Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33738D721
Over the rolling 12-month window, securities of FIRST TR EXCHNGE-TRD FD IV FT failed to deliver in the NSCC's Continuous Net Settlement system on 168 settlement days, totaling 288,161 fail shares and peaking at 17,826 shares on 2025-10-14. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 287 | $16.64 |
| 2026-09-29 | 628 | $16.70 |
| 2026-09-28 | 1,426 | $16.84 |
| 2026-09-18 | 253 | $17.33 |
| 2026-09-17 | 349 | $17.18 |
| 2026-09-16 | 421 | $17.14 |
| 2026-09-15 | 75 | $17.19 |
| 2026-08-31 | 3 | $17.62 |
| 2026-08-28 | 2 | $17.67 |
| 2026-08-25 | 594 | $17.57 |
| 2026-08-24 | 591 | $17.46 |
| 2026-08-11 | 208 | $17.49 |
| 2026-08-10 | 307 | $17.58 |
| 2026-08-04 | 2,704 | $17.48 |
| 2026-07-31 | 4 | $17.67 |
| 2026-07-30 | 3 | $17.67 |
| 2026-07-29 | 772 | $17.94 |
| 2026-07-28 | 3,420 | $17.87 |
| 2026-07-27 | 4,795 | $17.77 |
| 2026-07-24 | 4,791 | $17.75 |
| 2026-07-13 | 574 | $17.99 |
| 2026-07-10 | 573 | $17.97 |
| 2026-07-09 | 317 | $17.96 |
| 2026-05-28 | 2,987 | $18.36 |
| 2026-05-20 | 1,474 | $17.91 |
| 2026-05-19 | 1,606 | $18.00 |
| 2026-05-18 | 50 | $18.05 |
| 2026-05-11 | 988 | $18.53 |
| 2026-05-08 | 369 | $18.45 |
| 2026-05-07 | 369 | $18.51 |
| 2026-05-06 | 369 | $18.41 |
| 2026-05-05 | 369 | $18.32 |
| 2026-05-01 | 500 | $18.43 |
| 2026-04-30 | 967 | $18.48 |
| 2026-04-29 | 500 | $18.61 |
| 2026-04-28 | 833 | $18.61 |
| 2026-04-27 | 478 | $18.70 |
| 2026-04-24 | 45 | $18.66 |
| 2026-04-23 | 292 | $18.70 |
| 2026-04-15 | 637 | $18.78 |
| 2026-04-14 | 638 | $18.69 |
| 2026-04-13 | 112 | $18.64 |
| 2026-04-06 | 280 | $18.68 |
| 2026-04-02 | 1,845 | $18.58 |
| 2026-04-01 | 1,889 | $18.77 |
| 2026-03-30 | 187 | $18.52 |
| 2026-03-27 | 187 | $18.63 |
| 2026-03-26 | 186 | $18.73 |
| 2026-03-25 | 279 | $18.57 |
| 2026-03-23 | 42 | $18.55 |
| 2026-03-20 | 1,380 | $18.90 |
| 2026-03-16 | 153 | $18.70 |
| 2026-03-13 | 137 | $18.80 |
| 2026-03-09 | 2 | $19.16 |
| 2026-03-06 | 2 | $19.24 |
| 2026-03-05 | 2,237 | $19.33 |
| 2026-03-04 | 872 | $19.38 |
| 2026-03-03 | 419 | $19.39 |
| 2026-02-23 | 4,888 | $19.45 |
| 2026-02-20 | 2,252 | $19.50 |
| 2026-02-19 | 2,251 | $19.46 |
| 2026-02-18 | 67 | $19.58 |
| 2026-02-13 | 659 | $19.35 |
| 2026-02-12 | 588 | $19.12 |
| 2026-02-11 | 587 | $19.21 |
| 2026-02-05 | 379 | $18.83 |
| 2026-02-04 | 925 | $18.95 |
| 2026-02-03 | 695 | $18.93 |
| 2026-02-02 | 118 | $19.11 |
| 2026-01-30 | 149 | $19.16 |
| 2026-01-29 | 4,117 | $19.14 |
| 2026-01-28 | 2,535 | $19.19 |
| 2026-01-27 | 18 | $19.29 |
| 2026-01-26 | 1,034 | $19.21 |
| 2026-01-23 | 118 | $19.15 |
| 2026-01-22 | 590 | $19.07 |
| 2026-01-21 | 1,196 | $18.92 |
| 2026-01-16 | 915 | $19.26 |
| 2026-01-15 | 16,902 | $19.24 |
| 2026-01-14 | 1,032 | $19.15 |
| 2026-01-13 | 572 | $19.13 |
| 2026-01-12 | 123 | $19.16 |
| 2026-01-09 | 296 | $19.06 |
| 2026-01-08 | 295 | $19.15 |
| 2026-01-07 | 219 | $19.04 |
| 2025-12-31 | 187 | $19.30 |
| 2025-12-29 | 341 | $19.30 |
| 2025-12-26 | 1,451 | $19.31 |
| 2025-12-24 | 1,580 | $19.22 |
| 2025-12-23 | 1,022 | $19.15 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33738D721 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.