Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33738D788
Over the rolling 12-month window, securities of FIRST TR EXCHANGE-TRADED FD IV failed to deliver in the NSCC's Continuous Net Settlement system on 230 settlement days, totaling 10,409,016 fail shares and peaking at 869,416 shares on 2025-10-09. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 67 | $19.85 |
| 2026-10-09 | 453 | $19.82 |
| 2026-10-06 | 183,525 | $19.73 |
| 2026-10-05 | 68,563 | $19.75 |
| 2026-10-02 | 5,685 | $19.81 |
| 2026-10-01 | 228,895 | $19.74 |
| 2026-09-30 | 407,287 | $19.77 |
| 2026-09-29 | 3,887 | $19.77 |
| 2026-09-28 | 46,913 | $19.93 |
| 2026-09-25 | 16,644 | $19.87 |
| 2026-09-24 | 16,975 | $20.07 |
| 2026-09-23 | 24,152 | $20.26 |
| 2026-09-22 | 3,673 | $20.25 |
| 2026-09-21 | 321 | $20.20 |
| 2026-09-18 | 21,950 | $20.28 |
| 2026-09-17 | 3,332 | $20.19 |
| 2026-09-16 | 35,368 | $20.20 |
| 2026-09-15 | 50,327 | $20.21 |
| 2026-09-14 | 34,377 | $20.24 |
| 2026-09-11 | 49,594 | $20.27 |
| 2026-09-10 | 9,556 | $20.41 |
| 2026-09-09 | 1,112,117 | $20.46 |
| 2026-09-08 | 5,635 | $20.46 |
| 2026-09-03 | 3,436 | $20.42 |
| 2026-09-02 | 6,171 | $20.41 |
| 2026-09-01 | 2,690 | $20.49 |
| 2026-08-28 | 1,851 | $20.58 |
| 2026-08-26 | 2,934 | $20.62 |
| 2026-08-25 | 7,183 | $20.53 |
| 2026-08-24 | 41,016 | $20.49 |
| 2026-08-21 | 107,860 | $20.61 |
| 2026-08-20 | 30,279 | $20.66 |
| 2026-08-19 | 254,822 | $20.57 |
| 2026-08-18 | 593 | $20.56 |
| 2026-08-14 | 4,169 | $20.62 |
| 2026-08-13 | 518 | $20.58 |
| 2026-08-10 | 61,318 | $20.61 |
| 2026-08-07 | 346,950 | $20.58 |
| 2026-08-05 | 1,941 | $20.63 |
| 2026-08-04 | 35,651 | $20.54 |
| 2026-08-03 | 25,919 | $20.50 |
| 2026-07-31 | 217,325 | $20.57 |
| 2026-07-30 | 7,442 | $20.53 |
| 2026-07-29 | 3,139 | $20.61 |
| 2026-07-28 | 10,897 | $20.55 |
| 2026-07-27 | 37,401 | $20.51 |
| 2026-07-24 | 2,367 | $20.50 |
| 2026-07-23 | 42,873 | $20.56 |
| 2026-07-22 | 15,982 | $20.58 |
| 2026-07-21 | 51,128 | $20.72 |
| 2026-07-20 | 700 | $20.78 |
| 2026-07-17 | 11,477 | $20.76 |
| 2026-07-16 | 386 | $20.76 |
| 2026-07-15 | 341 | $20.71 |
| 2026-07-14 | 3,762 | $20.66 |
| 2026-07-13 | 1,911 | $20.73 |
| 2026-07-09 | 9,426 | $20.73 |
| 2026-07-08 | 10,409 | $20.69 |
| 2026-07-07 | 10,768 | $20.86 |
| 2026-07-06 | 2,863 | $20.84 |
| 2026-07-02 | 2,573 | $20.82 |
| 2026-07-01 | 5,197 | $20.86 |
| 2026-06-30 | 13,041 | $20.96 |
| 2026-06-26 | 3,126 | $20.92 |
| 2026-06-25 | 11,306 | $20.98 |
| 2026-06-24 | 15,811 | $20.88 |
| 2026-06-23 | 1,669 | $20.87 |
| 2026-06-22 | 422 | $20.93 |
| 2026-06-17 | 15 | $20.93 |
| 2026-06-15 | 2,209 | $20.88 |
| 2026-06-12 | 5,796 | $20.88 |
| 2026-06-11 | 14,157 | $20.77 |
| 2026-06-10 | 9,608 | $20.79 |
| 2026-06-09 | 3,412 | $20.74 |
| 2026-06-05 | 2,620 | $20.85 |
| 2026-06-04 | 9,893 | $20.83 |
| 2026-06-03 | 6,177 | $20.86 |
| 2026-06-01 | 44,075 | $20.88 |
| 2026-05-29 | 26,806 | $20.86 |
| 2026-05-28 | 40,379 | $20.81 |
| 2026-05-27 | 34,924 | $20.80 |
| 2026-05-26 | 18,097 | $20.72 |
| 2026-05-22 | 5,997 | $20.69 |
| 2026-05-21 | 6,307 | $20.75 |
| 2026-05-19 | 2,359 | $20.70 |
| 2026-05-18 | 23,518 | $20.74 |
| 2026-05-15 | 17,038 | $20.88 |
| 2026-05-14 | 92,525 | $20.89 |
| 2026-05-13 | 10,636 | $20.89 |
| 2026-05-12 | 228,647 | $20.96 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33738D788 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.