 |
| 2026-06-18 | 784 | $36.84 |
| 2026-06-17 | 5,464 | $37.38 |
| 2026-06-15 | 542 | $37.04 |
| 2026-06-11 | 2,074 | $36.36 |
| 2026-06-05 | 1,323 | $37.34 |
| 2026-06-04 | 12,074 | $37.20 |
| 2026-06-03 | 6,554 | $37.47 |
| 2026-06-02 | 18,982 | $37.83 |
| 2026-06-01 | 672 | $37.45 |
| 2026-05-29 | 7,711 | $37.01 |
| 2026-05-28 | 4 | $36.73 |
| 2026-05-27 | 9,868 | $36.98 |
| 2026-05-26 | 3,934 | $36.72 |
| 2026-05-22 | 1,358 | $36.47 |
| 2026-05-21 | 974 | $36.44 |
| 2026-05-20 | 6,851 | $36.01 |
| 2026-05-19 | 1,601 | $36.34 |
| 2026-05-18 | 2,936 | $36.11 |
| 2026-05-15 | 5,307 | $36.28 |
| 2026-05-14 | 2,590 | $35.95 |
| 2026-05-13 | 2,450 | $36.18 |
| 2026-05-12 | 3,973 | $36.01 |
| 2026-05-11 | 2,558 | $36.14 |
| 2026-05-08 | 1,615 | $36.00 |
| 2026-05-07 | 575 | $36.17 |
| 2026-05-06 | 1,057 | $35.93 |
| 2026-05-05 | 5,314 | $35.96 |
| 2026-05-04 | 4,876 | $36.01 |
| 2026-04-30 | 1,242 | $35.80 |
| 2026-04-29 | 1,408 | $35.94 |
| 2026-04-28 | 7,568 | $36.36 |
| 2026-04-27 | 6,425 | $36.34 |
| 2026-04-24 | 2,353 | $36.15 |
| 2026-04-23 | 6,698 | $36.75 |
| 2026-04-22 | 8,985 | $36.56 |
| 2026-04-21 | 12,723 | $36.79 |
| 2026-04-20 | 9,826 | $36.74 |
| 2026-04-17 | 4,498 | $36.31 |
| 2026-04-16 | 4,585 | $36.18 |
| 2026-04-14 | 39 | $35.49 |
| 2026-04-10 | 504 | $35.37 |
| 2026-04-09 | 1,840 | $35.46 |
| 2026-04-08 | 1,399 | $34.54 |
| 2026-04-07 | 1,417 | $34.63 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33733E823 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.