Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33738R712
Over the rolling 12-month window, securities of FIRST TRUST EXCH-TRADED FD VI failed to deliver in the NSCC's Continuous Net Settlement system on 74 settlement days, totaling 55,281 fail shares and peaking at 10,411 shares on 2026-02-27. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-07 | 87 | $28.50 |
| 2026-09-30 | 99 | $28.38 |
| 2026-09-29 | 1 | $28.53 |
| 2026-09-28 | 177 | $28.76 |
| 2026-09-25 | 270 | $28.51 |
| 2026-09-24 | 1,279 | $28.84 |
| 2026-08-06 | 1,025 | $29.04 |
| 2026-08-05 | 1,175 | $29.01 |
| 2026-08-04 | 1,933 | $28.32 |
| 2026-08-03 | 747 | $28.11 |
| 2026-07-31 | 747 | $28.17 |
| 2026-07-30 | 747 | $27.43 |
| 2026-07-09 | 3,346 | $28.68 |
| 2026-06-30 | 1,297 | $29.44 |
| 2026-06-29 | 749 | $29.32 |
| 2026-06-26 | 869 | $29.72 |
| 2026-06-25 | 12,025 | $29.56 |
| 2026-06-24 | 12,024 | $29.74 |
| 2026-05-27 | 121 | $31.30 |
| 2026-05-26 | 121 | $30.48 |
| 2026-05-05 | 146 | $30.10 |
| 2026-04-08 | 2,351 | $28.17 |
| 2026-04-07 | 2,650 | $28.22 |
| 2026-04-02 | 775 | $28.21 |
| 2026-03-27 | 264 | $27.19 |
| 2026-03-26 | 363 | $27.91 |
| 2026-03-19 | 12 | $27.87 |
| 2026-03-06 | 50 | $28.45 |
| 2026-03-05 | 177 | $29.11 |
| 2026-03-04 | 531 | $28.83 |
| 2026-03-03 | 6,703 | $30.07 |
| 2026-03-02 | 6,392 | $30.44 |
| 2026-02-27 | 10,411 | $30.44 |
| 2026-01-28 | 679 | $30.62 |
| 2026-01-27 | 734 | $30.41 |
| 2026-01-26 | 181 | $30.38 |
| 2026-01-23 | 181 | $30.72 |
| 2026-01-22 | 282 | $30.57 |
| 2025-12-23 | 255 | $29.24 |
| 2025-12-22 | 352 | $28.88 |
| 2025-12-19 | 350 | $28.48 |
| 2025-12-09 | 174 | $28.72 |
| 2025-12-08 | 42 | $28.73 |
| 2025-12-05 | 41 | $28.70 |
| 2025-12-04 | 60 | $28.64 |
| 2025-12-03 | 72 | $28.38 |
| 2025-12-02 | 268 | $28.27 |
| 2025-11-26 | 337 | $28.01 |
| 2025-11-24 | 11 | $27.09 |
| 2025-11-21 | 11 | $26.67 |
| 2025-11-19 | 66 | $27.23 |
| 2025-10-28 | 193 | $28.87 |
| 2025-10-27 | 192 | $28.71 |
| 2025-10-24 | 197 | $28.45 |
| 2025-10-23 | 1 | $28.21 |
| 2025-10-22 | 1 | $28.59 |
| 2025-10-21 | 1 | $28.53 |
| 2025-10-15 | 1 | $28.35 |
| 2025-10-14 | 33 | $28.13 |
| 2025-10-10 | 1 | $28.44 |
| 2025-10-09 | 1 | $28.57 |
| 2025-10-07 | 1 | $28.44 |
| 2025-10-06 | 1 | $28.29 |
| 2025-10-03 | 1 | $28.25 |
| 2025-10-02 | 1 | $28.14 |
| 2025-09-26 | 29 | $27.85 |
| 2025-09-25 | 29 | $28.07 |
| 2025-09-24 | 29 | $28.25 |
| 2025-09-23 | 34 | $28.37 |
| 2025-08-29 | 290 | $27.86 |
| 2025-08-28 | 236 | $27.76 |
| 2025-08-27 | 67 | $27.68 |
| 2025-08-26 | 15 | $27.54 |
| 2025-08-25 | 201 | $27.71 |
| 2025-08-08 | 49 | $27.02 |
| 2025-08-06 | 55 | $26.97 |
| 2025-07-29 | 564 | $27.19 |
| 2025-07-28 | 677 | $27.32 |
| 2025-07-25 | 861 | $27.16 |
| 2025-07-22 | 174 | $26.86 |
| 2025-07-08 | 2,219 | $26.63 |
| 2025-07-07 | 2,221 | $26.74 |
| 2025-07-03 | 2,219 | $26.52 |
| 2025-06-27 | 746 | $26.15 |
| 2025-06-26 | 736 | $25.83 |
| 2025-06-25 | 962 | $26.06 |
| 2025-06-24 | 1,440 | $25.72 |
| 2025-06-23 | 727 | $25.45 |
| 2025-06-20 | 1,591 | $25.43 |
| 2025-06-18 | 1,559 | $25.37 |
Showing 90 most recent of 92.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33738R712 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.