Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33738R761
Over the rolling 12-month window, securities of FIRST TRUST EXCHANGE-TRADED FD failed to deliver in the NSCC's Continuous Net Settlement system on 27 settlement days, totaling 8,356 fail shares and peaking at 1,565 shares on 2026-05-19. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-01 | 1 | $44.44 |
| 2026-05-21 | 16 | $43.72 |
| 2026-05-20 | 1,130 | $43.62 |
| 2026-05-19 | 1,565 | $43.90 |
| 2026-04-01 | 1 | $43.46 |
| 2026-03-11 | 1 | $43.85 |
| 2026-03-10 | 2 | $44.31 |
| 2026-03-09 | 1 | $44.61 |
| 2026-02-04 | 144 | $43.29 |
| 2026-02-03 | 186 | $43.71 |
| 2026-02-02 | 348 | $43.53 |
| 2026-01-27 | 22 | $43.31 |
| 2025-12-31 | 8 | $42.18 |
| 2025-12-18 | 2 | $42.21 |
| 2025-08-19 | 1,201 | $42.35 |
| 2025-08-18 | 1,301 | $42.46 |
| 2025-08-01 | 28 | $41.39 |
| 2025-07-31 | 303 | $41.86 |
| 2025-07-30 | 122 | $42.24 |
| 2025-07-29 | 652 | $42.32 |
| 2025-07-28 | 341 | $42.48 |
| 2025-07-25 | 341 | $42.78 |
| 2025-07-23 | 91 | $42.77 |
| 2025-07-22 | 89 | $42.39 |
| 2025-07-21 | 1 | $42.35 |
| 2025-07-11 | 216 | $42.92 |
| 2025-07-10 | 122 | $42.82 |
| 2025-07-09 | 122 | $43.02 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33738R761 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.