Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33738R696
Over the rolling 12-month window, securities of FIRST TR EXCHNGE-TRADED FD VI failed to deliver in the NSCC's Continuous Net Settlement system on 98 settlement days, totaling 77,165 fail shares and peaking at 6,095 shares on 2025-07-28. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 718 | $44.76 |
| 2026-10-13 | 718 | $44.80 |
| 2026-09-21 | 50 | $45.12 |
| 2026-09-18 | 176 | $45.07 |
| 2026-09-17 | 50 | $44.77 |
| 2026-09-16 | 50 | $45.21 |
| 2026-09-09 | 106 | $46.18 |
| 2026-09-08 | 106 | $46.33 |
| 2026-09-04 | 829 | $46.16 |
| 2026-09-03 | 829 | $45.63 |
| 2026-09-02 | 723 | $45.49 |
| 2026-09-01 | 723 | $45.66 |
| 2026-08-26 | 342 | $46.78 |
| 2026-08-25 | 116 | $46.76 |
| 2026-08-24 | 227 | $46.73 |
| 2026-08-21 | 308 | $46.48 |
| 2026-08-20 | 574 | $46.97 |
| 2026-08-17 | 6,790 | $47.75 |
| 2026-08-14 | 6,819 | $47.52 |
| 2026-08-13 | 14 | $47.38 |
| 2026-08-12 | 837 | $47.18 |
| 2026-08-11 | 863 | $47.08 |
| 2026-08-10 | 331 | $47.16 |
| 2026-08-07 | 40 | $46.96 |
| 2026-07-27 | 1,676 | $47.50 |
| 2026-07-24 | 558 | $47.15 |
| 2026-07-22 | 48 | $47.49 |
| 2026-07-17 | 447 | $47.33 |
| 2026-06-30 | 221 | $45.45 |
| 2026-06-26 | 142 | $45.41 |
| 2026-06-25 | 198 | $45.08 |
| 2026-06-24 | 341 | $45.19 |
| 2026-06-23 | 175 | $44.95 |
| 2026-04-27 | 370 | $43.98 |
| 2026-04-24 | 21 | $44.19 |
| 2026-04-23 | 21 | $43.83 |
| 2026-04-22 | 100 | $43.78 |
| 2026-04-21 | 832 | $43.91 |
| 2026-04-20 | 301 | $43.89 |
| 2026-04-17 | 301 | $43.36 |
| 2026-04-16 | 462 | $43.35 |
| 2026-04-15 | 745 | $43.39 |
| 2026-04-14 | 1,033 | $42.99 |
| 2026-04-10 | 1 | $42.71 |
| 2026-04-09 | 1 | $42.42 |
| 2026-04-08 | 2 | $40.98 |
| 2026-04-07 | 249 | $40.99 |
| 2026-04-06 | 248 | $40.90 |
| 2026-04-02 | 248 | $40.88 |
| 2026-04-01 | 247 | $40.44 |
| 2026-03-26 | 2 | $40.53 |
| 2026-03-25 | 2 | $40.27 |
| 2026-03-24 | 2 | $39.93 |
| 2026-03-23 | 2 | $39.46 |
| 2026-03-17 | 149 | $40.04 |
| 2026-03-16 | 132 | $39.72 |
| 2026-03-13 | 177 | $39.73 |
| 2026-03-12 | 545 | $40.60 |
| 2026-03-11 | 509 | $40.82 |
| 2026-03-10 | 869 | $40.85 |
| 2026-03-09 | 597 | $40.76 |
| 2026-03-06 | 505 | $41.72 |
| 2026-03-05 | 792 | $42.60 |
| 2026-03-04 | 581 | $42.39 |
| 2026-03-03 | 658 | $42.98 |
| 2026-03-02 | 784 | $42.75 |
| 2026-02-27 | 913 | $43.60 |
| 2026-02-26 | 255 | $43.32 |
| 2026-02-25 | 357 | $42.83 |
| 2026-02-24 | 129 | $42.37 |
| 2026-02-13 | 29 | $42.61 |
| 2026-02-11 | 651 | $43.89 |
| 2026-02-10 | 1,302 | $44.28 |
| 2026-02-09 | 1,515 | $43.92 |
| 2026-02-06 | 2,920 | $42.53 |
| 2026-02-05 | 2,004 | $43.21 |
| 2026-01-26 | 178 | $42.45 |
| 2026-01-23 | 182 | $42.91 |
| 2026-01-14 | 90 | $42.68 |
| 2026-01-13 | 90 | $42.72 |
| 2026-01-12 | 119 | $42.77 |
| 2026-01-09 | 300 | $42.66 |
| 2026-01-02 | 576 | $41.54 |
| 2025-12-24 | 1,153 | $42.20 |
| 2025-12-23 | 48 | $42.16 |
| 2025-12-10 | 280 | $41.36 |
| 2025-12-02 | 253 | $40.64 |
| 2025-12-01 | 31 | $40.82 |
| 2025-11-28 | 31 | $40.59 |
| 2025-10-29 | 398 | $39.44 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33738R696 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.