Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33739P103
Over the rolling 12-month window, securities of FIRST TR LONG/SHORT EQUITY ETF failed to deliver in the NSCC's Continuous Net Settlement system on 71 settlement days, totaling 719,840 fail shares and peaking at 321,796 shares on 2025-10-31. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-24 | 607 | $76.86 |
| 2026-09-23 | 1,555 | $77.03 |
| 2026-09-22 | 410 | $77.04 |
| 2026-09-17 | 26,160 | $75.98 |
| 2026-09-16 | 1,427 | $76.31 |
| 2026-09-03 | 6 | $76.49 |
| 2026-09-01 | 1,188 | $76.28 |
| 2026-08-31 | 1,228 | $76.46 |
| 2026-08-26 | 392 | $76.30 |
| 2026-08-25 | 43 | $75.95 |
| 2026-08-24 | 276 | $75.94 |
| 2026-08-20 | 2 | $75.87 |
| 2026-08-11 | 30,144 | $75.89 |
| 2026-08-10 | 309 | $75.90 |
| 2026-08-07 | 6 | $75.61 |
| 2026-08-06 | 9,500 | $75.70 |
| 2026-08-05 | 9,500 | $75.78 |
| 2026-08-04 | 9,500 | $75.07 |
| 2026-07-29 | 427 | $75.07 |
| 2026-07-27 | 2,643 | $75.04 |
| 2026-07-24 | 2,374 | $74.74 |
| 2026-07-23 | 6,009 | $75.31 |
| 2026-07-22 | 1,522 | $75.17 |
| 2026-07-20 | 407 | $74.70 |
| 2026-07-17 | 407 | $74.54 |
| 2026-07-16 | 889 | $74.73 |
| 2026-07-15 | 407 | $74.68 |
| 2026-07-14 | 433 | $74.62 |
| 2026-07-13 | 164 | $74.71 |
| 2026-07-01 | 2,973 | $73.80 |
| 2026-06-30 | 369 | $73.63 |
| 2026-06-29 | 822 | $73.07 |
| 2026-06-25 | 7,964 | $73.92 |
| 2026-06-24 | 53,346 | $74.26 |
| 2026-06-18 | 2,791 | $74.41 |
| 2026-06-17 | 67,395 | $74.75 |
| 2026-06-16 | 70,267 | $74.73 |
| 2026-06-15 | 3 | $74.07 |
| 2026-06-12 | 14,319 | $73.71 |
| 2026-06-11 | 7,120 | $72.98 |
| 2026-06-05 | 435 | $74.88 |
| 2026-06-04 | 11,790 | $74.71 |
| 2026-06-03 | 468 | $74.62 |
| 2026-05-08 | 97 | $73.55 |
| 2026-04-30 | 2,504 | $73.28 |
| 2026-04-29 | 3,047 | $72.88 |
| 2026-04-28 | 7 | $72.92 |
| 2026-04-27 | 7 | $72.88 |
| 2026-04-22 | 3,942 | $72.21 |
| 2026-04-02 | 340 | $70.61 |
| 2026-04-01 | 763 | $70.36 |
| 2026-03-26 | 2,534 | $70.11 |
| 2026-03-16 | 18,055 | $69.51 |
| 2026-03-12 | 13 | $70.55 |
| 2026-03-10 | 2,038 | $70.85 |
| 2026-03-06 | 10,542 | $71.02 |
| 2026-03-02 | 9 | $71.26 |
| 2026-02-26 | 2 | $71.78 |
| 2026-02-25 | 124 | $71.30 |
| 2026-02-13 | 56 | $70.81 |
| 2026-01-27 | 2 | $71.79 |
| 2026-01-20 | 678 | $71.39 |
| 2026-01-15 | 13,868 | $71.00 |
| 2026-01-14 | 22,533 | $71.38 |
| 2026-01-02 | 25,859 | $70.99 |
| 2025-12-31 | 783 | $71.53 |
| 2025-12-16 | 368 | $70.80 |
| 2025-12-12 | 215 | $71.43 |
| 2025-12-11 | 117 | $71.34 |
| 2025-12-08 | 50 | $71.31 |
| 2025-12-04 | 467 | $71.28 |
| 2025-12-01 | 2 | $71.56 |
| 2025-11-20 | 1,405 | $70.44 |
| 2025-11-13 | 1,150 | $71.96 |
| 2025-11-12 | 438 | $71.96 |
| 2025-10-31 | 321,796 | $71.12 |
| 2025-10-28 | 49 | $70.70 |
| 2025-10-27 | 132 | $70.10 |
| 2025-10-24 | 87,310 | $69.70 |
| 2025-10-23 | 42,005 | $69.46 |
| 2025-10-22 | 2,639 | $69.89 |
| 2025-10-07 | 8,540 | $70.06 |
| 2025-09-30 | 56 | $69.77 |
| 2025-09-25 | 19,774 | $69.70 |
| 2025-09-24 | 9,925 | $69.78 |
| 2025-09-23 | 5,760 | $69.95 |
| 2025-09-22 | 4,547 | $69.47 |
| 2025-09-11 | 954 | $67.96 |
| 2025-09-10 | 670 | $68.30 |
| 2025-09-09 | 128 | $68.07 |
Showing 90 most recent of 114.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33739P103 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.