Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33738R613
Over the rolling 12-month window, securities of FIRST TR EXCHANGE-TRADED FD VI failed to deliver in the NSCC's Continuous Net Settlement system on 64 settlement days, totaling 20,047 fail shares and peaking at 2,384 shares on 2025-06-02. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 53 | $26.44 |
| 2026-10-13 | 53 | $26.41 |
| 2026-10-09 | 99 | $26.26 |
| 2026-09-15 | 481 | $26.36 |
| 2026-09-14 | 481 | $26.19 |
| 2026-09-10 | 20 | $26.14 |
| 2026-09-09 | 20 | $26.32 |
| 2026-08-26 | 98 | $27.10 |
| 2026-08-25 | 19 | $27.14 |
| 2026-08-21 | 6 | $26.84 |
| 2026-08-20 | 61 | $27.09 |
| 2026-08-17 | 133 | $27.20 |
| 2026-08-14 | 230 | $27.40 |
| 2026-08-13 | 324 | $27.25 |
| 2026-08-12 | 305 | $27.40 |
| 2026-08-11 | 40 | $27.42 |
| 2026-08-10 | 228 | $27.47 |
| 2026-08-07 | 212 | $27.33 |
| 2026-08-06 | 86 | $27.36 |
| 2026-08-05 | 1,383 | $27.28 |
| 2026-08-04 | 1,318 | $26.86 |
| 2026-08-03 | 245 | $26.78 |
| 2026-07-31 | 100 | $26.61 |
| 2026-07-30 | 71 | $26.79 |
| 2026-07-29 | 114 | $26.92 |
| 2026-07-23 | 141 | $26.28 |
| 2026-07-22 | 102 | $26.37 |
| 2026-07-21 | 2 | $26.37 |
| 2026-07-20 | 2 | $26.51 |
| 2026-07-17 | 1 | $26.81 |
| 2026-07-16 | 668 | $26.51 |
| 2026-07-15 | 676 | $26.57 |
| 2026-07-13 | 420 | $26.78 |
| 2026-07-10 | 700 | $26.62 |
| 2026-07-09 | 694 | $26.53 |
| 2026-07-08 | 1,444 | $26.72 |
| 2026-07-07 | 1,573 | $26.68 |
| 2026-07-02 | 1,250 | $26.66 |
| 2026-07-01 | 1,225 | $26.62 |
| 2026-06-25 | 1 | $26.11 |
| 2026-06-24 | 1 | $25.95 |
| 2026-06-23 | 1 | $26.00 |
| 2026-06-22 | 9 | $26.29 |
| 2026-06-18 | 9 | $26.02 |
| 2026-06-10 | 2 | $25.89 |
| 2026-06-09 | 128 | $25.79 |
| 2026-06-08 | 124 | $25.71 |
| 2026-06-05 | 123 | $26.19 |
| 2026-04-06 | 6 | $23.41 |
| 2026-04-02 | 6 | $23.38 |
| 2026-04-01 | 4 | $23.38 |
| 2026-02-24 | 21 | $24.98 |
| 2026-02-23 | 21 | $25.18 |
| 2026-01-29 | 42 | $24.86 |
| 2026-01-28 | 42 | $24.86 |
| 2026-01-27 | 40 | $24.77 |
| 2026-01-09 | 34 | $24.15 |
| 2026-01-08 | 34 | $23.96 |
| 2026-01-07 | 34 | $24.15 |
| 2026-01-06 | 34 | $23.86 |
| 2025-12-26 | 3 | $24.08 |
| 2025-12-24 | 3 | $23.95 |
| 2025-12-19 | 100 | $23.80 |
| 2025-12-11 | 1 | $24.21 |
| 2025-12-04 | 1 | $24.11 |
| 2025-12-03 | 1 | $23.99 |
| 2025-11-07 | 32 | $23.52 |
| 2025-11-06 | 32 | $23.84 |
| 2025-10-28 | 1 | $24.28 |
| 2025-10-02 | 115 | $24.08 |
| 2025-10-01 | 115 | $23.95 |
| 2025-09-18 | 19 | $23.91 |
| 2025-09-05 | 1 | $23.42 |
| 2025-09-04 | 1 | $23.23 |
| 2025-08-19 | 208 | $23.31 |
| 2025-08-18 | 437 | $23.29 |
| 2025-08-15 | 526 | $23.43 |
| 2025-08-14 | 480 | $23.55 |
| 2025-08-13 | 468 | $23.35 |
| 2025-08-12 | 111 | $23.11 |
| 2025-08-11 | 11 | $23.18 |
| 2025-08-07 | 145 | $23.20 |
| 2025-08-06 | 184 | $23.03 |
| 2025-08-05 | 47 | $23.16 |
| 2025-08-01 | 166 | $22.84 |
| 2025-07-31 | 1,174 | $23.15 |
| 2025-07-28 | 131 | $23.26 |
| 2025-07-25 | 104 | $23.18 |
| 2025-07-24 | 105 | $23.15 |
| 2025-07-18 | 299 | $23.01 |
Showing 90 most recent of 112.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33738R613 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.