Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33739E108
Over the rolling 12-month window, securities of FIRST TR PFD SECS & INCOME ETF failed to deliver in the NSCC's Continuous Net Settlement system on 170 settlement days, totaling 4,695,490 fail shares and peaking at 867,053 shares on 2025-06-06. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 19,501 | $17.05 |
| 2026-10-13 | 35,069 | $17.01 |
| 2026-10-09 | 9,455 | $17.08 |
| 2026-10-08 | 7,157 | $17.01 |
| 2026-10-05 | 771 | $17.09 |
| 2026-10-01 | 203 | $17.05 |
| 2026-09-29 | 9,725 | $17.14 |
| 2026-09-24 | 14 | $17.40 |
| 2026-09-23 | 2,406 | $17.52 |
| 2026-09-22 | 10,075 | $17.54 |
| 2026-09-18 | 28,303 | $17.53 |
| 2026-09-17 | 2,533 | $17.45 |
| 2026-09-16 | 16,101 | $17.42 |
| 2026-09-15 | 307 | $17.42 |
| 2026-09-14 | 12,992 | $17.50 |
| 2026-09-11 | 303 | $17.46 |
| 2026-09-10 | 49,148 | $17.56 |
| 2026-09-09 | 6,892 | $17.60 |
| 2026-09-08 | 4,145 | $17.64 |
| 2026-09-04 | 2,859 | $17.64 |
| 2026-09-02 | 9 | $17.60 |
| 2026-08-31 | 8,458 | $17.69 |
| 2026-08-28 | 26,394 | $17.70 |
| 2026-08-27 | 18 | $17.68 |
| 2026-08-26 | 7,804 | $17.70 |
| 2026-08-25 | 2,255 | $17.66 |
| 2026-08-24 | 44,060 | $17.66 |
| 2026-08-20 | 112,491 | $17.77 |
| 2026-08-19 | 157,701 | $17.71 |
| 2026-08-18 | 33,207 | $17.74 |
| 2026-08-17 | 7,632 | $17.81 |
| 2026-08-14 | 9,129 | $17.83 |
| 2026-08-13 | 68 | $17.79 |
| 2026-08-12 | 910 | $17.76 |
| 2026-08-11 | 175,574 | $17.81 |
| 2026-08-10 | 27 | $17.87 |
| 2026-08-07 | 8,481 | $17.83 |
| 2026-08-05 | 40,200 | $17.86 |
| 2026-08-04 | 8,854 | $17.83 |
| 2026-08-03 | 7,186 | $17.77 |
| 2026-07-31 | 7,130 | $17.75 |
| 2026-07-30 | 2,208 | $17.72 |
| 2026-07-29 | 15,226 | $17.78 |
| 2026-07-28 | 14,763 | $17.77 |
| 2026-07-27 | 4,723 | $17.74 |
| 2026-07-24 | 1,442 | $17.75 |
| 2026-07-23 | 366 | $17.83 |
| 2026-07-22 | 6,403 | $17.84 |
| 2026-07-21 | 302,425 | $17.93 |
| 2026-07-20 | 181,056 | $17.94 |
| 2026-07-17 | 16,311 | $17.95 |
| 2026-07-16 | 9,209 | $17.95 |
| 2026-07-15 | 12,884 | $17.93 |
| 2026-07-14 | 333,812 | $17.92 |
| 2026-07-13 | 243,628 | $17.93 |
| 2026-07-10 | 105,566 | $17.94 |
| 2026-07-09 | 160,830 | $17.91 |
| 2026-07-08 | 229 | $17.91 |
| 2026-07-02 | 19,527 | $17.90 |
| 2026-07-01 | 14,034 | $17.88 |
| 2026-06-30 | 404 | $17.92 |
| 2026-06-26 | 13 | $17.88 |
| 2026-06-25 | 96,535 | $17.99 |
| 2026-06-24 | 59,384 | $17.97 |
| 2026-06-23 | 42,209 | $17.99 |
| 2026-06-22 | 32,310 | $17.99 |
| 2026-06-18 | 250,913 | $17.98 |
| 2026-06-17 | 186,622 | $18.02 |
| 2026-06-16 | 240,870 | $18.01 |
| 2026-06-15 | 39,588 | $17.96 |
| 2026-06-12 | 61,577 | $17.94 |
| 2026-06-11 | 4,506 | $17.89 |
| 2026-06-10 | 21,402 | $17.90 |
| 2026-06-09 | 65,696 | $17.90 |
| 2026-06-08 | 88,164 | $17.91 |
| 2026-06-04 | 21,549 | $17.98 |
| 2026-06-03 | 13,160 | $18.00 |
| 2026-06-02 | 164,391 | $18.00 |
| 2026-06-01 | 131,813 | $18.02 |
| 2026-05-29 | 94,814 | $18.02 |
| 2026-05-28 | 1,392 | $17.98 |
| 2026-05-27 | 500 | $17.97 |
| 2026-05-21 | 15,105 | $17.99 |
| 2026-05-20 | 15,834 | $17.92 |
| 2026-05-19 | 14,234 | $18.01 |
| 2026-05-18 | 7,833 | $18.02 |
| 2026-05-15 | 8,185 | $18.10 |
| 2026-05-12 | 2,002 | $18.13 |
| 2026-05-11 | 14,240 | $18.15 |
| 2026-05-07 | 328 | $18.15 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33739E108 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.