Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33738R688
Over the rolling 12-month window, securities of FIRST TR EXCHANGE-TRDED FD VI failed to deliver in the NSCC's Continuous Net Settlement system on 213 settlement days, totaling 1,155,169 fail shares and peaking at 209,480 shares on 2026-03-06. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-28 | 16 | $22.61 |
| 2026-09-25 | 631 | $22.47 |
| 2026-09-24 | 631 | $22.68 |
| 2026-09-23 | 631 | $22.95 |
| 2026-09-22 | 1,041 | $22.92 |
| 2026-09-21 | 468 | $22.85 |
| 2026-09-18 | 483 | $22.95 |
| 2026-09-17 | 205 | $22.75 |
| 2026-09-14 | 276 | $22.91 |
| 2026-09-11 | 2,506 | $22.85 |
| 2026-09-10 | 2,569 | $23.02 |
| 2026-09-09 | 2,266 | $23.08 |
| 2026-09-08 | 1,780 | $23.22 |
| 2026-09-04 | 1,027 | $23.16 |
| 2026-09-03 | 1,477 | $23.00 |
| 2026-09-02 | 830 | $23.03 |
| 2026-09-01 | 2,339 | $23.14 |
| 2026-08-31 | 1,593 | $23.13 |
| 2026-08-28 | 159 | $23.18 |
| 2026-08-27 | 125 | $23.27 |
| 2026-08-26 | 186 | $23.29 |
| 2026-08-25 | 475 | $23.21 |
| 2026-08-24 | 519 | $23.20 |
| 2026-08-21 | 2,287 | $23.08 |
| 2026-08-20 | 3,879 | $23.11 |
| 2026-08-19 | 4,966 | $23.01 |
| 2026-08-18 | 3,075 | $23.10 |
| 2026-08-14 | 14,378 | $23.04 |
| 2026-08-13 | 1,549 | $22.85 |
| 2026-08-12 | 1,527 | $22.83 |
| 2026-08-11 | 279 | $22.83 |
| 2026-08-10 | 1,515 | $22.86 |
| 2026-08-07 | 1,169 | $22.64 |
| 2026-08-06 | 2,755 | $22.64 |
| 2026-08-05 | 21 | $22.69 |
| 2026-08-04 | 65 | $22.53 |
| 2026-07-31 | 1,558 | $22.72 |
| 2026-07-30 | 1,835 | $22.36 |
| 2026-07-29 | 747 | $22.41 |
| 2026-07-28 | 702 | $22.34 |
| 2026-07-27 | 4,535 | $22.28 |
| 2026-07-24 | 3,301 | $22.12 |
| 2026-07-23 | 2,169 | $22.21 |
| 2026-07-22 | 262 | $22.09 |
| 2026-07-21 | 411 | $22.01 |
| 2026-07-20 | 129 | $22.15 |
| 2026-07-17 | 714 | $22.11 |
| 2026-07-16 | 112 | $22.15 |
| 2026-07-15 | 5,502 | $21.98 |
| 2026-07-14 | 1,685 | $21.83 |
| 2026-07-13 | 3,575 | $21.91 |
| 2026-07-10 | 1,050 | $21.80 |
| 2026-07-09 | 6,970 | $21.75 |
| 2026-07-08 | 5,228 | $21.74 |
| 2026-07-07 | 6,267 | $21.67 |
| 2026-07-06 | 1,732 | $21.54 |
| 2026-07-02 | 1,450 | $21.34 |
| 2026-07-01 | 1,848 | $21.46 |
| 2026-06-30 | 3,460 | $21.51 |
| 2026-06-29 | 1,170 | $21.50 |
| 2026-06-26 | 1,171 | $21.44 |
| 2026-06-25 | 4,366 | $21.64 |
| 2026-06-22 | 1,928 | $21.95 |
| 2026-06-18 | 1,913 | $22.01 |
| 2026-06-17 | 1,709 | $22.36 |
| 2026-06-16 | 965 | $22.36 |
| 2026-06-15 | 593 | $22.24 |
| 2026-06-12 | 343 | $22.17 |
| 2026-06-11 | 1,467 | $21.96 |
| 2026-06-10 | 1,370 | $22.05 |
| 2026-06-09 | 624 | $22.02 |
| 2026-06-08 | 410 | $21.95 |
| 2026-06-05 | 762 | $22.37 |
| 2026-06-04 | 1,984 | $22.26 |
| 2026-06-03 | 760 | $22.51 |
| 2026-06-02 | 701 | $22.49 |
| 2026-06-01 | 2,322 | $22.42 |
| 2026-05-29 | 3,465 | $22.29 |
| 2026-05-28 | 3,772 | $22.26 |
| 2026-05-27 | 1,267 | $22.32 |
| 2026-05-20 | 464 | $22.00 |
| 2026-05-19 | 702 | $22.02 |
| 2026-05-18 | 487 | $21.95 |
| 2026-05-15 | 806 | $22.15 |
| 2026-05-14 | 3,652 | $22.01 |
| 2026-05-13 | 3,159 | $22.00 |
| 2026-05-12 | 1,615 | $22.15 |
| 2026-05-08 | 3,256 | $21.94 |
| 2026-05-07 | 210 | $22.16 |
| 2026-05-06 | 842 | $21.83 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33738R688 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.