Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33738R100
Over the rolling 12-month window, securities of FIRST TRUST MULTI-ASSET DIVERS failed to deliver in the NSCC's Continuous Net Settlement system on 141 settlement days, totaling 1,010,256 fail shares and peaking at 155,752 shares on 2026-01-13. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-22 | 827 | $16.34 |
| 2026-09-21 | 2,922 | $16.36 |
| 2026-09-18 | 2,754 | $16.44 |
| 2026-09-10 | 15,851 | $16.72 |
| 2026-09-02 | 500 | $16.69 |
| 2026-09-01 | 1 | $16.73 |
| 2026-08-31 | 3,568 | $16.79 |
| 2026-08-28 | 21 | $16.80 |
| 2026-08-27 | 815 | $16.83 |
| 2026-08-26 | 1,820 | $16.81 |
| 2026-08-25 | 3,830 | $16.84 |
| 2026-08-21 | 19,559 | $16.91 |
| 2026-08-20 | 11,919 | $16.94 |
| 2026-08-19 | 4,020 | $16.92 |
| 2026-08-04 | 607 | $16.83 |
| 2026-08-03 | 1 | $16.81 |
| 2026-07-24 | 218 | $16.70 |
| 2026-07-17 | 132 | $16.93 |
| 2026-07-13 | 3,833 | $16.66 |
| 2026-07-09 | 109,308 | $16.62 |
| 2026-07-08 | 110,725 | $16.67 |
| 2026-07-07 | 24 | $16.58 |
| 2026-07-06 | 8,906 | $16.61 |
| 2026-07-02 | 3,732 | $16.55 |
| 2026-07-01 | 1 | $16.53 |
| 2026-06-30 | 2,608 | $16.58 |
| 2026-06-25 | 2,208 | $16.54 |
| 2026-06-24 | 2,043 | $16.55 |
| 2026-06-23 | 221 | $16.44 |
| 2026-06-22 | 4,250 | $16.42 |
| 2026-06-18 | 4,452 | $16.42 |
| 2026-06-17 | 6,247 | $16.57 |
| 2026-06-16 | 5,824 | $16.59 |
| 2026-06-15 | 1,895 | $16.73 |
| 2026-06-12 | 3,435 | $16.70 |
| 2026-06-10 | 3,398 | $16.62 |
| 2026-06-09 | 362 | $16.54 |
| 2026-06-08 | 1,352 | $16.59 |
| 2026-06-04 | 182 | $16.47 |
| 2026-06-03 | 782 | $16.57 |
| 2026-06-02 | 2,324 | $16.49 |
| 2026-06-01 | 2,136 | $16.53 |
| 2026-05-29 | 1,742 | $16.59 |
| 2026-05-28 | 1,142 | $16.59 |
| 2026-05-21 | 4,055 | $16.76 |
| 2026-05-20 | 886 | $16.66 |
| 2026-05-18 | 141 | $16.57 |
| 2026-05-14 | 3,087 | $16.59 |
| 2026-05-13 | 4,833 | $16.65 |
| 2026-05-11 | 1 | $16.61 |
| 2026-05-07 | 599 | $16.57 |
| 2026-05-06 | 599 | $16.61 |
| 2026-05-05 | 599 | $16.58 |
| 2026-05-04 | 1,269 | $16.66 |
| 2026-05-01 | 1 | $16.70 |
| 2026-04-30 | 529 | $16.56 |
| 2026-04-29 | 529 | $16.56 |
| 2026-04-28 | 667 | $16.52 |
| 2026-04-27 | 9,402 | $16.46 |
| 2026-04-24 | 450 | $16.49 |
| 2026-04-23 | 833 | $16.43 |
| 2026-04-22 | 729 | $16.42 |
| 2026-04-21 | 1,502 | $16.53 |
| 2026-04-20 | 2,882 | $16.55 |
| 2026-04-17 | 3,577 | $16.47 |
| 2026-04-16 | 9,513 | $16.48 |
| 2026-04-13 | 4,489 | $16.43 |
| 2026-04-10 | 6,488 | $16.46 |
| 2026-04-09 | 119,275 | $16.40 |
| 2026-04-07 | 1,355 | $16.33 |
| 2026-04-06 | 1,358 | $16.24 |
| 2026-04-02 | 70 | $16.17 |
| 2026-04-01 | 1 | $16.17 |
| 2026-03-20 | 685 | $16.36 |
| 2026-03-17 | 1,399 | $16.39 |
| 2026-03-16 | 295 | $16.33 |
| 2026-03-13 | 295 | $16.35 |
| 2026-03-12 | 1,112 | $16.41 |
| 2026-03-09 | 10,582 | $16.53 |
| 2026-03-04 | 23,774 | $16.59 |
| 2026-03-03 | 38,728 | $16.68 |
| 2026-03-02 | 7 | $16.55 |
| 2026-02-26 | 42 | $16.55 |
| 2026-02-25 | 1,136 | $16.55 |
| 2026-02-19 | 345 | $16.66 |
| 2026-02-18 | 530 | $16.67 |
| 2026-02-17 | 1,064 | $16.65 |
| 2026-02-13 | 906 | $16.55 |
| 2026-02-12 | 534 | $16.63 |
| 2026-02-11 | 553 | $16.59 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33738R100 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.