Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33738D101
Over the rolling 12-month window, securities of FIRST TR EXCHANGE-TRADED IV failed to deliver in the NSCC's Continuous Net Settlement system on 130 settlement days, totaling 1,028,788 fail shares and peaking at 157,615 shares on 2025-06-12. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-09 | 248 | $42.37 |
| 2026-10-06 | 22,874 | $41.74 |
| 2026-10-01 | 11 | $40.99 |
| 2026-09-30 | 21,954 | $41.28 |
| 2026-09-29 | 14 | $41.32 |
| 2026-09-28 | 53 | $41.47 |
| 2026-09-24 | 1,056 | $42.18 |
| 2026-09-23 | 7,613 | $42.66 |
| 2026-09-22 | 1,530 | $42.97 |
| 2026-09-17 | 2 | $43.08 |
| 2026-08-25 | 618 | $44.00 |
| 2026-08-24 | 16 | $43.72 |
| 2026-08-19 | 18 | $44.72 |
| 2026-08-12 | 1 | $43.76 |
| 2026-08-11 | 5,808 | $43.52 |
| 2026-08-10 | 18 | $43.43 |
| 2026-08-04 | 1,052 | $43.93 |
| 2026-07-20 | 3,332 | $44.19 |
| 2026-07-17 | 38 | $44.31 |
| 2026-07-13 | 76 | $43.79 |
| 2026-06-25 | 29,472 | $43.63 |
| 2026-06-24 | 20,893 | $43.69 |
| 2026-06-23 | 4,160 | $43.16 |
| 2026-06-11 | 1,421 | $43.33 |
| 2026-06-10 | 766 | $43.11 |
| 2026-06-09 | 246 | $43.01 |
| 2026-06-01 | 177 | $42.88 |
| 2026-05-13 | 1,359 | $43.76 |
| 2026-05-11 | 327 | $43.07 |
| 2026-05-07 | 7,286 | $43.68 |
| 2026-05-06 | 2,051 | $44.42 |
| 2026-05-05 | 1,749 | $44.48 |
| 2026-05-04 | 1 | $44.41 |
| 2026-04-27 | 103 | $43.49 |
| 2026-04-23 | 163 | $42.92 |
| 2026-04-22 | 1,193 | $42.82 |
| 2026-04-21 | 127 | $43.09 |
| 2026-04-17 | 1,888 | $43.40 |
| 2026-04-16 | 3,116 | $43.22 |
| 2026-04-15 | 2,865 | $43.51 |
| 2026-04-14 | 2,565 | $43.57 |
| 2026-04-13 | 1,171 | $44.10 |
| 2026-04-09 | 1 | $44.06 |
| 2026-04-08 | 1 | $44.06 |
| 2026-04-06 | 8,133 | $43.80 |
| 2026-04-02 | 1 | $43.50 |
| 2026-03-30 | 12 | $43.86 |
| 2026-03-25 | 388 | $43.94 |
| 2026-03-24 | 23,194 | $43.48 |
| 2026-03-23 | 30,758 | $43.16 |
| 2026-03-20 | 84,817 | $43.85 |
| 2026-03-11 | 1 | $43.32 |
| 2026-03-06 | 500 | $43.67 |
| 2026-03-05 | 44 | $43.94 |
| 2026-02-26 | 222 | $43.24 |
| 2026-02-19 | 6 | $42.51 |
| 2026-02-06 | 712 | $40.57 |
| 2026-02-05 | 113 | $40.53 |
| 2026-02-03 | 1,748 | $39.84 |
| 2026-01-30 | 93,971 | $40.22 |
| 2026-01-26 | 50 | $39.31 |
| 2026-01-23 | 59 | $39.41 |
| 2026-01-22 | 790 | $39.39 |
| 2026-01-21 | 704 | $39.07 |
| 2026-01-08 | 584 | $37.44 |
| 2026-01-02 | 738 | $37.87 |
| 2025-12-31 | 429 | $38.05 |
| 2025-12-30 | 195 | $37.91 |
| 2025-12-23 | 331 | $37.70 |
| 2025-12-22 | 1,171 | $37.49 |
| 2025-12-19 | 1,251 | $37.67 |
| 2025-12-18 | 1 | $37.73 |
| 2025-12-16 | 2 | $38.02 |
| 2025-12-15 | 586 | $37.88 |
| 2025-12-12 | 37,645 | $38.24 |
| 2025-12-11 | 2,481 | $38.11 |
| 2025-12-10 | 130 | $38.20 |
| 2025-12-09 | 113 | $38.38 |
| 2025-12-08 | 2,092 | $38.62 |
| 2025-12-01 | 723 | $39.26 |
| 2025-11-20 | 100,000 | $38.28 |
| 2025-11-13 | 1,747 | $38.49 |
| 2025-11-10 | 2,017 | $38.15 |
| 2025-11-03 | 2 | $37.60 |
| 2025-10-31 | 296 | $37.72 |
| 2025-10-28 | 3,257 | $38.11 |
| 2025-10-27 | 569 | $38.04 |
| 2025-10-23 | 55 | $38.14 |
| 2025-10-22 | 1,045 | $38.08 |
| 2025-10-21 | 1,938 | $38.27 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33738D101 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.