Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33738D804
Over the rolling 12-month window, securities of FIRST TR ETF IV LTD DURATION I failed to deliver in the NSCC's Continuous Net Settlement system on 220 settlement days, totaling 5,490,969 fail shares and peaking at 360,948 shares on 2025-06-23. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 145,623 | $18.37 |
| 2026-09-21 | 85,768 | $18.60 |
| 2026-09-18 | 16,631 | $18.63 |
| 2026-09-17 | 21,232 | $18.57 |
| 2026-09-16 | 17,013 | $18.57 |
| 2026-09-15 | 7,902 | $18.57 |
| 2026-09-14 | 2,338 | $18.61 |
| 2026-09-11 | 1,772 | $18.63 |
| 2026-09-10 | 483 | $18.70 |
| 2026-09-09 | 5,863 | $18.73 |
| 2026-09-08 | 61,700 | $18.73 |
| 2026-09-04 | 74,659 | $18.75 |
| 2026-09-03 | 111,633 | $18.73 |
| 2026-09-02 | 55,663 | $18.72 |
| 2026-08-28 | 35,517 | $18.81 |
| 2026-08-27 | 8,732 | $18.80 |
| 2026-08-25 | 2,460 | $18.77 |
| 2026-08-24 | 6,344 | $18.77 |
| 2026-08-21 | 9,897 | $18.85 |
| 2026-08-20 | 9,678 | $18.86 |
| 2026-08-19 | 4,268 | $18.84 |
| 2026-08-18 | 6,167 | $18.83 |
| 2026-08-17 | 931 | $18.85 |
| 2026-08-12 | 850 | $18.82 |
| 2026-08-11 | 4,788 | $18.82 |
| 2026-08-10 | 2,518 | $18.85 |
| 2026-08-07 | 568 | $18.81 |
| 2026-08-06 | 18,912 | $18.84 |
| 2026-08-04 | 1,093 | $18.78 |
| 2026-08-03 | 549 | $18.77 |
| 2026-07-31 | 233 | $18.78 |
| 2026-07-30 | 9,271 | $18.77 |
| 2026-07-29 | 4,492 | $18.77 |
| 2026-07-28 | 1,038 | $18.75 |
| 2026-07-27 | 11,010 | $18.75 |
| 2026-07-24 | 11,369 | $18.72 |
| 2026-07-23 | 33,672 | $18.76 |
| 2026-07-22 | 54,609 | $18.78 |
| 2026-07-21 | 38,629 | $18.87 |
| 2026-07-20 | 63,776 | $18.89 |
| 2026-07-14 | 16,103 | $18.80 |
| 2026-07-13 | 4,540 | $18.84 |
| 2026-07-02 | 1,391 | $18.85 |
| 2026-07-01 | 2,753 | $18.86 |
| 2026-06-30 | 6,330 | $18.87 |
| 2026-06-29 | 8,369 | $18.91 |
| 2026-06-26 | 6,520 | $18.89 |
| 2026-06-25 | 21,036 | $18.95 |
| 2026-06-23 | 6,325 | $18.90 |
| 2026-06-22 | 11,905 | $18.91 |
| 2026-06-18 | 26,416 | $18.90 |
| 2026-06-17 | 29,838 | $18.96 |
| 2026-06-16 | 18,303 | $18.94 |
| 2026-06-15 | 7,650 | $18.93 |
| 2026-06-12 | 8,012 | $18.94 |
| 2026-06-11 | 19,311 | $18.88 |
| 2026-06-10 | 44,375 | $18.89 |
| 2026-06-09 | 16,715 | $18.87 |
| 2026-06-08 | 26,768 | $18.86 |
| 2026-06-05 | 1,162 | $18.91 |
| 2026-06-04 | 12,759 | $18.90 |
| 2026-06-03 | 10,459 | $18.92 |
| 2026-06-02 | 7,179 | $18.93 |
| 2026-06-01 | 5,196 | $18.94 |
| 2026-05-29 | 9,870 | $18.90 |
| 2026-05-28 | 17,364 | $18.90 |
| 2026-05-27 | 12,136 | $18.89 |
| 2026-05-26 | 17,833 | $18.85 |
| 2026-05-22 | 4,358 | $18.85 |
| 2026-05-21 | 24,788 | $18.92 |
| 2026-05-20 | 102,475 | $18.84 |
| 2026-05-19 | 38,211 | $18.90 |
| 2026-05-18 | 9,288 | $18.90 |
| 2026-05-15 | 14,645 | $18.95 |
| 2026-05-14 | 33,852 | $18.96 |
| 2026-05-13 | 40,147 | $18.94 |
| 2026-05-12 | 32,737 | $18.97 |
| 2026-05-11 | 2,506 | $18.99 |
| 2026-05-08 | 15,785 | $18.95 |
| 2026-05-07 | 1,080 | $18.99 |
| 2026-05-06 | 166,865 | $18.95 |
| 2026-05-05 | 54,161 | $18.93 |
| 2026-05-04 | 3,779 | $18.96 |
| 2026-05-01 | 15,348 | $18.95 |
| 2026-04-30 | 7,915 | $18.93 |
| 2026-04-29 | 2,517 | $18.97 |
| 2026-04-27 | 78,411 | $19.00 |
| 2026-04-23 | 5,367 | $18.99 |
| 2026-04-21 | 3 | $19.09 |
| 2026-04-20 | 156 | $19.10 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33738D804 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.