Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33738D770
Over the rolling 12-month window, securities of FIRST TR EXC-TRD FD IV STRUCTU failed to deliver in the NSCC's Continuous Net Settlement system on 235 settlement days, totaling 5,051,438 fail shares and peaking at 585,374 shares on 2026-03-12. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-29 | 4,126 | $19.93 |
| 2026-09-28 | 4,170 | $19.99 |
| 2026-09-25 | 44 | $19.93 |
| 2026-09-24 | 670 | $20.14 |
| 2026-09-23 | 2,374 | $20.23 |
| 2026-09-22 | 3,800 | $20.23 |
| 2026-09-21 | 823 | $20.20 |
| 2026-09-18 | 3,999 | $20.20 |
| 2026-09-17 | 793 | $20.22 |
| 2026-09-16 | 4,226 | $20.30 |
| 2026-09-15 | 153 | $20.30 |
| 2026-09-14 | 11,020 | $20.34 |
| 2026-09-11 | 250 | $20.38 |
| 2026-09-10 | 423 | $20.46 |
| 2026-09-09 | 175 | $20.48 |
| 2026-09-08 | 6,842 | $20.49 |
| 2026-09-04 | 340 | $20.47 |
| 2026-09-03 | 21,981 | $20.45 |
| 2026-09-02 | 6,197 | $20.46 |
| 2026-09-01 | 4,272 | $20.50 |
| 2026-08-31 | 6,183 | $20.52 |
| 2026-08-28 | 11,277 | $20.53 |
| 2026-08-27 | 7,329 | $20.56 |
| 2026-08-26 | 7,153 | $20.56 |
| 2026-08-25 | 7,939 | $20.51 |
| 2026-08-21 | 16,751 | $20.63 |
| 2026-08-20 | 16,419 | $20.64 |
| 2026-08-19 | 10,343 | $20.62 |
| 2026-08-18 | 16,955 | $20.62 |
| 2026-08-17 | 8,668 | $20.62 |
| 2026-08-14 | 16,530 | $20.63 |
| 2026-08-13 | 9,545 | $20.57 |
| 2026-08-12 | 15,751 | $20.59 |
| 2026-08-11 | 2,268 | $20.58 |
| 2026-08-10 | 16,199 | $20.58 |
| 2026-08-07 | 13,732 | $20.57 |
| 2026-08-06 | 7,154 | $20.58 |
| 2026-08-05 | 4,209 | $20.57 |
| 2026-08-04 | 14,394 | $20.53 |
| 2026-08-03 | 16,360 | $20.49 |
| 2026-07-31 | 22,977 | $20.54 |
| 2026-07-30 | 17,954 | $20.51 |
| 2026-07-29 | 9,930 | $20.52 |
| 2026-07-28 | 17,838 | $20.50 |
| 2026-07-27 | 18,199 | $20.46 |
| 2026-07-24 | 22,784 | $20.44 |
| 2026-07-23 | 8,507 | $20.48 |
| 2026-07-22 | 13,066 | $20.50 |
| 2026-07-21 | 14,329 | $20.63 |
| 2026-07-20 | 4,644 | $20.66 |
| 2026-07-17 | 7,506 | $20.65 |
| 2026-07-16 | 5,192 | $20.63 |
| 2026-07-15 | 14,519 | $20.62 |
| 2026-07-14 | 11,408 | $20.60 |
| 2026-07-13 | 1,880 | $20.58 |
| 2026-07-10 | 11,711 | $20.61 |
| 2026-07-09 | 13,506 | $20.61 |
| 2026-07-08 | 5,674 | $20.63 |
| 2026-07-07 | 7,430 | $20.68 |
| 2026-07-06 | 5,724 | $20.65 |
| 2026-07-02 | 92,400 | $20.64 |
| 2026-07-01 | 3,124 | $20.67 |
| 2026-06-30 | 149,865 | $20.71 |
| 2026-06-29 | 12,265 | $20.70 |
| 2026-06-26 | 11,171 | $20.66 |
| 2026-06-25 | 20,413 | $20.74 |
| 2026-06-24 | 1,501 | $20.70 |
| 2026-06-23 | 1,504 | $20.70 |
| 2026-06-22 | 950 | $20.72 |
| 2026-06-18 | 950 | $20.63 |
| 2026-06-17 | 91,909 | $20.71 |
| 2026-06-16 | 12,065 | $20.72 |
| 2026-06-15 | 14,920 | $20.68 |
| 2026-06-12 | 12,162 | $20.67 |
| 2026-06-11 | 7,271 | $20.63 |
| 2026-06-10 | 3,214 | $20.63 |
| 2026-06-09 | 8,540 | $20.60 |
| 2026-06-08 | 9,228 | $20.60 |
| 2026-06-05 | 8,372 | $20.63 |
| 2026-06-04 | 4,374 | $20.62 |
| 2026-06-03 | 4,548 | $20.62 |
| 2026-06-02 | 100 | $20.63 |
| 2026-05-29 | 269,614 | $20.63 |
| 2026-05-28 | 1,319 | $20.60 |
| 2026-05-27 | 28,755 | $20.58 |
| 2026-05-26 | 30,363 | $20.55 |
| 2026-05-22 | 29,932 | $20.51 |
| 2026-05-21 | 36,676 | $20.59 |
| 2026-05-18 | 1,655 | $20.60 |
| 2026-05-14 | 1,650 | $20.68 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33738D770 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.