Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33738R563
Over the rolling 12-month window, securities of FIRST TR EXCHANGE-TRADED FD VI failed to deliver in the NSCC's Continuous Net Settlement system on 88 settlement days, totaling 30,701 fail shares and peaking at 5,100 shares on 2026-04-21. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 799 | $23.18 |
| 2026-10-13 | 800 | $23.01 |
| 2026-10-09 | 1,007 | $22.93 |
| 2026-10-08 | 1 | $22.70 |
| 2026-10-07 | 1,762 | $23.05 |
| 2026-10-06 | 1,611 | $22.97 |
| 2026-10-05 | 17 | $22.82 |
| 2026-09-29 | 148 | $22.51 |
| 2026-09-28 | 223 | $22.64 |
| 2026-09-25 | 148 | $22.69 |
| 2026-09-24 | 148 | $22.78 |
| 2026-09-21 | 328 | $23.06 |
| 2026-09-18 | 143 | $23.22 |
| 2026-09-17 | 195 | $23.21 |
| 2026-09-16 | 134 | $23.51 |
| 2026-09-15 | 179 | $23.34 |
| 2026-09-14 | 217 | $23.56 |
| 2026-09-11 | 101 | $23.46 |
| 2026-09-09 | 633 | $23.83 |
| 2026-09-08 | 531 | $23.85 |
| 2026-09-04 | 489 | $23.80 |
| 2026-08-20 | 206 | $24.62 |
| 2026-08-19 | 206 | $24.76 |
| 2026-08-18 | 4 | $24.98 |
| 2026-08-14 | 105 | $24.77 |
| 2026-08-13 | 106 | $24.83 |
| 2026-08-12 | 5 | $24.73 |
| 2026-05-08 | 255 | $22.99 |
| 2026-05-07 | 243 | $23.29 |
| 2026-05-06 | 1,293 | $23.29 |
| 2026-05-05 | 1,293 | $22.96 |
| 2026-05-04 | 1,466 | $23.17 |
| 2026-05-01 | 1,378 | $23.29 |
| 2026-04-30 | 85 | $22.88 |
| 2026-04-27 | 30 | $22.92 |
| 2026-04-24 | 29 | $23.05 |
| 2026-04-23 | 62 | $22.74 |
| 2026-04-22 | 3,736 | $22.72 |
| 2026-04-21 | 5,100 | $22.82 |
| 2026-04-08 | 6 | $22.48 |
| 2026-04-07 | 205 | $22.48 |
| 2026-04-06 | 205 | $22.40 |
| 2026-04-02 | 1 | $22.35 |
| 2026-03-26 | 154 | $22.49 |
| 2026-03-25 | 164 | $22.30 |
| 2026-03-24 | 190 | $22.05 |
| 2026-03-23 | 643 | $21.73 |
| 2026-03-20 | 450 | $22.02 |
| 2026-03-19 | 450 | $22.10 |
| 2026-03-18 | 516 | $22.24 |
| 2026-03-17 | 140 | $22.10 |
| 2026-03-16 | 92 | $21.96 |
| 2026-03-12 | 25 | $22.42 |
| 2026-03-11 | 26 | $22.41 |
| 2026-03-10 | 26 | $22.74 |
| 2026-02-19 | 10 | $22.96 |
| 2026-02-18 | 110 | $22.86 |
| 2026-02-11 | 943 | $23.11 |
| 2026-02-10 | 1,122 | $23.09 |
| 2026-02-09 | 1,122 | $23.02 |
| 2026-02-02 | 20 | $21.80 |
| 2026-01-30 | 20 | $21.87 |
| 2026-01-29 | 20 | $21.85 |
| 2026-01-28 | 20 | $21.99 |
| 2026-01-22 | 1 | $22.14 |
| 2026-01-21 | 1 | $21.68 |
| 2026-01-13 | 750 | $21.70 |
| 2026-01-12 | 750 | $21.64 |
| 2026-01-09 | 750 | $21.38 |
| 2026-01-08 | 750 | $20.93 |
| 2026-01-02 | 14 | $20.37 |
| 2025-12-29 | 99 | $20.68 |
| 2025-12-26 | 99 | $20.71 |
| 2025-12-24 | 99 | $20.69 |
| 2025-12-23 | 98 | $20.69 |
| 2025-12-11 | 202 | $20.85 |
| 2025-12-10 | 202 | $20.40 |
| 2025-12-09 | 203 | $20.46 |
| 2025-12-08 | 203 | $20.56 |
| 2025-12-04 | 1 | $20.53 |
| 2025-12-03 | 1 | $20.21 |
| 2025-12-02 | 1 | $20.21 |
| 2025-12-01 | 1 | $20.29 |
| 2025-11-26 | 1 | $20.08 |
| 2025-11-25 | 1 | $19.79 |
| 2025-11-24 | 1 | $19.67 |
| 2025-11-20 | 1 | $19.53 |
| 2025-11-19 | 1 | $19.59 |
| 2025-11-18 | 77 | $19.52 |
| 2025-11-17 | 6 | $19.90 |
Showing 90 most recent of 115.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33738R563 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.