Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33738D739
Over the rolling 12-month window, securities of FIRST TR EXCHANGE-TRDED FD IV failed to deliver in the NSCC's Continuous Net Settlement system on 227 settlement days, totaling 953,451 fail shares and peaking at 76,075 shares on 2025-08-25. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-28 | 1,154 | $18.50 |
| 2026-09-25 | 769 | $18.58 |
| 2026-09-23 | 2,466 | $18.72 |
| 2026-09-22 | 2,198 | $18.66 |
| 2026-09-21 | 2,124 | $18.64 |
| 2026-09-18 | 2,310 | $18.65 |
| 2026-09-17 | 14 | $18.64 |
| 2026-09-16 | 235 | $18.63 |
| 2026-09-15 | 779 | $18.67 |
| 2026-09-14 | 927 | $18.69 |
| 2026-09-11 | 4,717 | $18.71 |
| 2026-09-10 | 8,167 | $18.77 |
| 2026-09-09 | 7,409 | $18.82 |
| 2026-09-08 | 5,114 | $18.90 |
| 2026-09-01 | 3,377 | $19.02 |
| 2026-08-31 | 2,013 | $19.01 |
| 2026-08-28 | 2,309 | $19.03 |
| 2026-08-27 | 47 | $19.06 |
| 2026-08-26 | 38 | $19.04 |
| 2026-08-25 | 2 | $19.00 |
| 2026-08-24 | 363 | $19.00 |
| 2026-08-21 | 2,914 | $18.99 |
| 2026-08-20 | 14,532 | $18.99 |
| 2026-08-19 | 49,949 | $18.99 |
| 2026-08-18 | 20 | $18.99 |
| 2026-08-17 | 48 | $19.01 |
| 2026-08-12 | 3,080 | $18.95 |
| 2026-08-11 | 3,934 | $18.93 |
| 2026-08-07 | 5,177 | $18.94 |
| 2026-08-06 | 10,334 | $18.93 |
| 2026-08-05 | 7,188 | $18.94 |
| 2026-08-04 | 3,300 | $18.85 |
| 2026-08-03 | 2,049 | $19.00 |
| 2026-07-31 | 2,049 | $19.03 |
| 2026-07-30 | 6,193 | $18.98 |
| 2026-07-29 | 5,807 | $19.00 |
| 2026-07-28 | 5,773 | $18.97 |
| 2026-07-27 | 18,039 | $18.99 |
| 2026-07-24 | 11,534 | $18.96 |
| 2026-07-23 | 20,321 | $19.00 |
| 2026-07-22 | 1,986 | $19.03 |
| 2026-07-21 | 9,278 | $19.03 |
| 2026-07-20 | 4,617 | $19.03 |
| 2026-07-17 | 4,752 | $19.04 |
| 2026-07-16 | 2,578 | $19.10 |
| 2026-07-15 | 1,789 | $19.04 |
| 2026-07-14 | 566 | $19.04 |
| 2026-07-13 | 1,260 | $19.00 |
| 2026-07-10 | 7,562 | $19.00 |
| 2026-07-09 | 879 | $18.99 |
| 2026-07-08 | 434 | $19.05 |
| 2026-07-07 | 1,781 | $19.04 |
| 2026-07-06 | 1,913 | $19.07 |
| 2026-07-02 | 179 | $18.99 |
| 2026-06-30 | 11,717 | $19.12 |
| 2026-06-29 | 7,972 | $19.20 |
| 2026-06-26 | 952 | $19.11 |
| 2026-06-25 | 323 | $19.15 |
| 2026-06-24 | 5,309 | $19.13 |
| 2026-06-23 | 2,228 | $19.16 |
| 2026-06-22 | 2,921 | $19.17 |
| 2026-06-16 | 305 | $19.17 |
| 2026-06-15 | 102 | $19.15 |
| 2026-06-12 | 471 | $19.13 |
| 2026-06-11 | 2,195 | $19.08 |
| 2026-06-10 | 2,016 | $19.07 |
| 2026-06-09 | 2,169 | $19.05 |
| 2026-06-05 | 257 | $19.16 |
| 2026-06-04 | 634 | $19.15 |
| 2026-06-03 | 1,820 | $19.16 |
| 2026-06-02 | 250 | $19.16 |
| 2026-06-01 | 159 | $19.29 |
| 2026-05-28 | 663 | $19.22 |
| 2026-05-27 | 608 | $19.25 |
| 2026-05-26 | 115 | $19.24 |
| 2026-05-22 | 234 | $19.18 |
| 2026-05-20 | 1,348 | $19.14 |
| 2026-05-19 | 4,359 | $19.16 |
| 2026-05-18 | 4,196 | $19.16 |
| 2026-05-15 | 389 | $19.24 |
| 2026-05-14 | 1,747 | $19.23 |
| 2026-05-13 | 1,422 | $19.22 |
| 2026-05-12 | 1,637 | $19.26 |
| 2026-05-11 | 1,558 | $19.28 |
| 2026-05-08 | 1,558 | $19.23 |
| 2026-05-07 | 215 | $19.30 |
| 2026-05-06 | 534 | $19.26 |
| 2026-05-05 | 2,630 | $19.20 |
| 2026-05-04 | 2,678 | $19.29 |
| 2026-05-01 | 14,980 | $19.43 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33738D739 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.