Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33737M300
Over the rolling 12-month window, securities of FIRST TRUST SMALL CAP GROWTH A failed to deliver in the NSCC's Continuous Net Settlement system on 206 settlement days, totaling 1,536,572 fail shares and peaking at 59,474 shares on 2025-09-03. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-28 | 182 | $116.74 |
| 2026-09-25 | 70 | $116.62 |
| 2026-09-24 | 6,119 | $116.49 |
| 2026-09-23 | 2,248 | $118.57 |
| 2026-09-21 | 11,812 | $117.02 |
| 2026-09-18 | 14,528 | $117.53 |
| 2026-09-17 | 10,346 | $116.20 |
| 2026-09-16 | 6,014 | $116.20 |
| 2026-09-15 | 10,311 | $116.93 |
| 2026-09-14 | 5,519 | $116.85 |
| 2026-09-11 | 652 | $116.17 |
| 2026-09-10 | 1,248 | $117.75 |
| 2026-09-09 | 465 | $119.13 |
| 2026-09-04 | 52 | $119.50 |
| 2026-09-02 | 2,470 | $117.75 |
| 2026-09-01 | 7,169 | $119.63 |
| 2026-08-31 | 15,499 | $120.52 |
| 2026-08-28 | 15,934 | $122.56 |
| 2026-08-27 | 3,090 | $121.91 |
| 2026-08-25 | 5 | $121.07 |
| 2026-08-24 | 4,414 | $122.00 |
| 2026-08-20 | 170 | $122.95 |
| 2026-08-19 | 20,437 | $122.25 |
| 2026-08-18 | 16,639 | $123.82 |
| 2026-08-17 | 8,233 | $124.41 |
| 2026-08-13 | 386 | $123.23 |
| 2026-08-12 | 1,248 | $122.54 |
| 2026-08-11 | 28,307 | $122.52 |
| 2026-08-10 | 24,666 | $123.05 |
| 2026-08-07 | 5,167 | $122.23 |
| 2026-08-06 | 9,492 | $123.89 |
| 2026-08-05 | 199 | $124.55 |
| 2026-08-04 | 24,948 | $121.18 |
| 2026-08-03 | 18,005 | $118.62 |
| 2026-07-31 | 7,693 | $119.33 |
| 2026-07-29 | 4,366 | $118.82 |
| 2026-07-28 | 5,120 | $118.96 |
| 2026-07-27 | 2,274 | $117.93 |
| 2026-07-24 | 9 | $118.68 |
| 2026-07-23 | 27,334 | $119.58 |
| 2026-07-22 | 18,956 | $121.66 |
| 2026-07-21 | 6,096 | $119.82 |
| 2026-07-20 | 2,433 | $120.65 |
| 2026-07-17 | 9,227 | $121.01 |
| 2026-07-16 | 5,483 | $121.50 |
| 2026-07-15 | 12,276 | $121.02 |
| 2026-07-14 | 6,639 | $120.25 |
| 2026-07-13 | 3,374 | $121.80 |
| 2026-07-10 | 12,021 | $123.38 |
| 2026-07-09 | 14,653 | $121.07 |
| 2026-07-08 | 23,927 | $122.37 |
| 2026-07-07 | 18,190 | $124.03 |
| 2026-07-06 | 7,951 | $123.50 |
| 2026-07-02 | 6,582 | $125.60 |
| 2026-07-01 | 4,328 | $127.34 |
| 2026-06-30 | 5,101 | $125.75 |
| 2026-06-29 | 4,524 | $124.06 |
| 2026-06-25 | 5,843 | $120.98 |
| 2026-06-24 | 3,049 | $120.30 |
| 2026-06-23 | 1,057 | $121.22 |
| 2026-06-22 | 2,639 | $120.42 |
| 2026-06-18 | 85 | $117.89 |
| 2026-06-17 | 170 | $118.31 |
| 2026-06-16 | 799 | $119.40 |
| 2026-06-15 | 1,938 | $118.35 |
| 2026-06-12 | 1,920 | $117.54 |
| 2026-06-11 | 1,525 | $113.33 |
| 2026-06-10 | 65 | $114.64 |
| 2026-06-09 | 1,812 | $114.44 |
| 2026-06-08 | 21,581 | $113.17 |
| 2026-06-05 | 19,928 | $117.54 |
| 2026-06-04 | 10,686 | $115.35 |
| 2026-06-03 | 7,383 | $116.41 |
| 2026-06-02 | 3,149 | $116.13 |
| 2026-06-01 | 17,919 | $116.21 |
| 2026-05-29 | 11,142 | $117.50 |
| 2026-05-28 | 6,401 | $116.99 |
| 2026-05-27 | 4,413 | $116.70 |
| 2026-05-26 | 10,069 | $114.43 |
| 2026-05-22 | 8,165 | $113.63 |
| 2026-05-21 | 6,089 | $112.78 |
| 2026-05-20 | 1,131 | $109.92 |
| 2026-05-19 | 1,092 | $111.12 |
| 2026-05-18 | 1,925 | $111.54 |
| 2026-05-15 | 7,027 | $113.60 |
| 2026-05-14 | 8,914 | $113.34 |
| 2026-05-13 | 8,160 | $112.97 |
| 2026-05-12 | 17,287 | $114.82 |
| 2026-05-11 | 3,248 | $114.47 |
| 2026-05-08 | 23,198 | $112.77 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33737M300 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.