Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33738R720
Over the rolling 12-month window, securities of FIRST TR EXCHANGE-TRADED FD VI failed to deliver in the NSCC's Continuous Net Settlement system on 100 settlement days, totaling 912,263 fail shares and peaking at 212,982 shares on 2025-10-09. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 388 | $58.82 |
| 2026-09-29 | 386 | $58.86 |
| 2026-09-28 | 697 | $59.77 |
| 2026-09-25 | 245 | $59.75 |
| 2026-09-23 | 2,652 | $60.17 |
| 2026-09-09 | 318 | $57.84 |
| 2026-09-08 | 269 | $58.93 |
| 2026-09-04 | 116 | $59.18 |
| 2026-09-03 | 60 | $58.23 |
| 2026-09-02 | 52 | $58.68 |
| 2026-09-01 | 588 | $60.26 |
| 2026-08-31 | 59 | $60.18 |
| 2026-08-27 | 251 | $58.86 |
| 2026-08-12 | 3 | $59.53 |
| 2026-08-04 | 25 | $56.32 |
| 2026-07-28 | 182 | $53.77 |
| 2026-07-20 | 1,632 | $53.83 |
| 2026-07-13 | 44 | $56.18 |
| 2026-07-10 | 140 | $56.29 |
| 2026-07-09 | 572 | $55.34 |
| 2026-07-07 | 1,024 | $57.25 |
| 2026-07-06 | 184 | $56.25 |
| 2026-06-30 | 7,073 | $55.23 |
| 2026-06-29 | 39 | $54.17 |
| 2026-06-25 | 754 | $53.63 |
| 2026-06-24 | 315 | $53.69 |
| 2026-06-17 | 1,364 | $55.49 |
| 2026-06-12 | 107 | $55.38 |
| 2026-06-10 | 1,382 | $55.23 |
| 2026-06-05 | 7 | $59.35 |
| 2026-06-04 | 982 | $59.24 |
| 2026-06-02 | 1,478 | $60.26 |
| 2026-06-01 | 2,187 | $58.33 |
| 2026-05-29 | 1,187 | $57.51 |
| 2026-05-28 | 970 | $56.49 |
| 2026-05-21 | 264 | $54.25 |
| 2026-05-19 | 181 | $53.75 |
| 2026-05-18 | 44 | $53.68 |
| 2026-05-15 | 479 | $54.43 |
| 2026-05-14 | 420 | $53.98 |
| 2026-05-05 | 25 | $52.34 |
| 2026-03-27 | 1,165 | $46.20 |
| 2026-03-26 | 1,348 | $47.24 |
| 2026-03-25 | 416 | $47.02 |
| 2026-02-24 | 215 | $49.84 |
| 2026-02-12 | 2,182 | $51.22 |
| 2026-02-11 | 1,800 | $52.04 |
| 2026-02-05 | 4 | $50.49 |
| 2026-01-26 | 79 | $53.97 |
| 2026-01-23 | 24,648 | $54.36 |
| 2026-01-13 | 150 | $55.75 |
| 2026-01-07 | 2,341 | $55.03 |
| 2025-12-23 | 363 | $52.98 |
| 2025-12-12 | 43 | $54.09 |
| 2025-12-11 | 64 | $54.26 |
| 2025-12-10 | 6,766 | $54.01 |
| 2025-12-05 | 6,061 | $53.58 |
| 2025-12-04 | 7,020 | $52.59 |
| 2025-12-01 | 1,744 | $51.96 |
| 2025-11-28 | 1,110 | $51.60 |
| 2025-11-26 | 1,222 | $51.23 |
| 2025-11-25 | 256 | $50.47 |
| 2025-11-24 | 112 | $49.29 |
| 2025-11-21 | 320 | $48.61 |
| 2025-11-19 | 541 | $50.05 |
| 2025-11-18 | 17 | $50.64 |
| 2025-11-14 | 310 | $52.05 |
| 2025-11-13 | 643 | $53.70 |
| 2025-11-12 | 5,044 | $53.67 |
| 2025-11-10 | 1,257 | $53.04 |
| 2025-11-07 | 33 | $52.92 |
| 2025-11-05 | 15,286 | $53.85 |
| 2025-11-03 | 1,559 | $55.97 |
| 2025-10-31 | 92,138 | $55.14 |
| 2025-10-30 | 33,287 | $56.15 |
| 2025-10-29 | 52,896 | $55.92 |
| 2025-10-15 | 989 | $54.49 |
| 2025-10-14 | 783 | $54.89 |
| 2025-10-10 | 165,779 | $55.92 |
| 2025-10-09 | 212,982 | $55.82 |
| 2025-09-25 | 172 | $53.17 |
| 2025-09-23 | 26,312 | $54.16 |
| 2025-09-22 | 861 | $53.21 |
| 2025-09-19 | 1,246 | $53.17 |
| 2025-09-18 | 1,286 | $52.01 |
| 2025-09-17 | 1,916 | $51.90 |
| 2025-09-16 | 1,115 | $51.64 |
| 2025-09-12 | 1,677 | $51.68 |
| 2025-09-11 | 1,649 | $50.71 |
| 2025-09-10 | 1,756 | $51.33 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33738R720 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.