Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33738R829
Over the rolling 12-month window, securities of FIRST TRUST ETF VI FIRST TR S- failed to deliver in the NSCC's Continuous Net Settlement system on 52 settlement days, totaling 2,444 fail shares and peaking at 240 shares on 2025-08-27. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-07-27 | 52 | $33.97 |
| 2026-07-24 | 52 | $33.73 |
| 2026-07-22 | 28 | $34.79 |
| 2026-07-21 | 28 | $35.00 |
| 2026-07-20 | 26 | $34.94 |
| 2026-06-09 | 1 | $33.83 |
| 2026-06-08 | 37 | $33.75 |
| 2026-06-05 | 42 | $34.58 |
| 2026-04-15 | 2 | $35.07 |
| 2026-03-24 | 1 | $33.69 |
| 2026-03-18 | 3 | $34.72 |
| 2026-03-17 | 3 | $34.52 |
| 2026-02-24 | 16 | $35.17 |
| 2026-02-23 | 16 | $36.08 |
| 2026-01-22 | 6 | $39.48 |
| 2026-01-20 | 4 | $39.87 |
| 2026-01-16 | 3 | $40.29 |
| 2026-01-15 | 2 | $40.55 |
| 2026-01-13 | 21 | $40.98 |
| 2026-01-12 | 21 | $40.52 |
| 2026-01-09 | 20 | $40.45 |
| 2025-12-05 | 7 | $39.15 |
| 2025-12-04 | 12 | $39.19 |
| 2025-12-02 | 1 | $39.04 |
| 2025-11-20 | 43 | $37.96 |
| 2025-11-03 | 2 | $40.42 |
| 2025-10-31 | 2 | $40.44 |
| 2025-10-15 | 4 | $40.64 |
| 2025-10-07 | 137 | $42.18 |
| 2025-10-06 | 185 | $42.26 |
| 2025-10-03 | 193 | $42.00 |
| 2025-09-30 | 133 | $42.20 |
| 2025-09-29 | 133 | $41.73 |
| 2025-09-26 | 173 | $41.60 |
| 2025-09-25 | 131 | $41.97 |
| 2025-09-23 | 1 | $42.27 |
| 2025-09-22 | 9 | $42.62 |
| 2025-09-19 | 7 | $42.95 |
| 2025-09-05 | 1 | $41.32 |
| 2025-09-04 | 1 | $40.87 |
| 2025-09-03 | 2 | $40.74 |
| 2025-08-29 | 189 | $41.12 |
| 2025-08-28 | 189 | $40.91 |
| 2025-08-27 | 240 | $41.40 |
| 2025-08-25 | 13 | $41.62 |
| 2025-08-22 | 18 | $40.65 |
| 2025-08-21 | 17 | $40.79 |
| 2025-08-15 | 123 | $40.81 |
| 2025-08-14 | 123 | $41.16 |
| 2025-08-13 | 123 | $40.60 |
| 2025-08-05 | 30 | $40.06 |
| 2025-08-04 | 30 | $39.28 |
| 2025-07-17 | 7 | $39.74 |
| 2025-07-16 | 1 | $39.60 |
| 2025-06-27 | 8 | $39.12 |
| 2025-06-26 | 8 | $39.16 |
| 2025-06-24 | 5 | $38.61 |
| 2025-06-23 | 5 | $38.35 |
| 2025-06-04 | 10 | $38.34 |
| 2025-06-03 | 10 | $38.16 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33738R829 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.