Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33737J133
Over the rolling 12-month window, securities of FIRST TRUST BRAZIL ALPHADEX FU failed to deliver in the NSCC's Continuous Net Settlement system on 11 settlement days, totaling 8,526 fail shares and peaking at 1,881 shares on 2025-06-12. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2025-07-15 | 50 | $11.52 |
| 2025-07-14 | 256 | $11.52 |
| 2025-07-11 | 250 | $11.60 |
| 2025-07-10 | 159 | $11.78 |
| 2025-07-09 | 59 | $11.95 |
| 2025-07-08 | 43 | $12.00 |
| 2025-07-02 | 1,075 | $12.00 |
| 2025-07-01 | 1,007 | $11.98 |
| 2025-06-16 | 1,873 | $11.76 |
| 2025-06-13 | 1,873 | $11.75 |
| 2025-06-12 | 1,881 | $11.69 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33737J133 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.