Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33738R639
Over the rolling 12-month window, securities of FIRST TR EXCHANGE-TRADED FD VI failed to deliver in the NSCC's Continuous Net Settlement system on 69 settlement days, totaling 8,464 fail shares and peaking at 1,374 shares on 2025-06-10. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-17 | 11 | $20.43 |
| 2026-09-16 | 11 | $20.38 |
| 2026-09-15 | 10 | $20.30 |
| 2026-09-11 | 177 | $19.98 |
| 2026-09-10 | 177 | $20.35 |
| 2026-09-09 | 197 | $20.47 |
| 2026-07-14 | 10 | $19.79 |
| 2026-07-08 | 24 | $19.86 |
| 2026-07-07 | 26,473 | $19.90 |
| 2026-07-06 | 27,644 | $19.77 |
| 2026-07-02 | 2,210 | $19.34 |
| 2026-07-01 | 2,336 | $19.15 |
| 2026-06-12 | 205 | $18.90 |
| 2026-06-11 | 205 | $18.88 |
| 2026-06-10 | 195 | $19.17 |
| 2026-05-29 | 139 | $18.88 |
| 2026-05-28 | 139 | $18.68 |
| 2026-05-27 | 1 | $18.83 |
| 2026-05-21 | 40 | $18.71 |
| 2026-05-20 | 141 | $18.41 |
| 2026-05-19 | 91 | $18.29 |
| 2026-05-13 | 39 | $18.26 |
| 2026-05-08 | 182 | $18.54 |
| 2026-05-07 | 208 | $18.59 |
| 2026-05-06 | 74 | $18.39 |
| 2026-05-04 | 29 | $18.46 |
| 2026-05-01 | 45 | $18.52 |
| 2026-04-30 | 36 | $18.14 |
| 2026-04-24 | 11 | $19.00 |
| 2026-04-23 | 14 | $19.47 |
| 2026-04-07 | 3 | $19.09 |
| 2026-02-19 | 63 | $20.66 |
| 2026-02-18 | 64 | $20.45 |
| 2026-02-17 | 64 | $20.35 |
| 2026-02-05 | 14 | $20.68 |
| 2026-02-04 | 14 | $20.64 |
| 2026-02-03 | 14 | $20.86 |
| 2026-02-02 | 20 | $20.86 |
| 2026-01-30 | 15 | $20.83 |
| 2026-01-26 | 4 | $21.20 |
| 2026-01-23 | 4 | $21.40 |
| 2026-01-13 | 36 | $21.67 |
| 2026-01-12 | 73 | $21.76 |
| 2025-12-05 | 5 | $21.15 |
| 2025-12-04 | 2 | $21.17 |
| 2025-12-03 | 29 | $21.12 |
| 2025-12-01 | 4 | $21.37 |
| 2025-11-28 | 202 | $21.45 |
| 2025-11-26 | 202 | $21.50 |
| 2025-11-19 | 31 | $20.36 |
| 2025-11-18 | 51 | $20.34 |
| 2025-11-03 | 34 | $20.48 |
| 2025-10-31 | 34 | $20.44 |
| 2025-10-16 | 17 | $20.09 |
| 2025-10-15 | 181 | $20.04 |
| 2025-10-14 | 186 | $19.99 |
| 2025-10-10 | 179 | $20.39 |
| 2025-10-08 | 45 | $20.52 |
| 2025-10-07 | 45 | $20.70 |
| 2025-09-29 | 1 | $19.65 |
| 2025-09-26 | 1 | $19.56 |
| 2025-09-11 | 5 | $20.42 |
| 2025-08-11 | 3 | $20.03 |
| 2025-08-08 | 3 | $19.83 |
| 2025-08-07 | 3 | $19.74 |
| 2025-08-06 | 3 | $19.94 |
| 2025-08-04 | 1 | $19.70 |
| 2025-07-30 | 4 | $20.84 |
| 2025-07-29 | 124 | $20.67 |
| 2025-07-28 | 33 | $20.89 |
| 2025-07-24 | 3 | $20.64 |
| 2025-07-23 | 3 | $20.12 |
| 2025-07-07 | 20 | $20.60 |
| 2025-07-03 | 20 | $20.70 |
| 2025-06-24 | 1 | $20.13 |
| 2025-06-23 | 1 | $20.00 |
| 2025-06-20 | 1 | $20.00 |
| 2025-06-17 | 47 | $20.39 |
| 2025-06-16 | 47 | $20.24 |
| 2025-06-13 | 47 | $20.52 |
| 2025-06-12 | 1,265 | $20.47 |
| 2025-06-11 | 1,265 | $20.52 |
| 2025-06-10 | 1,374 | $20.30 |
| 2025-06-09 | 1,365 | $20.29 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33738R639 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.