Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33738R571
Over the rolling 12-month window, securities of FIRST TR EXCHANGE-TRADED FD VI failed to deliver in the NSCC's Continuous Net Settlement system on 162 settlement days, totaling 291,462 fail shares and peaking at 24,094 shares on 2025-06-25. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 9,406 | $21.07 |
| 2026-09-29 | 3,270 | $21.09 |
| 2026-09-28 | 14,847 | $21.23 |
| 2026-09-25 | 15,021 | $21.17 |
| 2026-09-24 | 10,695 | $21.39 |
| 2026-09-23 | 8,535 | $21.53 |
| 2026-09-22 | 15,121 | $21.53 |
| 2026-09-21 | 706 | $21.45 |
| 2026-09-18 | 2,064 | $21.48 |
| 2026-09-16 | 562 | $21.40 |
| 2026-09-15 | 2,952 | $21.48 |
| 2026-09-14 | 2,624 | $21.56 |
| 2026-09-11 | 55 | $21.47 |
| 2026-09-04 | 101 | $21.77 |
| 2026-09-03 | 803 | $21.64 |
| 2026-09-02 | 1,677 | $21.56 |
| 2026-08-25 | 22 | $21.76 |
| 2026-08-24 | 5,852 | $21.79 |
| 2026-08-21 | 7,952 | $21.86 |
| 2026-08-20 | 1,681 | $21.91 |
| 2026-08-19 | 276 | $21.86 |
| 2026-08-17 | 594 | $22.03 |
| 2026-08-14 | 1,104 | $22.05 |
| 2026-08-13 | 1,664 | $21.98 |
| 2026-08-12 | 1,746 | $21.88 |
| 2026-08-11 | 10 | $21.89 |
| 2026-08-10 | 56 | $21.91 |
| 2026-08-07 | 805 | $21.82 |
| 2026-08-06 | 3,597 | $21.87 |
| 2026-08-05 | 4,145 | $21.85 |
| 2026-08-04 | 4,692 | $21.63 |
| 2026-08-03 | 4,477 | $21.52 |
| 2026-07-31 | 4,098 | $21.51 |
| 2026-07-30 | 2,128 | $21.31 |
| 2026-07-29 | 2,878 | $21.51 |
| 2026-07-28 | 2,800 | $21.47 |
| 2026-07-24 | 1,366 | $21.36 |
| 2026-07-23 | 1,273 | $21.51 |
| 2026-07-22 | 1,001 | $21.51 |
| 2026-07-21 | 1,861 | $21.53 |
| 2026-07-20 | 1,833 | $21.60 |
| 2026-07-17 | 1,071 | $21.64 |
| 2026-07-16 | 20,388 | $21.65 |
| 2026-07-15 | 20,197 | $21.64 |
| 2026-07-14 | 479 | $21.65 |
| 2026-07-13 | 342 | $21.77 |
| 2026-07-10 | 13,300 | $21.74 |
| 2026-07-09 | 11,467 | $21.69 |
| 2026-07-08 | 7,623 | $21.68 |
| 2026-07-07 | 2,055 | $21.84 |
| 2026-06-30 | 1,200 | $21.71 |
| 2026-06-29 | 1,399 | $21.61 |
| 2026-06-26 | 152 | $21.63 |
| 2026-06-25 | 11,920 | $21.72 |
| 2026-06-24 | 12,634 | $21.75 |
| 2026-06-23 | 13,269 | $21.86 |
| 2026-06-22 | 2,542 | $21.87 |
| 2026-06-18 | 4,005 | $21.75 |
| 2026-06-17 | 1,627 | $21.88 |
| 2026-06-16 | 1,019 | $21.91 |
| 2026-06-12 | 1,002 | $21.66 |
| 2026-06-11 | 17 | $21.41 |
| 2026-06-10 | 18 | $21.61 |
| 2026-06-09 | 18 | $21.63 |
| 2026-06-08 | 116 | $21.61 |
| 2026-06-05 | 1 | $21.93 |
| 2026-06-04 | 1,402 | $21.89 |
| 2026-06-03 | 1,401 | $21.97 |
| 2026-06-02 | 1,040 | $21.84 |
| 2026-06-01 | 4,064 | $21.84 |
| 2026-05-29 | 2,740 | $21.75 |
| 2026-05-28 | 918 | $21.70 |
| 2026-05-27 | 4,213 | $21.74 |
| 2026-05-26 | 3,523 | $21.63 |
| 2026-05-20 | 2 | $21.42 |
| 2026-05-19 | 1 | $21.53 |
| 2026-05-15 | 136 | $21.68 |
| 2026-05-14 | 136 | $21.61 |
| 2026-05-13 | 136 | $21.61 |
| 2026-05-12 | 1,114 | $21.68 |
| 2026-05-11 | 1,005 | $21.74 |
| 2026-04-30 | 4,901 | $21.40 |
| 2026-04-29 | 4,752 | $21.45 |
| 2026-04-24 | 985 | $21.56 |
| 2026-04-23 | 1,039 | $21.54 |
| 2026-04-22 | 382 | $21.48 |
| 2026-04-21 | 346 | $21.69 |
| 2026-04-20 | 263 | $21.69 |
| 2026-04-17 | 61 | $21.57 |
| 2026-04-16 | 163 | $21.49 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33738R571 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.