Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33738D747
Over the rolling 12-month window, securities of FIRST TR EXCHNGE-TRD FD IV FT failed to deliver in the NSCC's Continuous Net Settlement system on 217 settlement days, totaling 2,091,290 fail shares and peaking at 650,210 shares on 2025-07-31. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-28 | 3,511 | $18.23 |
| 2026-09-25 | 3,511 | $18.18 |
| 2026-09-22 | 310 | $18.52 |
| 2026-09-21 | 1 | $18.47 |
| 2026-09-18 | 2,326 | $18.48 |
| 2026-09-17 | 3,402 | $18.45 |
| 2026-09-16 | 109 | $18.38 |
| 2026-09-15 | 284 | $18.38 |
| 2026-09-14 | 56 | $18.38 |
| 2026-09-10 | 143 | $18.56 |
| 2026-09-09 | 40 | $18.56 |
| 2026-08-31 | 67 | $18.79 |
| 2026-08-28 | 3,335 | $18.82 |
| 2026-08-27 | 3,832 | $18.82 |
| 2026-08-21 | 1,623 | $18.74 |
| 2026-08-20 | 1,432 | $18.81 |
| 2026-08-19 | 110 | $18.71 |
| 2026-08-17 | 66 | $18.78 |
| 2026-08-14 | 64 | $18.80 |
| 2026-08-13 | 2 | $18.72 |
| 2026-08-10 | 190 | $18.76 |
| 2026-08-07 | 532 | $18.73 |
| 2026-08-03 | 3,999 | $18.80 |
| 2026-07-31 | 5,135 | $18.84 |
| 2026-07-30 | 2,892 | $18.79 |
| 2026-07-29 | 3,391 | $18.89 |
| 2026-07-28 | 6,938 | $18.87 |
| 2026-07-27 | 3,339 | $18.78 |
| 2026-07-24 | 2,096 | $18.85 |
| 2026-07-22 | 398 | $18.89 |
| 2026-07-21 | 1,404 | $19.00 |
| 2026-07-20 | 2,289 | $19.05 |
| 2026-07-17 | 1,121 | $19.04 |
| 2026-07-15 | 3,691 | $19.00 |
| 2026-07-14 | 1,416 | $18.95 |
| 2026-07-10 | 14,125 | $19.05 |
| 2026-07-09 | 18,692 | $19.03 |
| 2026-07-08 | 9,993 | $19.11 |
| 2026-07-06 | 3,202 | $19.23 |
| 2026-06-25 | 2,873 | $19.41 |
| 2026-06-24 | 4,278 | $19.34 |
| 2026-06-23 | 878 | $19.31 |
| 2026-06-22 | 20 | $19.37 |
| 2026-06-18 | 546 | $19.33 |
| 2026-06-17 | 6,595 | $19.36 |
| 2026-06-16 | 3,136 | $19.34 |
| 2026-06-15 | 4,516 | $19.33 |
| 2026-06-12 | 119 | $19.33 |
| 2026-06-11 | 7,866 | $19.20 |
| 2026-06-10 | 8,160 | $19.24 |
| 2026-06-09 | 5,337 | $19.22 |
| 2026-06-08 | 1,427 | $19.22 |
| 2026-06-05 | 8,697 | $19.37 |
| 2026-06-04 | 6,264 | $19.28 |
| 2026-06-03 | 4,689 | $19.33 |
| 2026-06-01 | 867 | $19.43 |
| 2026-05-29 | 4,809 | $19.44 |
| 2026-05-28 | 4,551 | $19.39 |
| 2026-05-27 | 5,794 | $19.34 |
| 2026-05-26 | 8,557 | $19.38 |
| 2026-05-21 | 2,948 | $19.24 |
| 2026-05-20 | 803 | $19.13 |
| 2026-05-19 | 4,639 | $19.24 |
| 2026-05-15 | 4,743 | $19.35 |
| 2026-05-14 | 3,843 | $19.40 |
| 2026-05-12 | 2,868 | $19.42 |
| 2026-05-11 | 6,876 | $19.46 |
| 2026-05-08 | 4,550 | $19.41 |
| 2026-05-07 | 4,650 | $19.47 |
| 2026-05-06 | 504 | $19.42 |
| 2026-05-01 | 5,915 | $19.49 |
| 2026-04-29 | 2,396 | $19.57 |
| 2026-04-28 | 8,246 | $19.56 |
| 2026-04-27 | 17,994 | $19.60 |
| 2026-04-24 | 15,455 | $19.63 |
| 2026-04-23 | 2,263 | $19.62 |
| 2026-04-22 | 4,013 | $19.63 |
| 2026-04-21 | 5,734 | $19.75 |
| 2026-04-20 | 7,549 | $19.70 |
| 2026-04-17 | 12,749 | $19.68 |
| 2026-04-16 | 5,946 | $19.67 |
| 2026-04-15 | 775 | $19.66 |
| 2026-04-14 | 7,766 | $19.62 |
| 2026-04-13 | 4,695 | $19.55 |
| 2026-04-10 | 7,595 | $19.55 |
| 2026-04-09 | 5,436 | $19.60 |
| 2026-04-08 | 6,674 | $19.51 |
| 2026-04-07 | 9,165 | $19.52 |
| 2026-04-06 | 6,497 | $19.53 |
| 2026-04-01 | 9,992 | $19.58 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33738D747 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.