Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33738D713
Over the rolling 12-month window, securities of FIRST TR EXCH-TRAD FD IV VEST failed to deliver in the NSCC's Continuous Net Settlement system on 132 settlement days, totaling 22,396 fail shares and peaking at 1,293 shares on 2026-01-14. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 3,247 | $20.50 |
| 2026-10-13 | 290 | $20.58 |
| 2026-10-09 | 290 | $20.49 |
| 2026-10-08 | 290 | $20.49 |
| 2026-10-07 | 290 | $20.61 |
| 2026-10-01 | 20 | $20.28 |
| 2026-09-29 | 1 | $20.25 |
| 2026-09-25 | 3 | $20.36 |
| 2026-09-24 | 2 | $20.53 |
| 2026-09-23 | 2 | $20.63 |
| 2026-09-22 | 1 | $20.59 |
| 2026-09-21 | 185 | $20.35 |
| 2026-09-18 | 184 | $20.35 |
| 2026-09-17 | 182 | $20.22 |
| 2026-09-16 | 500 | $20.23 |
| 2026-09-15 | 500 | $20.38 |
| 2026-09-14 | 500 | $20.41 |
| 2026-09-11 | 500 | $20.20 |
| 2026-08-28 | 1 | $21.20 |
| 2026-08-27 | 1 | $21.22 |
| 2026-08-26 | 1 | $21.16 |
| 2026-08-25 | 2,315 | $21.09 |
| 2026-08-24 | 117 | $21.15 |
| 2026-08-21 | 131 | $21.12 |
| 2026-08-20 | 130 | $21.28 |
| 2026-08-18 | 61 | $21.37 |
| 2026-08-17 | 70 | $21.45 |
| 2026-08-13 | 34 | $21.43 |
| 2026-08-12 | 34 | $21.44 |
| 2026-08-11 | 40 | $21.52 |
| 2026-08-10 | 41 | $21.34 |
| 2026-08-07 | 39 | $21.21 |
| 2026-08-06 | 80 | $21.27 |
| 2026-08-05 | 4 | $21.26 |
| 2026-08-04 | 19 | $20.94 |
| 2026-08-03 | 18 | $20.74 |
| 2026-07-30 | 152 | $20.49 |
| 2026-07-29 | 151 | $20.52 |
| 2026-07-28 | 150 | $20.43 |
| 2026-07-23 | 28 | $20.29 |
| 2026-07-22 | 2 | $20.40 |
| 2026-07-21 | 1 | $20.43 |
| 2026-07-20 | 1 | $20.39 |
| 2026-07-17 | 3 | $20.65 |
| 2026-07-16 | 2 | $20.56 |
| 2026-07-15 | 1 | $20.56 |
| 2026-07-13 | 5 | $20.66 |
| 2026-07-10 | 2 | $20.68 |
| 2026-07-09 | 1 | $20.51 |
| 2026-07-01 | 16 | $20.13 |
| 2026-06-30 | 9 | $20.06 |
| 2026-06-29 | 1 | $20.03 |
| 2026-06-24 | 3 | $20.07 |
| 2026-06-23 | 2 | $20.20 |
| 2026-06-22 | 1 | $20.28 |
| 2026-06-17 | 3 | $20.48 |
| 2026-06-16 | 2 | $20.54 |
| 2026-06-15 | 1 | $20.31 |
| 2026-06-12 | 89 | $20.20 |
| 2026-06-11 | 89 | $19.96 |
| 2026-06-10 | 23 | $20.22 |
| 2026-06-09 | 22 | $20.18 |
| 2026-06-08 | 21 | $20.13 |
| 2026-05-28 | 1 | $20.13 |
| 2026-05-22 | 4 | $19.99 |
| 2026-05-21 | 3 | $20.10 |
| 2026-05-20 | 1 | $19.90 |
| 2026-05-18 | 37 | $19.91 |
| 2026-05-15 | 36 | $19.97 |
| 2026-05-14 | 35 | $19.81 |
| 2026-05-12 | 797 | $19.83 |
| 2026-05-11 | 2 | $19.92 |
| 2026-05-08 | 1 | $19.91 |
| 2026-05-06 | 3 | $19.87 |
| 2026-05-05 | 2 | $19.89 |
| 2026-05-04 | 1 | $19.93 |
| 2026-04-30 | 3 | $19.83 |
| 2026-04-29 | 2 | $19.91 |
| 2026-04-28 | 1 | $20.12 |
| 2026-04-23 | 51 | $20.34 |
| 2026-04-22 | 50 | $20.25 |
| 2026-04-21 | 49 | $20.49 |
| 2026-04-17 | 982 | $20.24 |
| 2026-04-16 | 981 | $20.18 |
| 2026-04-15 | 980 | $20.01 |
| 2026-04-14 | 500 | $19.87 |
| 2026-04-10 | 67 | $19.83 |
| 2026-04-09 | 91 | $19.85 |
| 2026-04-08 | 2 | $19.42 |
| 2026-04-07 | 1 | $19.45 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33738D713 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.