Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33737J190
Over the rolling 12-month window, securities of FIRST TRUST GERMANY ALPHADEX F failed to deliver in the NSCC's Continuous Net Settlement system on 169 settlement days, totaling 763,278 fail shares and peaking at 191,952 shares on 2026-02-17. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-23 | 30 | $62.41 |
| 2026-09-22 | 30 | $61.81 |
| 2026-08-20 | 3 | $63.15 |
| 2026-07-08 | 92 | $64.19 |
| 2026-07-07 | 89 | $65.52 |
| 2026-07-02 | 200 | $62.84 |
| 2026-07-01 | 796 | $63.47 |
| 2026-06-30 | 726 | $62.76 |
| 2026-06-25 | 1,280 | $63.42 |
| 2026-06-24 | 1,110 | $63.77 |
| 2026-06-23 | 147 | $65.05 |
| 2026-06-22 | 2 | $64.65 |
| 2026-06-18 | 1 | $64.70 |
| 2026-06-17 | 3 | $65.13 |
| 2026-06-16 | 131 | $65.22 |
| 2026-06-15 | 249 | $64.35 |
| 2026-06-12 | 1,824 | $63.58 |
| 2026-06-09 | 25 | $63.35 |
| 2026-06-04 | 257 | $64.94 |
| 2026-05-29 | 1,161 | $66.87 |
| 2026-05-27 | 505 | $66.37 |
| 2026-05-22 | 22 | $65.03 |
| 2026-04-20 | 306 | $67.18 |
| 2026-04-10 | 188 | $64.45 |
| 2026-04-06 | 169 | $60.35 |
| 2026-04-02 | 511 | $61.23 |
| 2026-03-25 | 14 | $59.06 |
| 2026-03-24 | 22 | $59.50 |
| 2026-03-19 | 18 | $60.53 |
| 2026-03-18 | 18 | $61.25 |
| 2026-03-17 | 23 | $60.28 |
| 2026-03-16 | 829 | $59.19 |
| 2026-03-13 | 2,502 | $60.74 |
| 2026-03-12 | 3,111 | $62.31 |
| 2026-03-06 | 4 | $62.42 |
| 2026-03-05 | 5 | $64.48 |
| 2026-03-04 | 5 | $64.08 |
| 2026-03-03 | 5 | $66.99 |
| 2026-03-02 | 24 | $69.49 |
| 2026-02-27 | 1,084 | $69.64 |
| 2026-02-26 | 897 | $69.74 |
| 2026-02-25 | 682 | $68.93 |
| 2026-02-23 | 2,191 | $69.18 |
| 2026-02-20 | 2,068 | $68.83 |
| 2026-02-19 | 1,028 | $69.22 |
| 2026-02-17 | 191,952 | $68.62 |
| 2026-02-13 | 1,425 | $68.70 |
| 2026-02-12 | 375 | $69.92 |
| 2026-02-11 | 224 | $69.70 |
| 2026-02-10 | 1,368 | $70.15 |
| 2026-02-09 | 1,146 | $68.80 |
| 2026-02-06 | 181 | $67.58 |
| 2026-02-05 | 830 | $68.26 |
| 2026-02-04 | 784 | $67.93 |
| 2026-02-03 | 232 | $67.20 |
| 2026-02-02 | 8 | $66.88 |
| 2026-01-30 | 52 | $68.47 |
| 2026-01-29 | 508 | $68.12 |
| 2026-01-28 | 392 | $68.56 |
| 2026-01-27 | 349 | $67.77 |
| 2026-01-26 | 408 | $67.18 |
| 2026-01-23 | 367 | $66.46 |
| 2026-01-22 | 5,099 | $65.18 |
| 2026-01-21 | 4,683 | $63.72 |
| 2026-01-20 | 5,252 | $65.43 |
| 2026-01-16 | 5,224 | $65.44 |
| 2026-01-15 | 463 | $65.17 |
| 2026-01-13 | 2,333 | $65.51 |
| 2026-01-12 | 2,327 | $64.94 |
| 2026-01-09 | 2,656 | $64.82 |
| 2026-01-05 | 927 | $63.48 |
| 2026-01-02 | 781 | $62.36 |
| 2025-12-31 | 125 | $62.55 |
| 2025-12-30 | 789 | $62.22 |
| 2025-12-29 | 488 | $62.27 |
| 2025-12-26 | 1,400 | $61.93 |
| 2025-12-24 | 1,398 | $61.90 |
| 2025-12-23 | 477 | $61.76 |
| 2025-12-17 | 647 | $61.31 |
| 2025-12-16 | 531 | $61.84 |
| 2025-12-15 | 158 | $61.52 |
| 2025-12-11 | 58 | $61.01 |
| 2025-12-10 | 78 | $60.37 |
| 2025-12-09 | 274 | $60.16 |
| 2025-12-08 | 180 | $59.93 |
| 2025-12-05 | 224 | $59.84 |
| 2025-12-04 | 51 | $59.21 |
| 2025-12-03 | 24 | $58.93 |
| 2025-12-02 | 32 | $58.21 |
| 2025-12-01 | 32 | $58.77 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33737J190 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.