Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33734X150
Over the rolling 12-month window, securities of FIRST TRUST INDUSTRIALS/PRODUC failed to deliver in the NSCC's Continuous Net Settlement system on 69 settlement days, totaling 482,751 fail shares and peaking at 446,046 shares on 2025-12-12. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-24 | 576 | $83.45 |
| 2026-09-23 | 163 | $83.88 |
| 2026-09-22 | 235 | $83.44 |
| 2026-09-21 | 79 | $83.30 |
| 2026-09-18 | 560 | $83.65 |
| 2026-09-17 | 83 | $83.54 |
| 2026-09-16 | 1,153 | $83.80 |
| 2026-09-15 | 577 | $84.28 |
| 2026-09-10 | 149 | $84.61 |
| 2026-09-09 | 93 | $86.06 |
| 2026-09-08 | 50 | $87.14 |
| 2026-09-04 | 204 | $86.67 |
| 2026-09-03 | 1,177 | $85.90 |
| 2026-09-02 | 31 | $85.30 |
| 2026-08-26 | 75 | $88.44 |
| 2026-08-24 | 65 | $89.62 |
| 2026-08-19 | 417 | $89.76 |
| 2026-08-18 | 101 | $91.37 |
| 2026-08-17 | 92 | $91.99 |
| 2026-08-12 | 54 | $91.13 |
| 2026-08-06 | 396 | $91.66 |
| 2026-08-05 | 724 | $92.27 |
| 2026-08-04 | 2,624 | $90.18 |
| 2026-08-03 | 82 | $88.26 |
| 2026-07-31 | 102 | $88.28 |
| 2026-07-30 | 850 | $87.36 |
| 2026-07-29 | 979 | $89.94 |
| 2026-07-27 | 3,028 | $89.30 |
| 2026-07-24 | 6,017 | $89.00 |
| 2026-07-23 | 5,727 | $88.66 |
| 2026-07-22 | 5,337 | $88.33 |
| 2026-07-21 | 436 | $87.78 |
| 2026-07-20 | 487 | $88.70 |
| 2026-07-17 | 471 | $89.43 |
| 2026-07-16 | 995 | $88.71 |
| 2026-07-15 | 136 | $88.44 |
| 2026-07-14 | 289 | $88.25 |
| 2026-07-10 | 616 | $88.68 |
| 2026-07-09 | 4,184 | $87.61 |
| 2026-07-08 | 1,633 | $89.08 |
| 2026-07-07 | 1,704 | $90.71 |
| 2026-07-02 | 315 | $90.49 |
| 2026-07-01 | 2,106 | $91.12 |
| 2026-06-30 | 43,652 | $90.52 |
| 2026-06-29 | 396 | $89.99 |
| 2026-06-26 | 425 | $90.19 |
| 2026-06-25 | 2 | $88.82 |
| 2026-06-18 | 323 | $87.70 |
| 2026-06-09 | 6 | $85.90 |
| 2026-05-20 | 11 | $82.81 |
| 2026-05-19 | 118 | $84.24 |
| 2026-05-13 | 667 | $86.05 |
| 2026-05-11 | 136 | $87.23 |
| 2026-04-30 | 7,630 | $85.78 |
| 2026-04-28 | 80 | $87.80 |
| 2026-04-27 | 80 | $87.42 |
| 2026-04-24 | 160 | $88.16 |
| 2026-04-23 | 160 | $87.84 |
| 2026-04-22 | 80 | $88.26 |
| 2026-04-21 | 605 | $89.13 |
| 2026-04-20 | 81 | $88.45 |
| 2026-04-15 | 3,997 | $87.28 |
| 2026-04-06 | 19 | $81.98 |
| 2026-03-27 | 201 | $81.18 |
| 2026-03-25 | 168 | $82.02 |
| 2026-03-23 | 3,909 | $79.47 |
| 2026-03-17 | 62 | $82.14 |
| 2026-03-16 | 1,079 | $81.50 |
| 2026-03-03 | 22 | $90.42 |
| 2026-02-26 | 67 | $89.99 |
| 2026-02-13 | 73 | $89.75 |
| 2026-02-12 | 2 | $91.09 |
| 2026-02-09 | 10 | $90.67 |
| 2026-02-06 | 2,479 | $87.89 |
| 2026-02-05 | 883 | $88.70 |
| 2026-02-04 | 340 | $86.85 |
| 2026-02-03 | 101 | $86.41 |
| 2026-01-30 | 152 | $85.88 |
| 2026-01-27 | 199 | $86.55 |
| 2026-01-26 | 862 | $86.92 |
| 2026-01-23 | 554 | $87.69 |
| 2026-01-22 | 600 | $87.28 |
| 2026-01-21 | 383 | $85.41 |
| 2026-01-08 | 37 | $83.03 |
| 2026-01-05 | 2 | $81.40 |
| 2025-12-30 | 50 | $80.92 |
| 2025-12-22 | 50 | $80.42 |
| 2025-12-12 | 446,046 | $81.79 |
| 2025-12-11 | 2 | $80.83 |
| 2025-12-08 | 519 | $79.29 |
Showing 90 most recent of 118.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33734X150 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.