Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33738R845
Over the rolling 12-month window, securities of FIRST TR ETF VI NASDAQ OIL & G failed to deliver in the NSCC's Continuous Net Settlement system on 86 settlement days, totaling 6,495,538 fail shares and peaking at 2,211,799 shares on 2026-05-11. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 184,594 | $38.01 |
| 2026-09-29 | 2,174,152 | $38.38 |
| 2026-09-28 | 2,984,102 | $38.60 |
| 2026-09-25 | 96,454 | $38.98 |
| 2026-09-24 | 480,365 | $39.03 |
| 2026-09-22 | 4,742 | $39.34 |
| 2026-09-21 | 1,460 | $40.26 |
| 2026-09-18 | 40,026 | $40.50 |
| 2026-09-16 | 4,480 | $41.84 |
| 2026-09-15 | 453 | $40.85 |
| 2026-09-08 | 58 | $40.57 |
| 2026-09-04 | 12,806 | $40.91 |
| 2026-09-03 | 239 | $41.23 |
| 2026-09-02 | 239 | $41.03 |
| 2026-08-10 | 3 | $36.18 |
| 2026-07-23 | 20 | $37.59 |
| 2026-07-20 | 2,238 | $36.51 |
| 2026-06-30 | 100 | $33.69 |
| 2026-06-26 | 867,998 | $33.95 |
| 2026-06-25 | 542 | $33.72 |
| 2026-06-18 | 2,601 | $34.13 |
| 2026-06-15 | 14,577 | $36.12 |
| 2026-06-12 | 32,720 | $35.79 |
| 2026-06-11 | 73,439 | $36.58 |
| 2026-06-10 | 669 | $35.84 |
| 2026-06-09 | 423 | $36.48 |
| 2026-06-04 | 248 | $36.88 |
| 2026-06-03 | 10,435 | $36.43 |
| 2026-06-02 | 29,761 | $36.03 |
| 2026-06-01 | 5,140 | $35.30 |
| 2026-05-27 | 10,501 | $36.36 |
| 2026-05-26 | 5,186 | $37.44 |
| 2026-05-22 | 10,922 | $37.18 |
| 2026-05-21 | 73,451 | $37.80 |
| 2026-05-20 | 55,011 | $38.63 |
| 2026-05-19 | 52,698 | $38.15 |
| 2026-05-18 | 4 | $37.53 |
| 2026-05-15 | 1,811,241 | $36.60 |
| 2026-05-14 | 49,501 | $36.32 |
| 2026-05-13 | 44,269 | $36.37 |
| 2026-05-12 | 1,849,458 | $35.91 |
| 2026-05-11 | 2,211,799 | $35.07 |
| 2026-05-08 | 106,143 | $35.24 |
| 2026-05-07 | 83,538 | $36.01 |
| 2026-04-10 | 645 | $36.17 |
| 2026-04-09 | 710 | $36.75 |
| 2026-04-08 | 1,818 | $38.28 |
| 2026-04-07 | 12,344 | $37.99 |
| 2026-04-06 | 18,934 | $37.63 |
| 2026-04-02 | 9,890 | $37.32 |
| 2026-04-01 | 7,829 | $38.60 |
| 2026-03-31 | 14,942 | $39.29 |
| 2026-03-30 | 351 | $39.86 |
| 2026-03-27 | 241 | $39.27 |
| 2026-03-25 | 54 | $38.64 |
| 2026-03-23 | 170 | $37.47 |
| 2026-03-20 | 806 | $37.43 |
| 2026-03-19 | 846 | $36.73 |
| 2026-03-18 | 1,215 | $36.58 |
| 2026-03-17 | 409 | $36.10 |
| 2026-03-16 | 18,484 | $36.06 |
| 2026-03-13 | 644 | $35.96 |
| 2026-03-06 | 28 | $35.28 |
| 2026-03-04 | 338 | $35.23 |
| 2026-03-03 | 191 | $35.51 |
| 2026-02-27 | 213 | $34.00 |
| 2026-02-26 | 243 | $33.83 |
| 2026-02-25 | 489 | $34.06 |
| 2026-02-24 | 690 | $34.08 |
| 2026-02-23 | 192 | $34.20 |
| 2026-02-19 | 258 | $33.74 |
| 2026-02-18 | 1,074 | $33.01 |
| 2026-02-17 | 1,084 | $33.38 |
| 2026-02-13 | 1,086 | $32.98 |
| 2026-02-12 | 818 | $33.62 |
| 2026-02-02 | 208 | $31.30 |
| 2026-01-30 | 208 | $31.10 |
| 2026-01-22 | 1 | $29.96 |
| 2026-01-16 | 78 | $29.25 |
| 2026-01-15 | 5 | $29.61 |
| 2025-12-26 | 1,202 | $27.65 |
| 2025-12-24 | 1,202 | $27.77 |
| 2025-12-12 | 385 | $28.94 |
| 2025-12-11 | 2 | $29.20 |
| 2025-12-10 | 3,328 | $28.95 |
| 2025-10-28 | 310 | $27.57 |
| 2025-10-24 | 4 | $27.88 |
| 2025-10-21 | 47 | $27.06 |
| 2025-10-15 | 153 | $27.09 |
| 2025-10-08 | 13 | $28.46 |
Showing 90 most recent of 116.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33738R845 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.