Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33738R753
Over the rolling 12-month window, securities of FIRST TR EXC-TRD FD VI failed to deliver in the NSCC's Continuous Net Settlement system on 161 settlement days, totaling 164,696 fail shares and peaking at 26,602 shares on 2025-07-10. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 370 | $36.12 |
| 2026-10-13 | 677 | $35.97 |
| 2026-10-09 | 400 | $35.86 |
| 2026-10-08 | 135 | $35.64 |
| 2026-10-07 | 135 | $36.01 |
| 2026-10-06 | 730 | $35.89 |
| 2026-10-05 | 684 | $35.79 |
| 2026-10-02 | 841 | $35.68 |
| 2026-10-01 | 1,027 | $35.51 |
| 2026-09-30 | 983 | $35.72 |
| 2026-09-29 | 103 | $35.82 |
| 2026-09-28 | 165 | $35.91 |
| 2026-09-25 | 38 | $35.80 |
| 2026-09-24 | 649 | $36.14 |
| 2026-09-23 | 199 | $36.34 |
| 2026-09-22 | 116 | $36.33 |
| 2026-09-18 | 654 | $36.42 |
| 2026-09-17 | 172 | $36.52 |
| 2026-09-16 | 927 | $36.64 |
| 2026-09-15 | 1,053 | $36.85 |
| 2026-09-14 | 1,296 | $36.76 |
| 2026-09-11 | 161 | $36.63 |
| 2026-09-10 | 1,866 | $36.83 |
| 2026-09-09 | 1,925 | $37.13 |
| 2026-09-08 | 2,606 | $37.50 |
| 2026-08-31 | 1,190 | $37.84 |
| 2026-08-28 | 1,488 | $37.97 |
| 2026-08-27 | 556 | $38.18 |
| 2026-08-25 | 153 | $38.18 |
| 2026-08-24 | 153 | $38.05 |
| 2026-08-21 | 28 | $37.85 |
| 2026-08-20 | 107 | $38.09 |
| 2026-08-19 | 1,048 | $38.01 |
| 2026-08-18 | 8,610 | $38.07 |
| 2026-08-17 | 12,832 | $38.31 |
| 2026-08-14 | 8,120 | $38.26 |
| 2026-08-13 | 7,952 | $38.26 |
| 2026-08-12 | 10,380 | $38.34 |
| 2026-08-10 | 241 | $38.46 |
| 2026-08-07 | 6,036 | $38.17 |
| 2026-08-06 | 6,253 | $38.31 |
| 2026-08-05 | 1,729 | $38.33 |
| 2026-08-04 | 2,187 | $37.90 |
| 2026-08-03 | 534 | $37.45 |
| 2026-07-31 | 458 | $37.49 |
| 2026-07-30 | 510 | $37.79 |
| 2026-07-23 | 7 | $36.90 |
| 2026-07-22 | 862 | $36.87 |
| 2026-07-21 | 774 | $36.96 |
| 2026-07-20 | 655 | $37.18 |
| 2026-07-17 | 1,101 | $37.48 |
| 2026-07-16 | 182 | $36.82 |
| 2026-07-15 | 182 | $36.85 |
| 2026-07-14 | 183 | $36.91 |
| 2026-07-13 | 1 | $36.88 |
| 2026-07-10 | 1 | $36.69 |
| 2026-07-09 | 84 | $36.46 |
| 2026-07-08 | 83 | $37.07 |
| 2026-07-07 | 83 | $37.19 |
| 2026-07-06 | 83 | $37.18 |
| 2026-07-02 | 1 | $36.82 |
| 2026-06-30 | 131 | $36.69 |
| 2026-06-26 | 78 | $36.61 |
| 2026-06-25 | 115 | $36.56 |
| 2026-06-24 | 72 | $36.17 |
| 2026-06-23 | 548 | $36.07 |
| 2026-06-22 | 476 | $36.08 |
| 2026-06-18 | 476 | $35.86 |
| 2026-06-17 | 476 | $36.25 |
| 2026-06-09 | 24 | $35.22 |
| 2026-06-08 | 134 | $35.51 |
| 2026-06-05 | 873 | $35.31 |
| 2026-06-04 | 237 | $35.13 |
| 2026-06-03 | 403 | $35.13 |
| 2026-06-01 | 53 | $35.24 |
| 2026-05-29 | 53 | $35.51 |
| 2026-05-28 | 53 | $35.72 |
| 2026-05-27 | 53 | $35.86 |
| 2026-05-14 | 79 | $35.45 |
| 2026-05-07 | 53 | $36.25 |
| 2026-05-06 | 53 | $36.00 |
| 2026-05-05 | 53 | $35.68 |
| 2026-04-28 | 541 | $36.53 |
| 2026-04-23 | 2 | $36.38 |
| 2026-04-22 | 44 | $36.49 |
| 2026-04-21 | 42 | $36.55 |
| 2026-04-17 | 354 | $36.08 |
| 2026-04-16 | 274 | $36.10 |
| 2026-04-15 | 431 | $36.25 |
| 2026-04-14 | 537 | $36.22 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33738R753 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.