Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33738R852
Over the rolling 12-month window, securities of FIRST TR ETF VI NASDAQ FOOD & failed to deliver in the NSCC's Continuous Net Settlement system on 84 settlement days, totaling 534,324 fail shares and peaking at 58,882 shares on 2026-05-22. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 120 | $21.37 |
| 2026-09-29 | 93 | $21.45 |
| 2026-09-25 | 391 | $21.62 |
| 2026-09-24 | 20,659 | $21.97 |
| 2026-09-23 | 360 | $22.05 |
| 2026-09-22 | 399 | $22.00 |
| 2026-09-21 | 50 | $22.24 |
| 2026-09-16 | 202 | $22.57 |
| 2026-09-15 | 202 | $22.63 |
| 2026-09-14 | 202 | $22.56 |
| 2026-09-11 | 202 | $22.56 |
| 2026-09-04 | 93 | $23.03 |
| 2026-08-28 | 280 | $23.02 |
| 2026-08-27 | 276 | $23.32 |
| 2026-08-26 | 1,175 | $23.39 |
| 2026-08-25 | 1,180 | $23.62 |
| 2026-08-21 | 1 | $23.42 |
| 2026-08-20 | 32 | $23.40 |
| 2026-08-19 | 19 | $23.08 |
| 2026-08-17 | 1,851 | $23.17 |
| 2026-08-12 | 663 | $22.70 |
| 2026-08-07 | 65 | $22.77 |
| 2026-08-06 | 51 | $22.84 |
| 2026-08-05 | 32 | $22.92 |
| 2026-08-04 | 32 | $22.80 |
| 2026-07-31 | 1 | $23.30 |
| 2026-07-29 | 1 | $23.69 |
| 2026-07-24 | 25 | $22.69 |
| 2026-07-23 | 30 | $23.04 |
| 2026-07-22 | 30 | $22.85 |
| 2026-07-21 | 30 | $22.93 |
| 2026-07-20 | 5 | $22.98 |
| 2026-07-17 | 45 | $23.16 |
| 2026-07-16 | 495 | $22.56 |
| 2026-07-15 | 461 | $22.60 |
| 2026-07-14 | 460 | $22.83 |
| 2026-07-13 | 460 | $22.68 |
| 2026-07-02 | 2,984 | $22.63 |
| 2026-07-01 | 3,072 | $22.25 |
| 2026-06-30 | 3,188 | $22.65 |
| 2026-06-29 | 6,749 | $22.67 |
| 2026-06-23 | 569 | $21.87 |
| 2026-06-22 | 390 | $22.01 |
| 2026-06-18 | 287 | $22.14 |
| 2026-06-17 | 192 | $22.59 |
| 2026-06-16 | 2,419 | $22.68 |
| 2026-06-15 | 254 | $22.85 |
| 2026-06-12 | 300 | $22.66 |
| 2026-06-11 | 303 | $22.78 |
| 2026-06-10 | 422 | $22.43 |
| 2026-06-09 | 398 | $22.12 |
| 2026-06-08 | 534 | $22.22 |
| 2026-06-05 | 159 | $21.93 |
| 2026-06-04 | 95 | $22.08 |
| 2026-06-01 | 11 | $22.21 |
| 2026-05-27 | 1,309 | $22.20 |
| 2026-05-26 | 76 | $22.34 |
| 2026-05-22 | 58,882 | $22.23 |
| 2026-05-20 | 136 | $22.24 |
| 2026-05-19 | 10,715 | $22.38 |
| 2026-05-18 | 4,012 | $22.16 |
| 2026-05-15 | 1,293 | $22.23 |
| 2026-05-14 | 163 | $22.40 |
| 2026-05-13 | 13,913 | $22.43 |
| 2026-05-12 | 898 | $22.22 |
| 2026-05-11 | 170 | $22.39 |
| 2026-05-08 | 128 | $22.29 |
| 2026-05-07 | 128 | $22.50 |
| 2026-05-06 | 128 | $22.53 |
| 2026-05-05 | 636 | $22.27 |
| 2026-05-01 | 211 | $22.51 |
| 2026-04-30 | 365 | $22.20 |
| 2026-04-20 | 335 | $21.97 |
| 2026-03-31 | 139 | $22.08 |
| 2026-03-30 | 150 | $21.96 |
| 2026-03-26 | 1,657 | $21.88 |
| 2026-03-25 | 66 | $21.76 |
| 2026-03-24 | 163 | $21.65 |
| 2026-03-23 | 163 | $21.54 |
| 2026-03-20 | 159 | $21.89 |
| 2026-03-19 | 97 | $22.11 |
| 2026-03-10 | 18 | $22.97 |
| 2026-03-09 | 10 | $23.01 |
| 2026-03-06 | 10 | $22.89 |
| 2026-02-18 | 2 | $23.12 |
| 2026-02-06 | 20,511 | $23.07 |
| 2026-02-05 | 19,023 | $23.08 |
| 2026-02-04 | 5,432 | $22.81 |
| 2026-02-02 | 1,020 | $22.36 |
| 2026-01-30 | 1,145 | $22.06 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33738R852 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.