Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33734X713
Over the rolling 12-month window, securities of FIRST TR EXCHANGE-TRADED FD II failed to deliver in the NSCC's Continuous Net Settlement system on 127 settlement days, totaling 455,105 fail shares and peaking at 45,446 shares on 2026-01-06. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 5,728 | $34.85 |
| 2026-10-13 | 3,848 | $35.34 |
| 2026-10-09 | 1,624 | $34.57 |
| 2026-10-08 | 826 | $34.56 |
| 2026-10-06 | 181 | $35.21 |
| 2026-10-05 | 398 | $34.98 |
| 2026-10-02 | 636 | $34.26 |
| 2026-10-01 | 636 | $34.62 |
| 2026-09-29 | 2,214 | $34.61 |
| 2026-09-28 | 97 | $35.50 |
| 2026-09-25 | 185 | $35.21 |
| 2026-09-24 | 183 | $35.61 |
| 2026-09-23 | 3,509 | $36.62 |
| 2026-09-22 | 4,280 | $35.86 |
| 2026-09-21 | 2,690 | $35.74 |
| 2026-09-18 | 15 | $36.12 |
| 2026-09-17 | 2,225 | $35.26 |
| 2026-09-16 | 2,221 | $35.56 |
| 2026-09-15 | 1,866 | $35.92 |
| 2026-09-14 | 853 | $36.96 |
| 2026-09-11 | 1,630 | $36.86 |
| 2026-09-10 | 1,521 | $38.62 |
| 2026-09-09 | 2,165 | $38.53 |
| 2026-09-08 | 119 | $37.83 |
| 2026-09-02 | 3,220 | $37.05 |
| 2026-09-01 | 8,122 | $38.16 |
| 2026-08-31 | 5,088 | $38.28 |
| 2026-08-28 | 4,162 | $39.13 |
| 2026-08-27 | 1,758 | $38.99 |
| 2026-08-26 | 300 | $39.48 |
| 2026-08-25 | 430 | $38.88 |
| 2026-08-24 | 627 | $38.67 |
| 2026-08-21 | 1,210 | $37.04 |
| 2026-08-20 | 913 | $36.65 |
| 2026-08-19 | 1,557 | $35.07 |
| 2026-08-18 | 1,304 | $35.89 |
| 2026-08-17 | 998 | $35.43 |
| 2026-08-14 | 715 | $35.28 |
| 2026-08-13 | 1,136 | $36.24 |
| 2026-08-12 | 594 | $36.25 |
| 2026-08-11 | 605 | $36.22 |
| 2026-08-07 | 462 | $35.06 |
| 2026-08-06 | 360 | $35.32 |
| 2026-08-05 | 287 | $34.03 |
| 2026-08-04 | 55 | $32.77 |
| 2026-07-31 | 553 | $32.83 |
| 2026-07-30 | 600 | $31.23 |
| 2026-07-29 | 1,529 | $31.52 |
| 2026-07-28 | 846 | $31.93 |
| 2026-07-27 | 938 | $31.90 |
| 2026-07-23 | 156 | $32.46 |
| 2026-07-22 | 850 | $31.67 |
| 2026-07-21 | 871 | $30.37 |
| 2026-07-20 | 620 | $30.59 |
| 2026-07-17 | 94 | $31.08 |
| 2026-07-16 | 206 | $32.00 |
| 2026-07-15 | 358 | $32.25 |
| 2026-07-14 | 11 | $31.44 |
| 2026-07-13 | 29 | $32.16 |
| 2026-07-10 | 2,116 | $31.92 |
| 2026-07-09 | 1,122 | $31.02 |
| 2026-07-08 | 510 | $31.78 |
| 2026-07-07 | 6 | $32.95 |
| 2026-07-06 | 6 | $32.59 |
| 2026-07-02 | 1,780 | $32.25 |
| 2026-07-01 | 732 | $32.59 |
| 2026-06-30 | 256 | $32.39 |
| 2026-06-29 | 249 | $32.60 |
| 2026-06-26 | 167 | $32.70 |
| 2026-06-25 | 833 | $32.95 |
| 2026-06-24 | 760 | $34.04 |
| 2026-06-23 | 1,235 | $35.65 |
| 2026-06-22 | 251 | $36.05 |
| 2026-06-18 | 3,879 | $36.50 |
| 2026-06-17 | 2,087 | $37.14 |
| 2026-06-16 | 1,022 | $36.79 |
| 2026-06-15 | 204 | $35.75 |
| 2026-06-12 | 169 | $34.93 |
| 2026-06-11 | 2,571 | $33.19 |
| 2026-06-10 | 3,287 | $34.37 |
| 2026-06-09 | 2,335 | $34.88 |
| 2026-06-05 | 1,693 | $37.69 |
| 2026-06-04 | 923 | $37.66 |
| 2026-06-03 | 611 | $38.67 |
| 2026-05-29 | 4,690 | $37.39 |
| 2026-05-28 | 5,630 | $36.77 |
| 2026-05-27 | 2,949 | $37.62 |
| 2026-05-26 | 921 | $36.00 |
| 2026-05-22 | 903 | $36.10 |
| 2026-05-21 | 1,092 | $35.52 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33734X713 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.