Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33739H200
Over the rolling 12-month window, securities of FIRST TR EXCHANGE-TRADED FD VI failed to deliver in the NSCC's Continuous Net Settlement system on 96 settlement days, totaling 44,471 fail shares and peaking at 8,376 shares on 2025-11-24. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 49 | $20.59 |
| 2026-09-29 | 39 | $20.46 |
| 2026-09-28 | 5 | $21.17 |
| 2026-09-04 | 268 | $22.12 |
| 2026-09-03 | 274 | $21.67 |
| 2026-09-02 | 122 | $21.45 |
| 2026-09-01 | 7 | $21.98 |
| 2026-08-21 | 267 | $22.27 |
| 2026-08-20 | 369 | $22.39 |
| 2026-08-19 | 375 | $21.73 |
| 2026-08-18 | 363 | $22.11 |
| 2026-08-04 | 3 | $20.59 |
| 2026-08-03 | 3 | $20.43 |
| 2026-07-31 | 3 | $20.52 |
| 2026-07-29 | 105 | $20.29 |
| 2026-07-28 | 50 | $20.43 |
| 2026-07-27 | 51 | $20.31 |
| 2026-07-22 | 8 | $20.63 |
| 2026-07-21 | 9 | $20.28 |
| 2026-07-17 | 2 | $20.37 |
| 2026-07-16 | 1 | $20.72 |
| 2026-07-13 | 42 | $20.90 |
| 2026-07-10 | 42 | $20.89 |
| 2026-07-09 | 48 | $20.65 |
| 2026-07-06 | 83 | $20.86 |
| 2026-07-02 | 16 | $20.57 |
| 2026-07-01 | 14 | $20.55 |
| 2026-06-24 | 143 | $20.69 |
| 2026-06-17 | 2 | $21.75 |
| 2026-06-15 | 60 | $21.12 |
| 2026-06-12 | 52 | $21.05 |
| 2026-06-04 | 1 | $22.20 |
| 2026-06-03 | 1 | $22.47 |
| 2026-06-01 | 411 | $22.62 |
| 2026-05-29 | 426 | $22.44 |
| 2026-05-28 | 125 | $22.20 |
| 2026-05-27 | 2 | $22.36 |
| 2026-05-26 | 160 | $22.29 |
| 2026-05-22 | 159 | $22.38 |
| 2026-05-21 | 54 | $22.28 |
| 2026-05-15 | 8 | $22.89 |
| 2026-05-13 | 400 | $22.89 |
| 2026-05-12 | 400 | $23.00 |
| 2026-04-29 | 388 | $22.07 |
| 2026-04-14 | 176 | $22.06 |
| 2026-04-13 | 138 | $21.97 |
| 2026-04-10 | 3 | $22.04 |
| 2026-04-09 | 9 | $21.83 |
| 2026-04-08 | 1 | $21.42 |
| 2026-04-07 | 8 | $21.30 |
| 2026-04-02 | 17 | $21.54 |
| 2026-04-01 | 115 | $21.21 |
| 2026-03-31 | 100 | $20.38 |
| 2026-03-26 | 1 | $21.01 |
| 2026-03-25 | 1 | $20.58 |
| 2026-03-23 | 9 | $20.81 |
| 2026-03-19 | 274 | $22.27 |
| 2026-03-18 | 194 | $23.04 |
| 2026-03-17 | 84 | $23.02 |
| 2026-03-13 | 21 | $23.20 |
| 2026-03-12 | 21 | $23.72 |
| 2026-03-11 | 22 | $23.81 |
| 2026-03-09 | 75 | $23.59 |
| 2026-03-06 | 68 | $23.57 |
| 2026-03-05 | 50 | $23.89 |
| 2026-03-04 | 374 | $24.13 |
| 2026-03-03 | 523 | $24.56 |
| 2026-03-02 | 21 | $24.37 |
| 2026-02-27 | 2 | $24.19 |
| 2026-02-26 | 1 | $24.10 |
| 2026-02-25 | 47 | $24.12 |
| 2026-02-24 | 1 | $24.22 |
| 2026-02-23 | 1,905 | $23.88 |
| 2026-02-20 | 491 | $23.48 |
| 2026-02-19 | 999 | $23.51 |
| 2026-02-18 | 1,497 | $23.13 |
| 2026-02-17 | 455 | $23.53 |
| 2026-02-12 | 133 | $23.93 |
| 2026-02-11 | 100 | $23.77 |
| 2026-02-09 | 784 | $23.46 |
| 2026-02-06 | 1,052 | $22.63 |
| 2026-02-05 | 152 | $23.25 |
| 2026-02-04 | 703 | $23.32 |
| 2026-02-03 | 1,285 | $22.60 |
| 2026-02-02 | 693 | $23.19 |
| 2026-01-30 | 1,310 | $25.00 |
| 2026-01-29 | 22 | $24.96 |
| 2026-01-28 | 2,127 | $24.29 |
| 2026-01-27 | 2,189 | $23.81 |
| 2026-01-26 | 23 | $23.47 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33739H200 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.