Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33738D762
Over the rolling 12-month window, securities of FIRST TRUST EXCHANGE-TRADED FU failed to deliver in the NSCC's Continuous Net Settlement system on 154 settlement days, totaling 405,121 fail shares and peaking at 48,012 shares on 2025-12-01. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 176 | $19.72 |
| 2026-09-28 | 822 | $19.79 |
| 2026-09-25 | 707 | $19.76 |
| 2026-09-24 | 220 | $19.85 |
| 2026-09-22 | 60 | $19.94 |
| 2026-09-21 | 742 | $19.91 |
| 2026-09-18 | 778 | $19.96 |
| 2026-09-16 | 227 | $19.97 |
| 2026-09-15 | 168 | $19.96 |
| 2026-09-14 | 173 | $19.97 |
| 2026-09-09 | 2,031 | $20.11 |
| 2026-09-08 | 2,329 | $20.12 |
| 2026-09-04 | 2,152 | $20.11 |
| 2026-09-03 | 618 | $20.11 |
| 2026-08-28 | 499 | $20.20 |
| 2026-08-26 | 2 | $20.21 |
| 2026-08-24 | 48 | $20.16 |
| 2026-08-11 | 2,003 | $20.19 |
| 2026-08-10 | 2,524 | $20.21 |
| 2026-08-05 | 1,537 | $20.20 |
| 2026-08-04 | 2,213 | $20.16 |
| 2026-08-03 | 1,726 | $20.14 |
| 2026-07-31 | 1,421 | $20.17 |
| 2026-07-30 | 403 | $20.15 |
| 2026-07-29 | 381 | $20.17 |
| 2026-07-28 | 2,379 | $20.09 |
| 2026-07-27 | 2,645 | $20.11 |
| 2026-07-15 | 41 | $20.25 |
| 2026-07-13 | 630 | $20.27 |
| 2026-07-10 | 872 | $20.28 |
| 2026-07-09 | 1,830 | $20.26 |
| 2026-07-02 | 1,561 | $20.32 |
| 2026-07-01 | 8,050 | $20.31 |
| 2026-06-30 | 9,441 | $20.37 |
| 2026-06-29 | 10,179 | $20.34 |
| 2026-06-25 | 199 | $20.34 |
| 2026-06-24 | 2,659 | $20.28 |
| 2026-06-23 | 71 | $20.32 |
| 2026-06-22 | 60 | $20.31 |
| 2026-06-12 | 271 | $20.28 |
| 2026-06-11 | 332 | $20.28 |
| 2026-06-09 | 69,065 | $20.19 |
| 2026-06-08 | 70,052 | $20.21 |
| 2026-06-05 | 1 | $20.31 |
| 2026-06-04 | 1 | $20.24 |
| 2026-06-03 | 106 | $20.31 |
| 2026-06-02 | 105 | $20.25 |
| 2026-06-01 | 108 | $20.27 |
| 2026-05-29 | 343 | $20.27 |
| 2026-05-20 | 994 | $20.18 |
| 2026-05-19 | 2,099 | $20.27 |
| 2026-05-18 | 1,580 | $20.25 |
| 2026-05-15 | 513 | $20.33 |
| 2026-05-14 | 1 | $20.33 |
| 2026-05-08 | 348 | $20.40 |
| 2026-05-07 | 1,111 | $20.41 |
| 2026-05-06 | 2,811 | $20.34 |
| 2026-05-05 | 2,000 | $20.34 |
| 2026-05-01 | 2,119 | $20.32 |
| 2026-04-30 | 9,816 | $20.33 |
| 2026-04-29 | 7,377 | $20.35 |
| 2026-04-28 | 7,327 | $20.37 |
| 2026-04-27 | 6,679 | $20.37 |
| 2026-04-23 | 147 | $20.38 |
| 2026-04-20 | 43 | $20.46 |
| 2026-04-17 | 5,297 | $20.40 |
| 2026-04-16 | 928 | $20.37 |
| 2026-04-15 | 13 | $20.41 |
| 2026-04-14 | 267 | $20.37 |
| 2026-04-13 | 599 | $20.40 |
| 2026-04-10 | 266 | $20.38 |
| 2026-03-31 | 30,323 | $20.26 |
| 2026-03-23 | 2,186 | $20.31 |
| 2026-03-20 | 2,286 | $20.36 |
| 2026-02-25 | 1,283 | $20.60 |
| 2026-02-24 | 1,518 | $20.62 |
| 2026-02-23 | 1,336 | $20.57 |
| 2026-02-20 | 536 | $20.65 |
| 2026-02-19 | 636 | $20.64 |
| 2026-02-18 | 63 | $20.75 |
| 2026-02-13 | 73 | $20.65 |
| 2026-02-10 | 150 | $20.55 |
| 2026-02-06 | 304 | $20.54 |
| 2026-02-04 | 85 | $20.47 |
| 2026-02-03 | 60 | $20.47 |
| 2026-02-02 | 2,605 | $20.47 |
| 2026-01-30 | 3,382 | $20.45 |
| 2026-01-29 | 828 | $20.44 |
| 2026-01-28 | 12,046 | $20.45 |
| 2026-01-27 | 3,051 | $20.46 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33738D762 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.