Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33738D838
Over the rolling 12-month window, securities of FIRST TR ETF IV INTERMEDIATE G failed to deliver in the NSCC's Continuous Net Settlement system on 165 settlement days, totaling 1,656,204 fail shares and peaking at 416,188 shares on 2025-11-04. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-28 | 1,539 | $19.27 |
| 2026-09-25 | 197 | $19.22 |
| 2026-09-24 | 610 | $19.37 |
| 2026-09-23 | 413 | $19.59 |
| 2026-09-22 | 432 | $19.59 |
| 2026-09-21 | 432 | $19.54 |
| 2026-09-17 | 2,864 | $19.56 |
| 2026-09-16 | 585 | $19.56 |
| 2026-09-15 | 42,218 | $19.60 |
| 2026-09-14 | 512 | $19.61 |
| 2026-09-11 | 388 | $19.64 |
| 2026-08-28 | 77 | $19.95 |
| 2026-07-30 | 1,954 | $19.84 |
| 2026-07-29 | 2,195 | $19.96 |
| 2026-07-28 | 2,276 | $19.90 |
| 2026-07-27 | 2,276 | $19.82 |
| 2026-07-24 | 81 | $19.83 |
| 2026-07-23 | 173 | $19.89 |
| 2026-07-21 | 213 | $20.01 |
| 2026-07-20 | 213 | $20.06 |
| 2026-07-17 | 353 | $20.06 |
| 2026-07-16 | 509 | $20.08 |
| 2026-07-15 | 156 | $20.03 |
| 2026-07-14 | 156 | $19.98 |
| 2026-07-13 | 180 | $20.04 |
| 2026-07-10 | 9 | $20.05 |
| 2026-07-07 | 457 | $20.15 |
| 2026-07-06 | 1,616 | $20.14 |
| 2026-07-02 | 735 | $20.15 |
| 2026-07-01 | 732 | $20.19 |
| 2026-06-10 | 23,757 | $20.11 |
| 2026-06-09 | 140,758 | $20.07 |
| 2026-05-26 | 200 | $20.01 |
| 2026-05-22 | 200 | $20.00 |
| 2026-05-21 | 201 | $20.02 |
| 2026-05-20 | 201 | $19.94 |
| 2026-05-14 | 1,158 | $20.14 |
| 2026-05-13 | 9,838 | $20.16 |
| 2026-05-12 | 1,454 | $20.31 |
| 2026-05-11 | 3,294 | $20.35 |
| 2026-05-08 | 3,520 | $20.28 |
| 2026-05-07 | 1,152 | $20.35 |
| 2026-05-06 | 3,668 | $20.22 |
| 2026-05-05 | 18,844 | $20.22 |
| 2026-05-04 | 1,607 | $20.28 |
| 2026-04-27 | 557 | $20.34 |
| 2026-04-23 | 160 | $20.35 |
| 2026-04-21 | 395 | $20.46 |
| 2026-04-20 | 4,045 | $20.48 |
| 2026-04-17 | 3,597 | $20.39 |
| 2026-04-15 | 992 | $20.41 |
| 2026-04-14 | 1,374 | $20.31 |
| 2026-04-09 | 4,080 | $20.36 |
| 2026-04-08 | 4,037 | $20.28 |
| 2026-04-07 | 566 | $20.26 |
| 2026-04-06 | 566 | $20.30 |
| 2026-04-02 | 566 | $20.26 |
| 2026-04-01 | 566 | $20.28 |
| 2026-03-24 | 4,359 | $20.36 |
| 2026-03-23 | 936 | $20.28 |
| 2026-03-20 | 1,854 | $20.49 |
| 2026-03-18 | 163 | $20.53 |
| 2026-03-16 | 2,902 | $20.41 |
| 2026-03-13 | 4,300 | $20.45 |
| 2026-03-11 | 4 | $20.62 |
| 2026-03-10 | 923 | $20.67 |
| 2026-03-09 | 965 | $20.61 |
| 2026-03-06 | 82,348 | $20.65 |
| 2026-03-05 | 115,605 | $20.68 |
| 2026-03-04 | 28,479 | $20.71 |
| 2026-03-03 | 1,299 | $20.74 |
| 2026-03-02 | 42,081 | $20.84 |
| 2026-02-27 | 268 | $20.75 |
| 2026-02-26 | 279 | $20.80 |
| 2026-02-25 | 13,979 | $20.74 |
| 2026-02-11 | 511 | $20.65 |
| 2026-02-10 | 719 | $20.56 |
| 2026-02-09 | 837 | $20.56 |
| 2026-02-06 | 837 | $20.53 |
| 2026-02-05 | 326 | $20.45 |
| 2026-02-04 | 86,255 | $20.45 |
| 2026-02-02 | 425 | $20.50 |
| 2026-01-30 | 501 | $20.52 |
| 2026-01-29 | 501 | $20.50 |
| 2026-01-28 | 932 | $20.50 |
| 2026-01-27 | 507 | $20.51 |
| 2026-01-26 | 431 | $20.48 |
| 2026-01-23 | 476 | $20.45 |
| 2026-01-20 | 484 | $20.55 |
| 2026-01-16 | 533 | $20.60 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33738D838 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.