Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33738R878
Over the rolling 12-month window, securities of FIRST TR EXCHE-TRD FD VI DORSE failed to deliver in the NSCC's Continuous Net Settlement system on 42 settlement days, totaling 113,685 fail shares and peaking at 76,321 shares on 2025-06-30. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 128 | $42.53 |
| 2026-09-21 | 314 | $41.85 |
| 2026-09-14 | 1,304 | $41.59 |
| 2026-09-11 | 133 | $41.32 |
| 2026-08-20 | 50 | $42.69 |
| 2026-08-19 | 50 | $42.11 |
| 2026-08-13 | 75 | $42.24 |
| 2026-08-12 | 23 | $41.95 |
| 2026-08-04 | 165 | $40.45 |
| 2026-07-31 | 53 | $40.31 |
| 2026-07-13 | 451 | $42.10 |
| 2026-07-10 | 215 | $42.42 |
| 2026-07-09 | 214 | $41.52 |
| 2026-07-08 | 18 | $41.37 |
| 2026-07-01 | 23 | $43.80 |
| 2026-06-30 | 253 | $42.96 |
| 2026-06-29 | 108 | $42.24 |
| 2026-06-26 | 110 | $42.68 |
| 2026-06-12 | 445 | $42.05 |
| 2026-06-11 | 445 | $41.15 |
| 2026-06-10 | 691 | $41.58 |
| 2026-06-09 | 691 | $41.82 |
| 2026-06-08 | 246 | $41.01 |
| 2026-06-05 | 246 | $42.70 |
| 2026-05-28 | 71 | $41.36 |
| 2026-05-27 | 45 | $41.54 |
| 2026-05-04 | 1,115 | $38.50 |
| 2026-03-30 | 19,735 | $34.36 |
| 2026-03-26 | 6 | $35.91 |
| 2026-03-25 | 6 | $35.36 |
| 2026-03-24 | 6 | $35.14 |
| 2026-03-23 | 6 | $34.72 |
| 2026-03-13 | 221 | $35.03 |
| 2026-03-12 | 1 | $36.01 |
| 2026-03-11 | 1 | $36.04 |
| 2026-03-10 | 1 | $36.23 |
| 2026-02-13 | 20 | $37.11 |
| 2026-02-11 | 196 | $37.95 |
| 2026-02-06 | 935 | $37.09 |
| 2026-02-05 | 1,316 | $37.62 |
| 2026-02-04 | 670 | $38.27 |
| 2026-02-03 | 670 | $38.60 |
| 2026-01-22 | 5 | $38.83 |
| 2026-01-21 | 265 | $38.22 |
| 2026-01-07 | 6 | $38.07 |
| 2025-12-22 | 29 | $36.36 |
| 2025-12-08 | 276 | $36.48 |
| 2025-10-31 | 350 | $35.96 |
| 2025-10-16 | 7 | $36.12 |
| 2025-10-14 | 17 | $35.97 |
| 2025-09-26 | 4 | $35.81 |
| 2025-09-24 | 25 | $36.28 |
| 2025-09-23 | 25 | $36.27 |
| 2025-09-22 | 26 | $36.31 |
| 2025-09-19 | 26 | $36.27 |
| 2025-08-18 | 58 | $35.91 |
| 2025-07-28 | 13 | $35.95 |
| 2025-07-08 | 486 | $35.61 |
| 2025-07-02 | 274 | $35.59 |
| 2025-07-01 | 274 | $35.53 |
| 2025-06-30 | 76,321 | $35.39 |
| 2025-06-27 | 6 | $35.26 |
| 2025-06-20 | 2,534 | $35.29 |
| 2025-06-18 | 2,534 | $35.27 |
| 2025-06-17 | 2,725 | $35.33 |
| 2025-06-02 | 2,378 | $35.18 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33738R878 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.