Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33734X101
Over the rolling 12-month window, securities of FIRST TR EXCHANGE-TRADED FD failed to deliver in the NSCC's Continuous Net Settlement system on 52 settlement days, totaling 114,997 fail shares and peaking at 74,269 shares on 2025-06-05. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-08-28 | 1 | $68.86 |
| 2026-08-11 | 233 | $71.10 |
| 2026-08-04 | 43,422 | $70.89 |
| 2026-08-03 | 45,675 | $69.97 |
| 2026-07-22 | 714 | $68.68 |
| 2026-07-17 | 44 | $70.18 |
| 2026-07-01 | 1 | $69.17 |
| 2026-06-30 | 1 | $69.51 |
| 2026-06-16 | 167 | $69.60 |
| 2026-06-11 | 597 | $67.29 |
| 2026-06-09 | 80 | $66.73 |
| 2026-06-08 | 12 | $66.60 |
| 2026-06-05 | 27 | $66.95 |
| 2026-06-04 | 37 | $66.97 |
| 2026-06-03 | 42 | $67.23 |
| 2026-06-01 | 27 | $67.96 |
| 2026-05-28 | 164 | $67.80 |
| 2026-05-19 | 122 | $63.47 |
| 2026-05-18 | 2 | $63.19 |
| 2026-05-13 | 2 | $64.45 |
| 2026-05-01 | 5 | $67.07 |
| 2026-04-13 | 9 | $66.62 |
| 2026-04-07 | 135 | $65.01 |
| 2026-04-06 | 67 | $64.22 |
| 2026-04-01 | 2 | $64.02 |
| 2026-03-24 | 9,370 | $64.10 |
| 2026-03-13 | 670 | $63.72 |
| 2026-03-11 | 20 | $65.64 |
| 2026-03-10 | 4 | $66.19 |
| 2026-03-05 | 114 | $68.27 |
| 2026-02-05 | 8 | $70.85 |
| 2025-12-23 | 16 | $69.72 |
| 2025-12-19 | 762 | $69.26 |
| 2025-12-18 | 1,708 | $69.08 |
| 2025-12-16 | 100 | $69.58 |
| 2025-12-03 | 44 | $67.41 |
| 2025-12-02 | 65 | $67.71 |
| 2025-11-04 | 816 | $65.56 |
| 2025-10-23 | 3 | $67.28 |
| 2025-10-15 | 25 | $66.72 |
| 2025-10-14 | 1 | $65.48 |
| 2025-10-10 | 26 | $65.85 |
| 2025-10-06 | 3 | $68.28 |
| 2025-10-01 | 7 | $68.22 |
| 2025-09-25 | 99 | $68.44 |
| 2025-09-24 | 53 | $68.59 |
| 2025-09-23 | 71 | $68.46 |
| 2025-09-22 | 78 | $68.95 |
| 2025-09-09 | 289 | $70.29 |
| 2025-09-02 | 61 | $68.73 |
| 2025-08-28 | 5 | $69.09 |
| 2025-08-22 | 1,828 | $66.56 |
| 2025-08-18 | 4 | $67.05 |
| 2025-08-15 | 500 | $66.91 |
| 2025-08-08 | 8 | $64.49 |
| 2025-08-07 | 200 | $64.95 |
| 2025-07-30 | 1,692 | $65.36 |
| 2025-07-29 | 34 | $66.27 |
| 2025-07-21 | 3,398 | $65.17 |
| 2025-07-11 | 1,699 | $66.32 |
| 2025-07-09 | 500 | $65.11 |
| 2025-07-03 | 361 | $65.35 |
| 2025-06-30 | 583 | $63.33 |
| 2025-06-26 | 38 | $62.18 |
| 2025-06-24 | 22 | $62.22 |
| 2025-06-20 | 5,747 | $61.26 |
| 2025-06-06 | 9,188 | $61.83 |
| 2025-06-05 | 74,269 | $61.94 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33734X101 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.