Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33738D705
Over the rolling 12-month window, securities of FIRST TRUST EXCH-TRD FUND IV F failed to deliver in the NSCC's Continuous Net Settlement system on 134 settlement days, totaling 127,763 fail shares and peaking at 12,036 shares on 2026-03-24. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 583 | $34.49 |
| 2026-09-29 | 1,320 | $34.38 |
| 2026-09-28 | 321 | $34.56 |
| 2026-09-24 | 320 | $35.02 |
| 2026-09-21 | 73 | $35.86 |
| 2026-09-18 | 123 | $36.04 |
| 2026-09-17 | 200 | $35.73 |
| 2026-09-16 | 3,807 | $35.91 |
| 2026-09-15 | 3,951 | $36.17 |
| 2026-09-14 | 9,376 | $36.47 |
| 2026-09-11 | 8,844 | $36.63 |
| 2026-09-10 | 9,073 | $36.76 |
| 2026-09-09 | 9,026 | $37.04 |
| 2026-09-08 | 7,650 | $36.76 |
| 2026-09-04 | 5,108 | $36.87 |
| 2026-09-03 | 5,169 | $36.79 |
| 2026-09-02 | 4,525 | $36.77 |
| 2026-09-01 | 10,142 | $36.70 |
| 2026-08-31 | 12,659 | $36.58 |
| 2026-08-28 | 13,946 | $36.79 |
| 2026-08-24 | 6 | $36.58 |
| 2026-08-21 | 103 | $37.18 |
| 2026-08-20 | 2 | $37.29 |
| 2026-08-19 | 7 | $37.39 |
| 2026-08-18 | 506 | $37.28 |
| 2026-08-17 | 506 | $37.43 |
| 2026-08-11 | 2 | $36.71 |
| 2026-08-10 | 2 | $36.80 |
| 2026-08-07 | 2 | $36.76 |
| 2026-08-06 | 2 | $36.66 |
| 2026-08-04 | 330 | $37.14 |
| 2026-07-30 | 363 | $36.99 |
| 2026-07-29 | 364 | $37.39 |
| 2026-07-27 | 1,546 | $37.99 |
| 2026-07-24 | 40,372 | $37.96 |
| 2026-07-23 | 39,888 | $37.81 |
| 2026-07-14 | 8,075 | $37.73 |
| 2026-07-13 | 7,923 | $37.43 |
| 2026-07-10 | 4,603 | $37.35 |
| 2026-07-09 | 4,906 | $37.55 |
| 2026-07-08 | 4,919 | $37.73 |
| 2026-07-07 | 315 | $37.25 |
| 2026-07-02 | 255 | $37.05 |
| 2026-05-18 | 1 | $36.91 |
| 2026-05-15 | 34 | $37.39 |
| 2026-05-14 | 51 | $37.15 |
| 2026-05-13 | 44 | $37.39 |
| 2026-04-02 | 126 | $37.41 |
| 2026-03-26 | 91 | $37.39 |
| 2026-03-25 | 520 | $37.38 |
| 2026-03-24 | 12,036 | $36.99 |
| 2026-03-23 | 11,008 | $36.88 |
| 2026-03-20 | 236 | $37.59 |
| 2026-03-19 | 255 | $37.52 |
| 2026-03-18 | 62 | $37.80 |
| 2026-03-17 | 5 | $37.82 |
| 2026-03-16 | 10,653 | $37.69 |
| 2026-03-13 | 716 | $37.38 |
| 2026-03-12 | 592 | $37.24 |
| 2026-03-11 | 500 | $37.24 |
| 2026-03-09 | 55 | $37.41 |
| 2026-03-06 | 69 | $37.50 |
| 2026-03-05 | 276 | $37.80 |
| 2026-03-04 | 80 | $37.64 |
| 2026-03-02 | 74 | $37.78 |
| 2026-02-27 | 178 | $37.55 |
| 2026-02-26 | 99 | $37.45 |
| 2026-02-25 | 143 | $37.46 |
| 2026-02-24 | 113 | $37.26 |
| 2026-02-20 | 10 | $37.00 |
| 2026-02-19 | 10 | $36.74 |
| 2026-02-18 | 10 | $37.13 |
| 2026-02-17 | 278 | $37.20 |
| 2026-02-13 | 204 | $36.44 |
| 2026-02-12 | 707 | $36.17 |
| 2026-02-11 | 634 | $35.47 |
| 2026-02-09 | 518 | $35.40 |
| 2026-02-06 | 1,846 | $34.90 |
| 2026-02-02 | 19 | $34.66 |
| 2026-01-29 | 1 | $34.69 |
| 2026-01-16 | 21 | $34.06 |
| 2026-01-09 | 2,446 | $32.97 |
| 2026-01-08 | 2,606 | $32.79 |
| 2026-01-07 | 1,321 | $33.18 |
| 2026-01-05 | 5 | $33.35 |
| 2026-01-02 | 5 | $33.04 |
| 2025-12-31 | 128 | $33.23 |
| 2025-12-26 | 54 | $33.17 |
| 2025-12-24 | 54 | $33.05 |
| 2025-12-23 | 54 | $32.96 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33738D705 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.