Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33733E831
Over the rolling 12-month window, securities of FIRST TR EXCHANGE-TRADED FD IN failed to deliver in the NSCC's Continuous Net Settlement system on 200 settlement days, totaling 5,721,524 fail shares and peaking at 3,163,851 shares on 2025-12-15. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-21 | 459 | $42.38 |
| 2026-09-17 | 2,458 | $42.50 |
| 2026-09-14 | 13 | $42.58 |
| 2026-09-08 | 1,232 | $43.53 |
| 2026-09-04 | 132 | $43.91 |
| 2026-09-03 | 232 | $42.97 |
| 2026-09-02 | 1,284 | $43.49 |
| 2026-09-01 | 523 | $44.14 |
| 2026-08-31 | 1,124 | $44.64 |
| 2026-08-28 | 1,097 | $44.94 |
| 2026-08-26 | 1,685 | $44.41 |
| 2026-08-25 | 1,515 | $44.57 |
| 2026-08-24 | 2,314 | $45.53 |
| 2026-08-21 | 1,311 | $45.21 |
| 2026-08-20 | 107 | $46.79 |
| 2026-08-19 | 2,837 | $47.56 |
| 2026-08-18 | 935 | $47.82 |
| 2026-08-14 | 6,233 | $47.64 |
| 2026-08-13 | 8,012 | $47.98 |
| 2026-08-12 | 2,771 | $47.51 |
| 2026-08-11 | 1,513 | $47.49 |
| 2026-08-10 | 359 | $47.22 |
| 2026-08-07 | 3,311 | $46.05 |
| 2026-08-06 | 4,250 | $45.92 |
| 2026-08-05 | 930 | $46.47 |
| 2026-08-04 | 8,986 | $44.31 |
| 2026-08-03 | 8,839 | $43.03 |
| 2026-07-31 | 8,500 | $42.83 |
| 2026-07-30 | 8,104 | $42.45 |
| 2026-07-29 | 1,000 | $44.19 |
| 2026-07-28 | 3,820 | $44.23 |
| 2026-07-27 | 157 | $43.48 |
| 2026-07-24 | 1,370 | $43.43 |
| 2026-07-23 | 52 | $42.47 |
| 2026-07-22 | 66 | $42.55 |
| 2026-07-21 | 2,715 | $42.25 |
| 2026-07-20 | 89 | $42.53 |
| 2026-07-17 | 2,036 | $42.72 |
| 2026-07-13 | 2,730 | $44.53 |
| 2026-07-10 | 4,898 | $44.78 |
| 2026-07-09 | 2,062 | $44.88 |
| 2026-07-08 | 543 | $45.64 |
| 2026-07-07 | 4,836 | $46.93 |
| 2026-07-06 | 4,315 | $46.85 |
| 2026-07-02 | 4,969 | $45.90 |
| 2026-07-01 | 5,045 | $45.77 |
| 2026-06-30 | 291 | $44.97 |
| 2026-06-29 | 1,062 | $44.10 |
| 2026-06-26 | 3,398 | $43.73 |
| 2026-06-25 | 1,000 | $43.97 |
| 2026-06-24 | 5,177 | $44.45 |
| 2026-06-23 | 4,139 | $44.55 |
| 2026-06-22 | 3,913 | $46.40 |
| 2026-06-18 | 8,517 | $47.31 |
| 2026-06-17 | 745 | $46.87 |
| 2026-06-12 | 1,981 | $47.09 |
| 2026-06-11 | 1,412 | $44.84 |
| 2026-06-10 | 14,377 | $45.86 |
| 2026-06-09 | 16,620 | $45.58 |
| 2026-06-08 | 16,064 | $45.94 |
| 2026-06-05 | 14,758 | $47.00 |
| 2026-06-04 | 5,954 | $46.01 |
| 2026-06-03 | 1,078 | $47.29 |
| 2026-06-02 | 3,741 | $47.49 |
| 2026-06-01 | 1,862 | $48.92 |
| 2026-05-28 | 1,850 | $47.88 |
| 2026-05-08 | 481,479 | $44.07 |
| 2026-05-05 | 1,920 | $43.62 |
| 2026-05-01 | 2,693 | $44.21 |
| 2026-04-30 | 1,887 | $42.98 |
| 2026-04-29 | 487 | $43.55 |
| 2026-04-28 | 306 | $43.88 |
| 2026-04-22 | 2,818 | $45.51 |
| 2026-04-21 | 2,935 | $46.95 |
| 2026-04-20 | 6,654 | $47.08 |
| 2026-04-17 | 4,123 | $46.84 |
| 2026-04-16 | 14,728 | $47.40 |
| 2026-04-14 | 2,101 | $47.60 |
| 2026-04-13 | 5,521 | $46.73 |
| 2026-04-10 | 5,116 | $47.20 |
| 2026-04-09 | 2,592 | $47.60 |
| 2026-04-08 | 27,733 | $46.05 |
| 2026-04-07 | 28,576 | $46.51 |
| 2026-04-06 | 19,089 | $45.83 |
| 2026-04-01 | 25,765 | $44.71 |
| 2026-03-31 | 622 | $43.10 |
| 2026-03-30 | 2,178 | $44.23 |
| 2026-03-27 | 3,835 | $45.31 |
| 2026-03-26 | 5,756 | $46.55 |
| 2026-03-25 | 2,228 | $45.70 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33733E831 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.