Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33734X721
Over the rolling 12-month window, securities of FIRST TR EXCHANGE-TRADED FD II failed to deliver in the NSCC's Continuous Net Settlement system on 177 settlement days, totaling 498,825 fail shares and peaking at 48,780 shares on 2025-12-09. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 32 | $32.50 |
| 2026-10-13 | 32 | $32.26 |
| 2026-10-09 | 32 | $32.24 |
| 2026-10-06 | 92 | $32.37 |
| 2026-10-05 | 155 | $32.11 |
| 2026-10-02 | 92 | $31.99 |
| 2026-10-01 | 329 | $31.91 |
| 2026-09-30 | 240 | $32.09 |
| 2026-09-29 | 2,565 | $31.96 |
| 2026-09-28 | 2,347 | $32.25 |
| 2026-09-25 | 25 | $32.17 |
| 2026-09-23 | 13 | $33.36 |
| 2026-09-22 | 1,533 | $33.21 |
| 2026-09-21 | 1,670 | $32.73 |
| 2026-09-18 | 1,283 | $33.21 |
| 2026-09-17 | 93 | $32.51 |
| 2026-09-16 | 134 | $32.61 |
| 2026-09-15 | 141 | $32.89 |
| 2026-09-14 | 42 | $33.79 |
| 2026-09-09 | 342 | $35.02 |
| 2026-09-08 | 370 | $34.33 |
| 2026-09-04 | 33 | $34.13 |
| 2026-09-02 | 1,557 | $33.41 |
| 2026-09-01 | 2,372 | $33.66 |
| 2026-08-31 | 2,208 | $33.87 |
| 2026-08-27 | 39 | $34.35 |
| 2026-08-25 | 42 | $33.54 |
| 2026-08-21 | 827 | $33.48 |
| 2026-08-20 | 88 | $33.97 |
| 2026-08-19 | 86 | $33.73 |
| 2026-08-18 | 4 | $34.75 |
| 2026-08-17 | 3 | $34.69 |
| 2026-08-14 | 288 | $34.59 |
| 2026-08-13 | 587 | $34.64 |
| 2026-08-12 | 281 | $34.36 |
| 2026-08-10 | 237 | $34.33 |
| 2026-08-06 | 38 | $33.75 |
| 2026-08-05 | 456 | $34.05 |
| 2026-08-04 | 824 | $33.41 |
| 2026-08-03 | 370 | $32.55 |
| 2026-07-30 | 8 | $31.49 |
| 2026-07-29 | 34 | $32.21 |
| 2026-07-28 | 45 | $32.93 |
| 2026-07-27 | 1 | $33.11 |
| 2026-07-21 | 77 | $32.04 |
| 2026-07-20 | 474 | $32.03 |
| 2026-07-17 | 397 | $32.14 |
| 2026-07-16 | 397 | $32.88 |
| 2026-07-15 | 800 | $33.20 |
| 2026-07-08 | 86 | $33.11 |
| 2026-07-07 | 347 | $34.11 |
| 2026-07-06 | 499 | $33.48 |
| 2026-07-02 | 727 | $33.17 |
| 2026-07-01 | 496 | $33.66 |
| 2026-06-30 | 159 | $33.75 |
| 2026-06-29 | 155 | $33.52 |
| 2026-06-26 | 145 | $33.91 |
| 2026-06-25 | 746 | $34.19 |
| 2026-06-24 | 1,115 | $34.51 |
| 2026-06-23 | 337 | $35.27 |
| 2026-06-22 | 308 | $35.41 |
| 2026-06-18 | 6,305 | $35.17 |
| 2026-06-16 | 88,923 | $34.90 |
| 2026-06-15 | 2,836 | $33.85 |
| 2026-06-12 | 2,819 | $33.41 |
| 2026-06-11 | 2,573 | $32.38 |
| 2026-06-10 | 2,903 | $33.38 |
| 2026-06-04 | 99 | $35.25 |
| 2026-06-02 | 5,635 | $35.41 |
| 2026-06-01 | 16,758 | $35.88 |
| 2026-05-29 | 25,058 | $35.86 |
| 2026-05-27 | 3,754 | $36.45 |
| 2026-05-26 | 210 | $35.93 |
| 2026-05-22 | 210 | $35.73 |
| 2026-05-21 | 210 | $35.33 |
| 2026-05-20 | 210 | $34.49 |
| 2026-05-19 | 928 | $34.99 |
| 2026-05-18 | 452 | $35.21 |
| 2026-05-12 | 1,418 | $38.02 |
| 2026-05-11 | 1,247 | $37.52 |
| 2026-05-08 | 741 | $37.94 |
| 2026-05-06 | 498 | $37.75 |
| 2026-05-05 | 196 | $37.77 |
| 2026-05-04 | 433 | $38.11 |
| 2026-04-30 | 467 | $36.66 |
| 2026-04-29 | 304 | $37.34 |
| 2026-04-28 | 566 | $38.17 |
| 2026-04-27 | 54 | $38.00 |
| 2026-04-24 | 86 | $37.82 |
| 2026-04-23 | 14 | $37.52 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33734X721 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.