Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33733E872
Over the rolling 12-month window, securities of FIRST TR EXCHANGE-TRADED FD failed to deliver in the NSCC's Continuous Net Settlement system on 37 settlement days, totaling 4,559 fail shares and peaking at 870 shares on 2025-08-14. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-18 | 8 | $39.26 |
| 2026-09-17 | 74 | $39.17 |
| 2026-09-14 | 588 | $39.59 |
| 2026-09-11 | 563 | $39.25 |
| 2026-09-10 | 456 | $39.41 |
| 2026-09-08 | 61 | $40.34 |
| 2026-09-04 | 369 | $40.79 |
| 2026-09-02 | 28 | $40.27 |
| 2026-08-24 | 13 | $40.65 |
| 2026-08-21 | 145 | $40.41 |
| 2026-08-20 | 240 | $40.60 |
| 2026-08-19 | 160 | $40.25 |
| 2026-08-14 | 1,413 | $40.64 |
| 2026-08-13 | 987 | $40.03 |
| 2026-08-12 | 218 | $39.98 |
| 2026-07-20 | 236 | $38.37 |
| 2026-07-08 | 46 | $40.01 |
| 2026-07-01 | 80 | $40.82 |
| 2026-06-30 | 91 | $40.48 |
| 2026-06-11 | 141 | $39.25 |
| 2026-06-10 | 239 | $40.01 |
| 2026-05-22 | 142 | $38.67 |
| 2026-05-19 | 1 | $37.46 |
| 2026-05-18 | 1 | $38.08 |
| 2026-05-11 | 3 | $38.19 |
| 2026-05-08 | 2 | $37.60 |
| 2026-05-06 | 103 | $37.89 |
| 2026-04-30 | 19 | $37.51 |
| 2026-04-29 | 119 | $37.42 |
| 2026-04-28 | 98 | $37.28 |
| 2026-04-24 | 94 | $37.39 |
| 2026-04-23 | 127 | $37.49 |
| 2026-04-13 | 87 | $35.74 |
| 2026-04-10 | 185 | $36.12 |
| 2026-04-01 | 1 | $35.67 |
| 2026-03-23 | 82 | $35.13 |
| 2026-03-20 | 20 | $35.53 |
| 2026-03-19 | 20 | $35.62 |
| 2026-02-25 | 20 | $37.11 |
| 2026-02-24 | 292 | $36.85 |
| 2026-02-12 | 2 | $37.18 |
| 2026-02-11 | 2 | $37.07 |
| 2026-02-04 | 270 | $36.99 |
| 2026-02-03 | 454 | $37.01 |
| 2026-01-23 | 122 | $38.00 |
| 2026-01-22 | 232 | $37.87 |
| 2026-01-12 | 247 | $37.46 |
| 2026-01-09 | 311 | $36.92 |
| 2025-12-29 | 1 | $36.24 |
| 2025-12-24 | 140 | $36.24 |
| 2025-12-23 | 162 | $36.34 |
| 2025-12-22 | 47 | $35.98 |
| 2025-12-19 | 46 | $35.39 |
| 2025-12-18 | 145 | $35.02 |
| 2025-12-02 | 12 | $34.80 |
| 2025-12-01 | 41 | $35.07 |
| 2025-11-28 | 39 | $34.62 |
| 2025-08-14 | 870 | $34.31 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33733E872 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.