Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33738D408
Over the rolling 12-month window, securities of FIRST TR TACTICAL HIGH YIELD L failed to deliver in the NSCC's Continuous Net Settlement system on 116 settlement days, totaling 1,830,001 fail shares and peaking at 439,315 shares on 2026-01-02. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 567,577 | $39.39 |
| 2026-09-29 | 101,148 | $39.44 |
| 2026-09-28 | 68,823 | $39.61 |
| 2026-09-25 | 63,412 | $39.65 |
| 2026-09-24 | 25,898 | $39.97 |
| 2026-09-23 | 175 | $40.25 |
| 2026-09-18 | 344 | $40.25 |
| 2026-09-11 | 109 | $40.24 |
| 2026-09-03 | 329 | $40.54 |
| 2026-09-02 | 4,981 | $40.43 |
| 2026-08-26 | 921 | $40.65 |
| 2026-08-25 | 1,206 | $40.54 |
| 2026-08-24 | 2,107 | $40.56 |
| 2026-08-21 | 2,996 | $40.72 |
| 2026-08-20 | 3,991 | $40.86 |
| 2026-08-19 | 8,935 | $40.71 |
| 2026-08-18 | 4 | $40.75 |
| 2026-08-13 | 2,721 | $40.76 |
| 2026-08-05 | 263 | $40.70 |
| 2026-08-04 | 4,972 | $40.65 |
| 2026-08-03 | 731 | $40.49 |
| 2026-07-31 | 2,652 | $40.51 |
| 2026-07-30 | 2,132 | $40.38 |
| 2026-07-27 | 17,325 | $40.45 |
| 2026-07-24 | 107,006 | $40.53 |
| 2026-07-23 | 4,019 | $40.59 |
| 2026-07-21 | 12,490 | $40.91 |
| 2026-07-20 | 4,244 | $40.90 |
| 2026-07-16 | 4 | $40.82 |
| 2026-07-15 | 1 | $40.75 |
| 2026-07-10 | 2,849 | $40.78 |
| 2026-07-06 | 69 | $40.80 |
| 2026-07-01 | 57 | $40.65 |
| 2026-06-29 | 872 | $40.61 |
| 2026-06-22 | 1,483 | $40.88 |
| 2026-06-18 | 2,664 | $40.82 |
| 2026-05-28 | 2,887 | $40.79 |
| 2026-05-27 | 1,476 | $40.84 |
| 2026-05-26 | 2,301 | $40.72 |
| 2026-05-21 | 6,036 | $40.93 |
| 2026-05-19 | 16 | $40.84 |
| 2026-05-11 | 716 | $41.08 |
| 2026-05-08 | 4,045 | $40.95 |
| 2026-05-07 | 6,663 | $41.08 |
| 2026-05-06 | 3,713 | $40.93 |
| 2026-05-05 | 29,960 | $40.90 |
| 2026-05-01 | 86 | $40.96 |
| 2026-04-29 | 554 | $40.96 |
| 2026-04-23 | 147 | $40.99 |
| 2026-04-22 | 944 | $40.91 |
| 2026-04-21 | 1,423 | $41.22 |
| 2026-04-20 | 653 | $41.30 |
| 2026-04-07 | 143 | $40.81 |
| 2026-04-06 | 101 | $40.74 |
| 2026-04-02 | 1 | $40.64 |
| 2026-03-27 | 3,752 | $40.31 |
| 2026-03-26 | 23,855 | $40.74 |
| 2026-03-23 | 2,513 | $40.60 |
| 2026-03-12 | 1,286 | $41.00 |
| 2026-03-09 | 2,567 | $40.90 |
| 2026-02-27 | 909 | $41.14 |
| 2026-02-26 | 220 | $41.20 |
| 2026-02-25 | 580 | $41.21 |
| 2026-02-20 | 621 | $41.50 |
| 2026-02-18 | 926 | $41.45 |
| 2026-02-17 | 5,290 | $41.46 |
| 2026-02-13 | 6,581 | $41.45 |
| 2026-02-11 | 1,542 | $41.45 |
| 2026-02-04 | 143 | $41.60 |
| 2026-02-03 | 1,917 | $41.65 |
| 2026-02-02 | 3 | $41.60 |
| 2026-01-30 | 380 | $41.61 |
| 2026-01-29 | 2,283 | $41.66 |
| 2026-01-28 | 2,493 | $41.75 |
| 2026-01-27 | 201,306 | $41.78 |
| 2026-01-26 | 94,440 | $41.80 |
| 2026-01-23 | 22,364 | $41.83 |
| 2026-01-22 | 2,058 | $41.77 |
| 2026-01-21 | 1,157 | $41.87 |
| 2026-01-16 | 1,152 | $42.02 |
| 2026-01-13 | 11,938 | $41.98 |
| 2026-01-12 | 84,273 | $42.01 |
| 2026-01-09 | 32,824 | $41.94 |
| 2026-01-08 | 18,943 | $41.93 |
| 2026-01-07 | 1,139 | $41.87 |
| 2026-01-06 | 1,182 | $41.96 |
| 2026-01-05 | 84,828 | $41.86 |
| 2026-01-02 | 439,315 | $41.86 |
| 2025-12-31 | 247,688 | $41.90 |
| 2025-12-16 | 15,868 | $41.62 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33738D408 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.