Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33737J307
Over the rolling 12-month window, securities of FIRST TRUST EMERGING MARKETS S failed to deliver in the NSCC's Continuous Net Settlement system on 54 settlement days, totaling 234,272 fail shares and peaking at 209,457 shares on 2025-07-08. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-24 | 542 | $45.07 |
| 2026-09-23 | 417 | $45.64 |
| 2026-09-22 | 389 | $45.86 |
| 2026-09-21 | 56 | $45.08 |
| 2026-09-18 | 80 | $44.97 |
| 2026-09-16 | 732 | $45.16 |
| 2026-09-15 | 1,181 | $45.47 |
| 2026-09-14 | 1,887 | $46.19 |
| 2026-09-09 | 917 | $47.12 |
| 2026-09-08 | 750 | $46.95 |
| 2026-09-04 | 442 | $46.93 |
| 2026-08-31 | 494 | $47.29 |
| 2026-08-27 | 259 | $47.04 |
| 2026-08-25 | 15 | $46.19 |
| 2026-08-21 | 18,794 | $45.89 |
| 2026-08-20 | 19,673 | $45.93 |
| 2026-08-19 | 21,027 | $45.46 |
| 2026-08-18 | 1,009 | $45.98 |
| 2026-08-17 | 1,458 | $45.71 |
| 2026-08-14 | 1,837 | $45.76 |
| 2026-08-13 | 185 | $45.88 |
| 2026-08-12 | 97 | $45.21 |
| 2026-08-11 | 647 | $45.46 |
| 2026-08-07 | 63 | $45.11 |
| 2026-08-06 | 482 | $44.91 |
| 2026-08-05 | 314 | $44.84 |
| 2026-08-04 | 928 | $43.86 |
| 2026-08-03 | 925 | $43.40 |
| 2026-07-24 | 339 | $44.65 |
| 2026-07-14 | 1,118 | $45.22 |
| 2026-07-10 | 2,150 | $45.68 |
| 2026-07-09 | 2,220 | $45.33 |
| 2026-07-08 | 1,542 | $45.28 |
| 2026-07-07 | 34 | $46.17 |
| 2026-07-06 | 127 | $45.20 |
| 2026-07-02 | 141 | $45.04 |
| 2026-07-01 | 1,678 | $45.66 |
| 2026-06-29 | 1,200 | $45.02 |
| 2026-06-26 | 894 | $45.10 |
| 2026-06-25 | 700 | $45.77 |
| 2026-06-24 | 765 | $45.96 |
| 2026-06-23 | 165 | $47.22 |
| 2026-06-11 | 396 | $44.98 |
| 2026-06-03 | 275 | $47.80 |
| 2026-05-29 | 1,288 | $47.13 |
| 2026-05-28 | 1,170 | $46.90 |
| 2026-05-26 | 221 | $46.79 |
| 2026-05-22 | 1,526 | $45.92 |
| 2026-05-21 | 666 | $46.51 |
| 2026-05-18 | 693 | $46.62 |
| 2026-05-15 | 1,520 | $47.79 |
| 2026-05-01 | 382 | $47.63 |
| 2026-04-30 | 482 | $46.65 |
| 2026-04-29 | 285 | $46.98 |
| 2026-04-28 | 222 | $47.01 |
| 2026-04-27 | 81 | $47.48 |
| 2026-04-23 | 239 | $48.51 |
| 2026-04-22 | 1,339 | $48.12 |
| 2026-04-21 | 84 | $48.64 |
| 2026-04-17 | 941 | $48.02 |
| 2026-04-16 | 976 | $48.05 |
| 2026-04-15 | 993 | $48.11 |
| 2026-04-14 | 992 | $48.16 |
| 2026-04-13 | 1 | $47.76 |
| 2026-03-16 | 161 | $44.63 |
| 2026-03-13 | 184 | $44.87 |
| 2026-03-09 | 70 | $44.67 |
| 2026-03-06 | 70 | $45.03 |
| 2026-03-05 | 70 | $45.69 |
| 2026-03-04 | 993 | $45.78 |
| 2026-03-03 | 897 | $47.51 |
| 2026-02-25 | 175 | $47.68 |
| 2026-02-24 | 621 | $47.29 |
| 2026-02-23 | 416 | $47.36 |
| 2026-02-04 | 224 | $45.50 |
| 2026-01-27 | 88 | $46.16 |
| 2026-01-22 | 88 | $45.45 |
| 2026-01-21 | 164 | $44.46 |
| 2026-01-16 | 227 | $44.74 |
| 2026-01-15 | 477 | $44.74 |
| 2026-01-07 | 481 | $43.46 |
| 2026-01-06 | 479 | $43.06 |
| 2025-12-30 | 509 | $42.06 |
| 2025-12-24 | 230 | $42.29 |
| 2025-12-16 | 167 | $42.33 |
| 2025-12-10 | 341 | $42.56 |
| 2025-11-12 | 35 | $42.55 |
| 2025-09-22 | 79 | $44.68 |
| 2025-08-05 | 484 | $41.53 |
| 2025-07-30 | 245 | $41.73 |
Showing 90 most recent of 98.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33737J307 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.